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3 Specified Activities and Exclusions

From: Financial Services Regulation in Practice

Simon Morris

From: Oxford Legal Research Library (http://olrl.ouplaw.com). (c) Oxford University Press, 2022. All Rights Reserved.date: 06 July 2022

Principal — Electronic money — Debenture — Home finance transactions — Investment business — Regulated activities

This chapter reviews the specified activities and numerous exclusions contained in the Regulated Activities Order (RAO). First, it examines the circumstances where exclusions subjected to a regulated activity do not apply. Secondly, it deals with the specified activities contained within the RAO, divided into sections. In particular, these activities examine those relating to banking and finance, insurance, securities, home finance, consumer lending, debt, funds, and miscellaneous activities. Finally, the chapter specifies other general exclusions that are available in a wide range of specified activities, as well as those concerned with more specific situations or persons.

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