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III Asset Management

From: EU Securities and Financial Markets Regulation (3rd Edition)

Niamh Moloney

From: Oxford Legal Research Library (http://olrl.ouplaw.com). (c) Oxford University Press, 2022. All Rights Reserved.date: 28 January 2022

Subject(s):
Collective investment scheme — Alternative Investment Fund Managers Directive (AIFMD) — Money market funds (MMFs) — European Securities and Markets Authority (ESMA)
This Chapter addresses the harmonized EU regime which applies to asset (or investment) management. Asset management can take two broad forms: discretionary (or individual) asset management, involving the management of a client’s portfolio (whether retail or professional), on an individual basis and in accordance with the mandate agreed between the asset manager and the client (section 2); and collective asset management, involving the management of a fund of pooled assets in accordance with specified risk levels and asset-allocation parameters (typically...
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