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Contents
- Preliminary Material
- Main Text
- 1 Article 1—Introduction to ICDR Arbitration
- Preliminary Material
- I Introduction to ICDR arbitration
- 1.01
- 1.02
- 1.03
- A The American Arbitration Association (AAA)—An historic foundation
- B The International Centre for Dispute Resolution (ICDR)—The AAA’s division focused on international disputes
- C Statistics on AAA and ICDR arbitration
- D History of the ICDR Rules
- II Textual commentary
- 1.69
- A Scope of application of the ICDR Rules (Article 1(1))
- 1 Institutional arbitration (Article 1(1))
- 2 ‘Where parties have agreed in writing to arbitrate disputes’ (Article 1(1))
- 3 ‘[U]nder these International Arbitration Rules’ (Article 1(1))
- 4 ‘[O]r have provided for arbitration of an international dispute by the International Centre for Dispute Resolution or the American Arbitration Association without designating particular rules’ (Article 1(1))
- 5 ‘[S]ubject to whatever modifications the parties may adopt in writing’ (Article 1(1))
- B ICDR Rules to apply except for mandatory rules of law (Article 1(2))
- C Duties and responsibilities of the administrator and other parties involved (Article 1(3))
- 2 Article 2—Notice of Arbitration and Statement of Claim
- Preliminary Material
- I Introduction
- II Textual commentary
- A Party definitions and commencement of a case (Article 2(1) and (2))
- B Content requirements (Article 2(3))
- 1 ‘[D]emand that the dispute be referred to arbitration’ (Article 2(3)(a))
- 2 Names, addresses, and telephone numbers of the parties (Article 2(3)(b))
- 3 Reference to ‘the arbitration clause or agreement that is invoked’, ‘any contract out of or in relation to which the dispute arises’, and ‘a description of the claim and an indication of the facts supporting it’ (Article 2(3)(c), (d), and (e))
- 4 Relief or remedy sought, amount claimed (Article 2(3)(f)), and relevance for ICDR administrative fees
- 5 Optional contents (Article 2(3)(g))
- C Administrator’s acknowledgement of commencement (Article 2(4))
- D Deficient claim filing fee
- E ICDR Fee Schedules
- 3 Article 3—Statement of Defence and Counterclaim
- 4 Article 4—Amendments to Claims
- 5 Article 5—Number of Arbitrators
- 6 Article 6—Appointment of Arbitrators
- Preliminary Material
- I Introduction
- II Textual commentary
- A Party autonomy and the constitution of the tribunal (Article 6(1) and (2))
- B The limits on party autonomy to select arbitrators
- C Default procedure for institutional arbitrator appointments (Article 6(3))
- D Selecting ‘suitable’ candidates (Article 6(4))
- E Constituting the tribunal in multi-party arbitrations (Article 6(5))
- 7 Article 7—Impartiality and Independence of Arbitrators
- Preliminary Material
- I Introduction
- II Textual commentary
- A Impartiality and independence (Article 7(1))
- B Ex parte communications (Article 7(2))
- C Availability and qualifications
- 8 Article 8—Challenge of Arbitrators (Articles 8 and 9)
- 9 Article 9—Challenge of Arbitrators (Articles 8 and 9)
- 10 Article 10—Replacement of an Arbitrator (Articles 10 and 11)
- 11 Article 11—Replacement of an Arbitrator (Articles 10 and 11)
- 12 Article 12—Representation
- 13 Article 13—Place of Arbitration
- 14 Article 14—Language
- 15 Article 15—Pleas as to Jurisdiction
- 16 Article 16—Conduct of the Arbitration
- 17 Article 17—Further Written Statements
- 18 Article 18—Notices
- 19 Article 19—Evidence
- 20 Article 20—Hearings
- 21 Article 21—Interim Measures of Protection
- 22 Article 22—Experts
- 23 Article 23—Default
- 24 Article 24—Closure of Hearing
- 25 Article 25—Waiver of Rules
- 26 Article 26—Awards, Decisions, and Rulings
- 27 Article 27—Form and Effect of the Award
- Preliminary Material
- I Introduction
- II Textual commentary
- A Award is final and binding (Article 27(1))
- B Award must be reasoned (Article 27(2))
- C Award must state date and place made and be communicated to parties (Article 27(3) and (5))
- D Award is confidential, but redacted award may be published (Article 27(4) and (8))
- E Award may be registered (Article 27(6))
- F Tribunal may make interim awards (Article 27(7))
- 28 Article 28—Applicable Laws and Remedies
- Preliminary Material
- I Introduction
- II Textual commentary
- 29 Article 29—Settlement or Other Reasons for Termination
- 30 Article 30—Interpretation or Correction of the Award
- 31 Article 31—Costs
- 32 Article 32—Compensation of Arbitrators
- 33 Article 33—Deposit of Costs
- 34 Article 34—Confidentiality
- 35 Article 35—Exclusion of Liability
- 36 Article 36—Interpretation of Rules
- 37 Article 37—Emergency Measures of Protection
- Preliminary Material
- I Introduction
- II Textual commentary
- A Applicability (Article 37(1))
- B Application for emergency relief (Article 37(2) and (3))
- C The emergency arbitrator’s powers (Article 37(4) and (5))
- D Tribunal may reconsider once constituted (Article 37(6))
- E Costs and security for costs (Article 37(7) and (9))
- F Party may seek judicial emergency relief (Article 37(8))
- 1 Article 1—Introduction to ICDR Arbitration
- Further Material
- [No Title]
- Appendix 1 ICDR International Dispute Resolution Procedures (Including Mediation and Arbitration Rules)
- Introduction
- International Mediation
- International Arbitration
- International Mediation Rules
- 1 Agreement of Parties
- 2 Initiation of Mediation
- 3 Representation
- 4 Appointment of the Mediator
- 5 Mediator’s Impartiality and Duty to Disclose
- 6 Vacancies
- 7 Duties and Responsibilities of the Mediator
- 8 Responsibilities of the Parties
- 9 Privacy
- 10 Confidentiality
- 11 No Stenographic Record
- 12 Termination of Mediation
- 13 Exclusion of Liability
- 14 Interpretation and Application of Rules
- 15 Deposits
- 16 Expenses
- 17 Cost of the Mediation
- 18 Language
- Conference Room Rental
- International Arbitration Rules
- Article 1
- Commencing the Arbitration
- The Tribunal
- General Conditions
- Closure of Hearing
- Waiver of Rules
- Awards, Decisions and Rulings
- Form and Effect of the Award
- Applicable Laws and Remedies
- Appendix 2 International Case Filing Administrative Fee Schedules
- Appendix 3 ICDR Guidelines for Arbitrators Concerning Exchanges of Information
- Appendix 4 AAA Commercial Arbitration Rules and Mediation Procedures (Including Procedures for Large, Complex, Commercial Disputes)
- Commercial Mediation Procedures
- M-1 Agreement of Parties
- M-2 Initiation of Mediation
- M-3 Representation
- M-4 Appointment of the Mediator
- M-5 Mediator’s Impartiality and Duty to Disclose
- M-6 Vacancies
- M-7 Duties and Responsibilities of the Mediator
- M-8 Responsibilities of the Parties
- M-9 Privacy
- M-10 Confidentiality
- M-11 No Stenographic Record
- M-12 Termination of Mediation
- M-13 Exclusion of Liability
- M-14 Interpretation and Application of Procedures
- M-15 Deposits
- M-16 Expenses
- M-17 Cost of the Mediation
- Conference Room Rental
- Commercial Arbitration Rules
- R-1 Agreement of Parties
- R-2 AAA and Delegation of Duties
- R-3 National Roster of Arbitrators
- R-4 Initiation under an Arbitration Provision in a Contract
- R-5 Initiation under a Submission
- R-6 Changes of Claim
- R-7 Jurisdiction
- R-8 Mediation
- R-9 Administrative Conference
- R-10 Fixing of Locale
- R-11 Appointment from National Roster
- R-12 Direct Appointment by a Party
- R-13 Appointment of Chairperson by Party-Appointed Arbitrators or Parties
- R-14 Nationality of Arbitrator
- R-15 Number of Arbitrators
- R-16 Disclosure
- R-17 Disqualification of Arbitrator
- R-18 Communication with Arbitrator
- R-19 Vacancies
- R-20 Preliminary Hearing
- R-21 Exchange of Information
- R-22 Date, Time, and Place of Hearing
- R-23 Attendance at Hearings
- R-24 Representation
- R-25 Oaths
- R-26 Stenographic Record
- R-27 Interpreters
- R-28 Postponements
- R-29 Arbitration in the Absence of a Party or Representative
- R-30 Conduct of Proceedings
- R-31 Evidence
- R-32 Evidence by Affidavit and Post-hearing Filing of Documents or Other Evidence
- R-33 Inspection or Investigation
- R-34 Interim Measures
- R-35 Closing of Hearing
- R-36 Reopening of Hearing
- R-37 Waiver of Rules
- R-38 Extensions of Time
- R-39 Serving of Notice
- R-40 Majority Decision
- R-41 Time of Award
- R-42 Form of Award
- R-43 Scope of Award
- R-44 Award upon Settlement
- R-45 Delivery of Award to Parties
- R-46 Modification of Award
- R-47 Release of Documents for Judicial Proceedings
- R-48 Applications to Court and Exclusion of Liability
- R-49 Administrative Fees
- R-50 Expenses
- R-51 Neutral Arbitrator’s Compensation
- R-52 Deposits
- R-53 Interpretation and Application of Rules
- R-54 Suspension for Nonpayment
- Expedited Procedures
- Procedures for Large, Complex Commercial Disputes
- Optional Rules for Emergency Measures of Protection
- Commercial Mediation Procedures
- Appendix 5 International Commercial Arbitration Supplementary Procedures
- Appendix 6 United Nations Commission on International Trade Law (UNCITRAL) Arbitration Rules
- s.I Introductory rules
- s.II Composition of the arbitral tribunal
- s.III Arbitral proceedings
- General Provisions
- Place of Arbitration
- Language
- Statement of Claim
- Statement of Defence
- Amendments to the Claim of Defence
- Pleas As to the Jurisdiction of the Arbitral Tribunal
- Further Written Statements
- Periods of Time
- Evidence and Hearings (Articles 24 and 25)
- Interim Measures of Protection
- Experts
- Default
- Closure of Hearings
- Waiver of Rules
- s.IV The award
- Appendix 7 UNCITRAL Arbitration Rules
- s.I Introductory rules
- s.II Composition of the arbitral tribunal
- s.III Arbitral proceedings
- General Provisions
- Place of Arbitration
- Language
- Statement of Claim
- Statement of Defence
- Amendments to the Claim or Defence
- Pleas as to the Jurisdiction of the Arbitral Tribunal
- Further Written Statements
- Periods of Time
- Interim Measures
- Evidence
- Hearings
- Experts Appointed by the Arbitral Tribunal
- Default
- Closure of Hearings
- Waiver of Right to Object
- s.IV The award
- Annex
- Appendix 8 AAA Procedures for Cases Under the UNCITRAL Arbitration Rules
- Appendix 9 List of AAA Rules Available on the AAA’s Website
- Index
