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, &  (20180322). Part IX Legal and Conduct Risk Management, Preliminary Material. In Legal and Conduct Risk in the Financial Markets. : Oxford University Press. Retrieved 3 Apr. 2020, from https://olrl.ouplaw.com/view/10.1093/law/9780198749271.001.0001/law-9780198749271-part-9-partFrontMatter-1.