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- Preliminary Material
- Foreword
- Contents
- Table of Cases
- Table of Arbitral Awards
- Ad Hoc Arbitration
- American Arbitration Association (AAA) International Centre for Dispute Resolution
- Arbitration Court attached to the Economic Chamber of the Czech Republic and to the Agricultural Chamber of the Czech Republic
- Bank for International Settlements Arbitral Tribunal
- Cairo Regional Centre for International Commercial Arbitration
- Center for Mediation and Arbitration of Paris (CMAP)
- Germany
- Hong Kong International Arbitration Centre (HKIAC)
- International Centre for Settlement of Investment Disputes (ICSID)
- International Chamber of Commerce (ICC)
- Iran-United States Claims Tribunal
- London Court of International Arbitration (LCIA)
- Mixed Claims Commission United States-Venezuela
- Netherlands Arbitration Institute
- Permanent Court of Arbitration (PCA)
- Stockholm Chamber of Commerce
- UNCITRAL
- US-Mexico General Claims Commission
- US-Venezuela Mixed Claims Commission
- Table of National Cases
- Australia
- Austria
- Belgium
- Bermuda
- Canada
- Dubai International Financial Centre (DIFC)
- European Court of Human Rights
- European Court of Justice
- France
- Germany
- Hong Kong
- India
- International Court of Justice (ICJ)
- Italy
- Netherlands
- Permanent Court of International Justice
- Philippines
- Russia
- Singapore
- Switzerland
- Syria
- United Kingdom
- United States
- WTO system
- Zimbabwe
- Table of Arbitral Awards
- Table of Legislation
- Table of International Instruments
- Table of Arbitration Rules
- American Arbitration Association (AAA)
- Arbitration Institute of the Stockholm Chamber of Commerce
- China International Economic and Trade Arbitration Commission (CIETAC)
- Dubai International Arbitration Centre
- Hong Kong International Arbitration Centre (HKIAC)
- International Arbitration Rules for Switzerland
- International Centre for Dispute Resolution (ICDR)
- International Centre for Settlement of Investment Disputes (ICSID)
- International Chamber of Commerce (ICC)
- Japan Commercial Arbitration Association (JCAA)
- London Court of International Arbitration (LCIA)
- Netherlands Arbitration Institute (NAI)
- Panel of Recognized International Market Experts in Finance (P.R.I.M.E)
- Singapore International Arbitration Centre (SIAC)
- United Nations Commission on International Trade Law (UNCITRAL)
- Table of National Legislation
- Table of European Secondary Legislation
- Biographies
- Main Text
- 1 The Modern Role of Arbitration in Banking and Finance
- 2 Arbitral Institutions
- Preliminary Material
- 2.01
- 2.02
- I Selected International Arbitral Institutions and Rules
- A Panel of Recognized International Market Experts in Finance (P.R.I.M.E. Finance)
- B International Court of Arbitration of the International Chamber of Commerce (ICC)
- C The London Court of International Arbitration (LCIA)
- D International Centre for Dispute Resolution of the American Arbitration Association (ICDR)
- E International Centre for Settlement of Investment Disputes (ICSID)
- II Selected Regional Arbitral Institutions
- III Conclusion
- 3 Alternative Dispute Resolution
- 4 Overview of Derivative Financial Products
- 5 Financial Products as Investments under Bilateral Investment Treaties and Other Multilateral Instruments with Consents to Arbitration
- Preliminary Material
- I Introduction
- II Consent to Arbitration in Investment Treaties
- III Defining a Qualifying Investment Generally
- IV Financial Products as Qualifying Investments
- V Conclusion
- 6 Arbitration Clauses for International Financial Disputes
- Preliminary Material
- I Introduction
- II Description of the Legal Relationship to which the Arbitration Clause Relates
- III Parties
- IV Place of Arbitration
- V Choice of Law as to the Applicable Substantive Law
- VI Number and Appointment of Arbitrators
- VII Decision Standard
- VIII Language of the Proceedings
- IX Confidentiality
- X Waivers
- XI Arbitrability
- XII Conclusion
- 7 The Applicable Law in International Financial Disputes
- Preliminary Material
- I Introduction
- A The Challenges Concerning the Applicable Law in International Financial Transactions
- B The Powers of International Arbitrators, the Delocalization Issue, the Emergence of a Transnational Commercial and Financial Legal Order and Its Meaning for International Arbitration and the Applicable Law
- C The Operation of Transnational Private Law: the Modern Lex Mercatoria and Competing Public Policy
- II Building-blocks of Private Law in International Finance
- A Assignments
- B Set-off and Netting
- C Secured Transactions, Finance Sales, and Related Structures
- D Investment Securities and their Modern Holding in Electronic Entitlement Systems
- E Segregation and Priority: Constructive Trusts
- F Transactional and Payment Finality
- G How Do We Transfer an International Commercial/Cash-Flow and the Ranking of Proprietary Interest Holders Transnationally?
- III Public Policy Concerning Financial Instruments: Remedies
- IV The Applicable Law Clause in the P.R.I.M.E. Finance Arbitration Rules
- V Conclusion
- 8 Theories of Liability and Responsibility
- Preliminary Material
- 8.01
- 8.02
- 8.03
- 8.04
- 8.05
- 8.06
- 8.07
- 8.08
- I Investment Treaties and Financial Disputes: Three General Observations
- II The Protection Against Unlawful Expropriation
- III Prohibitions of Discrimination
- IV The Guarantee of Fair and Equitable Treatment
- V The Guarantee of Full Protection and Security
- VI The Guarantee of Observance of Undertakings or the ‘Umbrella Clause’
- VII The Guarantee of Free Transfer of Funds
- VIII Applicable Defences and Exceptions
- IX Conclusion
- 9 Practical Issues Specific to Arbitrations Containing Financial Products
- Preliminary Material
- I Introduction
- II The Tribunal
- III Jurisdiction
- IV Case Management Issues
- V Evidence
- VI Challenges to Enforcement
- 10 The Particular Role of Experts in Arbitrating International Financial Disputes
- 11 Evidentiary Standards in Financial Arbitrations
- Preliminary Material
- I Introduction
- II Evidentiary Standards of Particular Interest
- A Preliminary Considerations
- B Confidentiality of Banking Documents
- 1 Introductory
- 2 Relevant instruments
- a National arbitration legislation
- b IBA Rules on the Taking of Evidence in International Arbitration 2010
- c Banking confidentiality and banking secrecy: banking confidentiality in general
- d Banking confidentiality, courts, and arbitral tribunals
- e Confidentiality and enforcement
- f How to deal with confidentiality objections
- C Privilege
- III Evidentiary Rules of Current Regimes
- IV New Areas of Challenge
- V Conclusions
- 12 Remedies—Interim Measures
- Preliminary Material
- I Introduction
- II The Power of a Tribunal to Grant Interim Relief
- III The Standards Applicable to the Grant of Interim Relief
- 13 Remedies—Injunctive Relief
- 14 Remedies—Damages
- Preliminary Material
- I Introduction
- II The Award of Damages in International Financial Disputes
- III Legal Aspects of Damages Determinations
- IV Quantum Aspects of Damages Determinations for International Financial Disputes
- V Currency
- VI Interest
- VII Conclusion
- 15 Enforcement
- Preliminary Material
- I Introduction
- II The New York Convention
- III The Presumptive Validity of International Arbitral Awards
- 15.56
- 15.57
- 15.58
- 15.59
- 15.60
- 15.61
- 15.62
- A Grounds for Refusing the Recognition and Enforcement of International Arbitral Awards
- 15.63
- 15.64
- 15.65
- 15.66
- 15.67
- 15.68
- 15.69
- 15.70
- 15.71
- 15.72
- 15.73
- 1 Article V(1)(a): Incapacity of a Party or Invalidity of the Arbitration Agreement
- 2 Article V(1)(b): Lack of Due Process
- 3 Article V(1)©: Jurisdictional Issues
- 4 Article V(1)(d): Improper Arbitral Procedure or Composition of the Tribunal
- 5 Article V(1)(e): The Award is not yet binding or has been set aside or suspended by a Court
- 6 Article V(2)(a): Non-Arbitrability
- 7 Article V(2)(b): Public Policy
- B Suspension of Enforcement Proceedings Pending Resolution of Application to Annul Award
- C Enforcement of ICSID Awards
- D The Panama Convention: A Brief Overview
- E The Geneva Convention: A Brief Overview
- F Concluding Remarks
- Further Material
- [44.192.92.49]
- 44.192.92.49
