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9 Practical Issues Specific to Arbitrations Containing Financial Products

Judith Gill, James Freeman

From: International Financial Disputes: Arbitration and Mediation

Edited By: Jeffrey Golden, Carolyn Lamm

From: Oxford Legal Research Library (http://olrl.ouplaw.com). (c) Oxford University Press, 2023. All Rights Reserved.date: 19 April 2024

Customer obligations and foreign law — Breach of confidentiality — Credit — Debt — Investment business — Market abuse

This chapter examines some of the practical issues that may arise in the course of arbitrations involving financial products. In particular, it looks at matters to consider when constituting the arbitral tribunal in a dispute arising out of a financial transaction; questions that may arise as to the arbitral tribunal's jurisdiction to determine a dispute arising out of a financial transaction; common case management issues in arbitrations involving financial products; evidential issues in arbitrations relating to financial disputes; and potential enforcement issues.

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