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9 Regulation, Supervision, and Oversight

Klaus Löber

From: Transnational Securities Law

Edited By: Thomas Keijser

From: Oxford Legal Research Library (http://olrl.ouplaw.com). (c) Oxford University Press, 2023. All Rights Reserved.date: 14 July 2024

Regulated activities — Supervision — Central Securities Depository (CSD) — Securities settlement system — International Organisation of Securities Commissions (IOSCO) — Committee on Payment and Settlement Systems (CPSS) — Geneva Securities Convention — Securities lending — Special Resolution Regime (SSR) — Macro-prudential oversight — Credit risk — Financial Stability Board (FSB)
The global financial system is only as good as the infrastructure that supports it. And the smooth functioning of that system—and the confidence on which it depends—will be threatened if the infrastructure is unreliable—Sir AndrewLarge1 The financial turmoil that has unfolded over the last year has tested the ability of regulatory authorities to respond effectively to financial crises. It is evident that a number of countries need to revise and reform financial regulatory structures—Paul Volcker2 9.01 In recent years, securities trading and settlement volumes have...
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