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9 Dealing

From: Insider Dealing: Law and Practice

Sarah Clarke

From: Oxford Legal Research Library (http://olrl.ouplaw.com). (c) Oxford University Press, 2023. All Rights Reserved.date: 26 May 2024

Insider dealing — Securities
9.01 Once it has been established that the asset in question qualifies as a ‘security’, it is necessary to consider whether dealing has taken place with respect to that security. This Chapter deals with the provisions of Part V of the CJA which inform what ‘dealing’ means and the ways in which it can occur in order to come within the CJA’s ambit. 9.02 The Insider Dealing Directive1 (‘IDD’) required Member States to prohibit those who possess inside information from dealing either on their own account, or through a professional intermediary such as a stock broker.2...
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