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8 Securities and Regulated Markets

From: Insider Dealing: Law and Practice

Sarah Clarke

From: Oxford Legal Research Library (http://olrl.ouplaw.com). (c) Oxford University Press, 2023. All Rights Reserved.date: 14 April 2024

Subject(s):
Securities — Futures — Options — Insider dealing
8.01 This Chapter explains how a ‘security’ and a ‘regulated market’ are defined for the purposes of the CJA. It describes the different types of securities listed in the Insider Dealing (Securities and Regulated Markets) Order 1994 (as amended) (‘IDO’) and deals with the issue of whether spread bets fall within the CJA regime. 8.02 The correct analysis in an insider dealing case is to approach the topic of securities and regulated markets in two stages: 8.03 The CJA approaches the definition of securities in two ways. Firstly, by listing in Schedule 2 CJA, those...
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