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24 The Enforcement Process—Market Abuse Proceedings

From: Insider Dealing: Law and Practice

Sarah Clarke

From: Oxford Legal Research Library (http://olrl.ouplaw.com). (c) Oxford University Press, 2023. All Rights Reserved.date: 19 April 2024

Subject(s):
Enforcement — Financial Services and Markets Act 2000 — UK Financial Conduct Authority (FCA) — UK Financial Services Authority (FSA)
24.01 This Chapter provides a step-by-step guide to the Enforcement process in respect of market abuse proceedings brought under Part VIII of FSMA. It deals with the range of available Enforcement actions, in particular the structured regime for the calculation of financial penalties, and describes how the Executive Settlement process applies. This Chapter also deals with proceedings for market abuse which may be taken in the High Court. Lastly, this Chapter deals with the issue of publicity in relation to a market abuse case. 24.02 Under FSMA, the FCA has an...
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