Jump to Content Jump to Main Navigation

23 Criminal Proceedings

From: Insider Dealing: Law and Practice

Sarah Clarke

From: Oxford Legal Research Library (http://olrl.ouplaw.com). (c) Oxford University Press, 2023. All Rights Reserved.date: 13 April 2024

UK Financial Conduct Authority (FCA) — UK Financial Services Authority (FSA)
23.01 This Chapter deals with criminal proceedings for insider dealing. It sets out the factors relevant to the decisions whether and who to prosecute and when and how these decisions are likely to be taken. It also describes some of the ways in which it might be possible to influence this decision. The Chapter concludes by describing the process by which a decision to institute criminal proceedings is taken and the practical steps involved. 23.02 When deciding whether to commence criminal proceedings, the Financial Conduct Authority (‘FCA’) will apply the...
Users without a subscription are not able to see the full content. Please, subscribe or login to access all content.