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15 The Civil Offences

From: Insider Dealing: Law and Practice

Sarah Clarke

From: Oxford Legal Research Library (http://olrl.ouplaw.com). (c) Oxford University Press, 2023. All Rights Reserved.date: 13 April 2024

Subject(s):
Financial Services and Markets Act 2000 — Market Abuse Directive (MAD) — Market abuse — UK Financial Services Authority (FSA)
15.01 This Chapter describes the circumstances in which behaviour by a person, which is described in s 118(2)–(4) of the Financial Services and Markets Act 2000 (‘FSMA’) will be caught by the market abuse regime. It deals with the overarching requirements of s 118(1) FSMA, describes the qualifying investments and prescribed markets which are covered by the civil market abuse regime and the territorial scope requirements contained in s 118A(1) FSMA. 15.02 As explained in Chapter 14,1 the civil market abuse regime originally came into effect with the implementation...
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