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14 Insider Dealing—The Civil Market Abuse Regime

From: Insider Dealing: Law and Practice

Sarah Clarke

From: Oxford Legal Research Library (http://olrl.ouplaw.com). (c) Oxford University Press, 2023. All Rights Reserved.date: 18 April 2024

Insider dealing — Market Abuse Directive (MAD) — Financial Services and Markets Act 2000 — UK Financial Conduct Authority (FCA) — UK Financial Services Authority (FSA)
14.01 This Chapter sets the scene for the UK’s civil market abuse regime as it applies to insider dealing conduct. It explains how the legislation and the FCA’s Code of Market Conduct (‘MAR’) work, and the available legal and source materials. 14.02 Proceedings for market abuse are variously and interchangeably referred to as ‘civil’, ‘civil offences’, ‘regulatory’, or ‘disciplinary’ proceedings. Whatever term is used, its meaning is the same. It refers to proceedings under the Financial Services and Markets Act 2000 (‘FSMA’) part VIII (ss 118–23) which contain...
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