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13 Penalties and Sentencing

From: Insider Dealing: Law and Practice

Sarah Clarke

From: Oxford Legal Research Library (http://olrl.ouplaw.com). (c) Oxford University Press, 2023. All Rights Reserved.date: 13 April 2024

Insider dealing — UK Financial Conduct Authority (FCA) — Financial Services and Markets Act 2000
13.01 This Chapter deals with the sentencing of defendants convicted of insider dealing offences. It summarises the sentencing principles and provides examples of sentences imposed in previous cases. It also summarises the key ancillary issues likely to arise in an insider dealing case such as disqualification of company directors and confiscation orders. 13.02 The maximum penalties for insider dealing offences are contained in s 61 CJA: 13.03 During Parliamentary debates, the Minister stated: The maximum penalty reflects the seriousness with which the Government...
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