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12 Prosecution of Insider Dealing Offences

From: Insider Dealing: Law and Practice

Sarah Clarke

From: Oxford Legal Research Library (http://olrl.ouplaw.com). (c) Oxford University Press, 2023. All Rights Reserved.date: 19 April 2024

Insider dealing — Financial Services and Markets Act 2000 — UK Financial Services Authority (FSA) — UK Financial Conduct Authority (FCA)
12.01 This Chapter deals with the prosecution of insider dealing offences: who may prosecute, whether consent is required, whether the FCA can prosecute for other offences associated with insider dealing, and the time limit for instituting summary proceedings. 12.02 The Financial Services and Markets Act 2000 (‘FSMA’), designated the Financial Services Authority (‘FSA’) as the Body responsible for market misconduct investigation and Enforcement, including the investigation and prosecution of insider dealing offences. As of 1 April 2013, the FSA ceased to exist and...
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