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Oxford Law Citator
Contents
Expand All
Collapse All
Preliminary Material
Foreword
Preface
Table of Contents
Table of Cases
People’s Republic of China
Supreme People’s Court
International
Australia
International Chamber of Commerce (ICC)
Russian Federation
Singapore
Table of Legislation
People’s Republic of China (PRC)
Beijing Arbitration Commission (BAC)
China Council for the Promotion of International Trade (CCPIT) / China Chamber of International Commerce (CCOIC)
China International Economic and Trade Arbitration Commission (CIETAC)
Guangzhou Arbitration Commission (GZAC)
Laws of the People’s Republic of China
Ministry of Justice (MOJ)
Shanghai International Economic and Trade Arbitration Commission (‘Shanghai International Arbitration Center’/’SHIAC’)
Shenzhen Court of International Arbitration (SCIA)
State Council of the People’s Republic of China
Supreme People’s Court (SPC)
International
Conventions and Protocols
National (by country)
Australia
France
Hong Kong
Singapore
Organizations
Arbitration Institute of the Stockholm Chamber of Commerce (SCC)
Grain and Feed Trade Association (GAFTA)
Hong Kong International Arbitration Centre (HKIAC)
International Bar Association (IBA)
International Chamber of Commerce (ICC)
London Court of International Arbitration (LCIA)
Singapore International Arbitration Centre (SIAC)
Swiss Chambers’ Arbitration Institution (SCAI)
International Institute for the Unification of Private Law (UNIDROIT)
United Nations Commission on International Trade Law (UNCITRAL)
List of Abbreviations
Main Text
1 Introduction
Preliminary Material
A Introduction
1.01
B Arbitration in China
1.02
(1) The legal framework
1.03
(a) Statutes
1.04
1.05
1.06
1.07
(b) Judicial interpretations
1.08
1.09
1.10
1.11
1.12
(c) Treaties
1.13
1.14
1.15
1.16
(d) Hong Kong and Macao
1.17
1.18
1.19
(2) ‘Domestic’ versus ‘foreign-related’ arbitration
1.20
1.21
1.22
1.23
1.24
1.25
1.26
(3) The institutional framework
(a) Chinese arbitration institutions
1.27
1.28
(b) Ad hoc arbitration in China
1.29
1.30
1.31
1.32
1.33
(c) Conduct of arbitrations inside China by foreign arbitral institutions
1.34
(d) Evolution of the institutional framework
1.35
1.36
1.37
1.38
1.39
C CIETAC Arbitration
1.40
1.41
(1) Administered arbitration
1.42
(2) Arbitrators
1.43
(3) Language
1.44
(4) Procedure and evidence
1.45
1.46
1.47
(5) Combination of arbitration and conciliation
1.48
(6) Economy of arbitration
1.49
D Other Dispute Resolution Services Provided by the CIETAC
1.50
1.51
1.52
1.53
1.54
1.55
1.56
2 The Arbitration Commission: Structure and Duties: (Articles 1 and 2)
Preliminary Material
A Introduction
2.01
B Article 1: The Arbitration Commission
(1) Article 1.1: Previous and concurrent names of the CIETAC
(a) Legal status
2.02
(b) Predecessor bodies and names
2.03
2.04
2.05
(c) Relationship to the China Council for the Promotion of International Trade (‘CCPIT’)
2.06
2.07
2.08
2.09
2.10
2.11
2.12
2.13
(d) Organization and work of the CIETAC Commission
2.14
2.15
2.16
2.17
(2) Article 1.2: Reference to the CIETAC’s other names in arbitration agreement
2.18
C Article 2: Structure and Duties
2.19
(1) Articles 2.1 and 2.2: Chairman, Vice Chairmen, and Arbitration Court
(a) The CIETAC Commission
2.20
(b) Chairman
2.21
2.22
2.23
(c) Arbitration Court
2.24
2.25
2.26
2.27
2.28
(i) Registration and Consultancy Department
2.29
(ii) International Cases Department
2.30
(iii) Domestic Cases Department
2.31
(iv) Research and Development Department
2.32
(v) Arbitration Research Institute
2.33
(vi) Alternative Dispute Resolution Facilities Department
2.34
(d) Secretariat
2.35
2.36
2.37
(e) The Special Committees
2.38
(i) Expert Consultation Committee
2.39
(ii) Case Edition Committee
2.40
(iii) Arbitrator Qualification Review Committee
2.41
2.42
(iv) Development Committee
2.43
(2) Article 2.3: Sub-commissions and arbitration centres
2.44
2.45
2.46
2.47
2.48
2.49
2.50
2.51
2.52
2.53
2.54
(3) Articles 2.4 and 2.5: Organs of sub-commissions/centres
2.55
2.56
(4) Article 2.6: Allocation of jurisdiction
2.57
D Relations with Other International Arbitration Bodies
2.58
3 General Provisions: (Articles 4, 7 to 10, 83, and 84)
Preliminary Material
A Introduction
3.01
3.02
B Article 4: Scope of Application
(1) Article 4.1: Uniform application
3.03
(2) Article 4.2: Deemed consent to application
3.04
3.05
(3) Article 4.3: Modification of the CIETAC Rules and application of other rules
(a) Effect of agreed modifications by parties
3.06
3.07
(b) Administration by the CIETAC of arbitrations under other arbitration rules
3.08
3.09
3.10
3.11
3.12
(4) Article 4.4: Deemed consent to institution
3.13
3.14
3.15
(5) Article 4.5: Application of the CIETAC’s customized rules
3.16
3.17
C Article 7: Place of Arbitration
3.18
3.19
(1) Place of arbitration
3.20
3.21
3.22
(a) Law applicable to the validity of the arbitration agreement
3.23
3.24
3.25
3.26
3.27
3.28
(b) Law applicable to the arbitral proceedings
3.29
3.30
3.31
3.32
3.33
(c) Supervisory court
3.34
3.35
(d) Nationality of the award
3.36
3.37
3.38
3.39
3.40
3.41
(2) Article 7.1: Agreement of place of arbitration
3.42
3.43
(3) Article 7.2: Determination of place of arbitration
3.44
3.45
3.46
3.47
(4) Article 7.3: Legal effect of place of arbitration
3.48
3.49
D Article 8: Service of Documents and Periods of Time
(1) Article 8.1: Proper means of service
3.50
3.51
3.52
(2) Article 8.2: Address
3.53
3.54
(3) Article 8.3: Deemed service
3.55
3.56
3.57
3.58
(4) Article 8.4: Calculation of time periods
3.59
3.60
E Article 9: Good Faith
3.61
3.62
3.63
3.64
3.65
3.66
F Article 10: Waiver of Right to Object
3.67
3.68
3.69
3.70
3.71
G Article 81: Language
(1) Article 81.1: Language of arbitration
(a) Background
3.72
3.73
3.74
(b) Language of arbitration
3.75
3.76
3.77
3.78
(c) Decision on the language
3.79
3.80
(2) Article 81.2: Interpretation at oral hearing
3.81
3.82
(3) Article 81.3: Translation of the documents and evidence
3.83
3.84
3.85
3.86
3.87
3.88
H Article 83: Interpretation
(1) Article 83.1: Headings
3.89
(2) Article 83.2: Interpretations by the CIETAC
3.90
3.91
I Article 84: Coming into Force
3.92
3.93
3.94
3.95
3.96
4 The CIETAC’s Jurisdiction: (Article 3)
Preliminary Material
A Introduction
4.01
4.02
B Article 3: Jurisdiction
(1) Article 3.1: General provision
4.03
4.04
4.05
4.06
(2) Article 3.2: Types of cases accepted by the CIETAC
4.07
(a) ‘International’ and ‘foreign-related’
4.08
4.09
4.10
4.11
4.12
4.13
4.14
4.15
4.16
4.17
C Non-Arbitrable Matters
4.18
4.19
D Evolution of the CIETAC’s Jurisdiction
4.20
(1) 1956 FTAC Rules
4.21
4.22
(2) 1988 CIETAC Rules
4.23
(3) 1994 CIETAC Rules
4.24
4.25
4.26
4.27
(4) 1995 CIETAC Rules
4.28
4.29
4.30
(5) 1998 CIETAC Rules
4.31
4.32
4.33
4.34
(6) 2000 CIETAC Rules
4.35
4.36
(7) 2005 CIETAC Rules
4.37
4.38
4.39
(8) 2012 CIETAC Rules
4.40
E Jurisdiction of Local Arbitration Commissions
4.41
4.42
5 Arbitration Agreement: (Articles 5 and 6)
Preliminary Material
A Introduction
5.01
5.02
B Article 5: Arbitration Agreements
(1) Article 5.1: Definition
5.03
5.04
(a) Contract clause
5.05
5.06
5.07
(b) Submission agreement
5.08
(c) Incorporation by reference
5.09
5.10
5.11
(2) Article 5.2: Written form requirement
5.12
5.13
5.14
(3) Article 5.3: Applicable law to arbitration agreement
5.15
(a) Other requirements of a valid arbitration agreement under PRC law
5.16
5.17
5.18
5.19
(b) Defective arbitration agreements under PRC law
5.20
5.21
(i) Arbitration agreements which do not designate an arbitration body
5.22
5.23
5.24
5.25
5.26
(ii) Arbitration agreements which refer to an arbitration body at a specified location
5.27
5.28
5.29
5.30
5.31
5.32
5.33
5.34
5.35
5.36
5.37
5.38
(iii) Arbitration agreements which specify arbitration rules without reference to an arbitration body
5.39
5.40
5.41
5.42
5.43
5.44
5.45
5.46
5.47
5.48
5.49
5.50
5.51
5.52
5.53
(iv) Arbitration agreements which designate two or more arbitration bodies
5.54
5.55
5.56
5.57
5.58
(v) Agreements to non-final arbitration
5.59
5.60
5.61
5.62
(vi) Hybrid arbitration agreements
5.63
5.64
5.65
(vii) Arbitration agreements which designate a non-existent arbitration body
5.66
5.67
5.68
5.69
(viii) Arbitration agreements which refer to the CIETAC’s previous names
5.70
5.71
5.72
5.73
(ix) Split clauses
5.74
5.75
5.76
5.77
5.78
5.79
5.80
(x) Typographical errors in arbitration agreements
5.81
5.82
5.83
(xi) Unilateral clauses
5.84
5.85
(4) Article 5.4: Separability
5.86
5.87
5.88
5.89
5.90
(5) Binding effect of arbitration agreements upon non-signatories
5.91
(a) Agency
5.92
5.93
(b) Assignment of rights and delegation of duties
5.94
5.95
(c) Succession
5.96
(d) Alter-ego/piercing the corporate veil
5.97
(e) Shareholder derivative arbitration
5.98
5.99
(6) Effect of arbitration agreement upon courts
5.100
5.101
5.102
5.103
5.104
5.105
5.106
5.107
5.108
5.109
5.110
5.111
5.112
5.113
C Article 6: Objection to Arbitration Agreement and/or Jurisdiction
5.114
5.115
5.116
5.117
5.118
(1) Article 6.1: The CIETAC’s authority to decide on its jurisdiction
5.119
5.120
5.121
5.122
5.123
5.124
5.125
(2) Article 6.2: The CIETAC’s decision on jurisdiction
5.126
5.127
5.128
5.129
(3) Article 6.3: Tribunal’s decision on jurisdiction
5.130
5.131
5.132
5.133
(4) Article 6.4: Time limit for objection
5.134
5.135
5.136
5.137
5.138
5.139
(5) Article 6.5: Continuance of arbitration under jurisdictional objection
5.140
5.141
(6) Article 6.6: Party’s standing
5.142
5.143
5.144
(7) Article 6.7: Dismissal
5.145
5.146
D Judicial Review of the PRC Courts in Relation to Arbitration Agreement
(1) Applying for the people’s court to decide on the validity of the arbitration agreement
5.147
5.148
5.149
5.150
5.151
5.152
5.153
5.154
5.155
(2) The Reporting Mechanism
5.156
5.157
5.158
5.159
5.160
5.161
5.162
5.163
5.164
6 Commencement of the Arbitration and Written Submissions: (Articles 11 to 13, 15 to 17, and 20 to 22)
Preliminary Material
A Introduction
6.01
B Article 11: Commencement of Arbitration
6.02
(1) Background
6.03
(2) Legal effects of commencement of arbitration
6.04
6.05
6.06
C Article 12: Application for Arbitration
6.07
(1) Article 12.1: Contents of the Request for Arbitration
6.08
(a) Form requirements
6.09
6.10
(b) Contact details of the parties
6.11
6.12
6.13
6.14
6.15
(c) The arbitration agreement(s) invoked
6.16
(d) Statement of the facts and the main issues in dispute
6.17
(e) Arbitral claims
6.18
6.19
(f) Facts and grounds on which the claim is based
6.20
6.21
(2) Article 12.2: Attachment to the Request for Arbitration
6.22
6.23
6.24
6.25
6.26
(3) Article 12.3: Payment of arbitration fee
(a) Notice on advance payment of arbitration fee
6.27
6.28
(b) Currency of arbitration fee
6.29
(c) Arbitration Fee Schedule
6.30
6.31
6.32
6.33
(4) Other documents possibly required for applying for arbitration
6.34
(5) Language of the application materials
6.35
(6) Bookbinding of the application materials
6.36
(7) Submission of the application materials
6.37
D Article 13: Acceptance of a case
6.38
(1) Article 13.1: General provision on acceptance
6.39
(2) Article 13.2 and 13.3: Examination of application documents
(a) Examination of the formalities
6.40
(b) Issuance of the Notice of Arbitration
6.41
6.42
6.43
6.44
(c) Completion of the formalities
6.45
6.46
(3) Article 13.4: Designation of case manager
6.47
E Article 15: Statement of Defense
6.48
(1) Article 15.1: Time limit for submission
(a) The 45-day period
6.49
(b) Request for extension
6.50
6.51
6.52
(c) Who to make decision
6.53
6.54
(2) Article 15.2: Contents of the Statement of Defense
(a) Form requirements
6.55
6.56
(b) Contact details of the Respondent
6.57
6.58
6.59
6.60
6.61
(c) Defence and relevant facts and grounds
6.62
(d) Evidence and other documents
6.63
6.64
6.65
(e) Other issues
6.66
6.67
(3) Article 15.3: Acceptance of late submission
6.68
6.69
(4) Article 15.4: Non-submission of the Statement of Defense
6.70
F Article 16: Counterclaim
6.71
(1) Admissibility of counterclaim
6.72
6.73
(2) Set-off
6.74
6.75
6.76
(3) Article 16.1 and 16.2: Submission
(a) Time period
6.77
(b) Request for extension
6.78
6.79
(c) Who to make decision
6.80
6.81
(d) Form requirements the Statement of Counterclaim
6.82
(e) Contact details of the Respondent
6.83
(f) The arbitration agreement(s) invoked
6.84
(g) Counterclaim and relevant facts and grounds
6.85
6.86
(h) Other issues
6.87
(4) Article 16.3: Acceptance of counterclaim
(a) Acceptance of counterclaim
6.88
6.89
(b) Notice on advance payment of arbitration fee
6.90
6.91
6.92
6.93
(5) Article 16.4: The claimant’s defense to counterclaim
(a) The Notice of Acceptance of Counterclaim to parties
6.94
6.95
(b) The Claimant’s defense to the counterclaim
6.96
6.97
(6) Article 16.5: Acceptance of late submission
6.98
6.99
(7) Article 16.6: Non-submission of the Statement of Defense
6.100
G Article 17: Amendment to Claim or Counterclaim
(1) Amendment
6.101
(2) Application for amendment
6.102
6.103
6.104
(3) Acceptance of amendment
6.105
6.106
6.107
(4) Other party’s right to respond to the amended claim or counterclaim
6.108
6.109
(5) Amendment to defense
6.110
H Article 20: Submission and Exchange of Arbitration Documents
(1) Article 20.1: Submission of arbitration documents
6.111
(2) Article 20.2: Exchange of arbitration documents
6.112
6.113
I Article 21: Copies of Arbitration Documents
6.114
6.115
6.116
6.117
6.118
J Article 22: Representation
6.119
6.120
6.121
6.122
6.123
6.124
6.125
7 Arbitral Tribunal: (Articles 24 to 34)
Preliminary Material
A Introduction
7.01
7.02
B Article 24: Duties of Arbitrator
7.03
(1) Provisions in PRC law
7.04
7.05
7.06
7.07
7.08
7.09
(2) Code of Conduct and Evaluation Rules
7.10
7.11
7.12
7.13
7.14
(3) Independence
7.15
(4) Impartiality
7.16
7.17
(5) Other duties imposed by CIETAC regulations
7.18
C Article 25: Number of Arbitrators
7.19
7.20
D Article 26: Nomination or Appointment of Arbitrator
7.21
(1) Nomination and appointment
7.22
(2) Nomination from the Panel
7.23
7.24
7.25
7.26
7.27
(3) Nomination from outside the Panel
7.28
7.29
7.30
7.31
(4) Appointment of Chairman based on parties’ entrustment
7.32
(5) The CIETAC Panel of Arbitrators
7.33
7.34
7.35
7.36
7.37
7.38
7.39
7.40
7.41
(6) Panel selection criteria
7.42
7.43
7.44
7.45
7.46
7.47
7.48
7.49
(7) Removal from the panel
7.50
7.51
E Article 27: Three-Arbitrator Tribunal
7.52
(1) Article 27.1: Nomination and appointment of co-arbitrators
(a) Nomination of co-arbitrators
7.53
7.54
(b) Appointment of co-arbitrators
7.55
7.56
7.57
(2) Articles 27.2, 27.3, and 27.4: Nomination and appointment of presiding arbitrator
(a) Conventional approach
7.58
(b) List approach
7.59
7.60
7.61
7.62
F Article 28: Sole-Arbitrator Tribunal
7.63
G Article 29: Multiple-Party Tribunal
(1) Claimant side/Respondent side
7.64
(2) Three-arbitrator tribunal
7.65
7.66
7.67
7.68
7.69
7.70
7.71
(3) Sole-arbitrator tribunal
7.72
H Article 30: Considerations when Appointing Arbitrators
7.73
7.74
I Article 31: Disclosure
(1) Provisions on arbitrators’ acceptance of nominations or appointments
7.75
7.76
(2) Article 31.1: Declaration and standard of disclosure
7.77
(a) Declaration
7.78
(b) Impartiality or independence
7.79
(c) Justifiable doubts
7.80
(d) Circumstances to be disclosed under the Code of Conduct and the Evaluation Rules
7.81
7.82
7.83
(3) Article 31.2: Ongoing duty of disclosure
7.84
(4) Article 31.3: Transmission of disclosure
7.85
J Article 32: Challenge to the Arbitrator
(1) Provisions on arbitrators’ withdrawal or disqualification
7.86
7.87
7.88
7.89
7.90
7.91
(2) Article 32.1: Challenge upon disclosure
7.92
(3) Articles 32.2 and 32.3: Challenge without disclosure
7.93
7.94
7.95
7.96
(4) Article 32.4: Communication of challenge
7.97
(5) Article 32.5: Parties’ agreement and arbitrator’s withdrawal
7.98
7.99
7.100
(6) Articles 32.6 and 32.7: Chairman’s decision on challenges
7.101
7.102
7.103
7.104
K Article 33: Replacement of Arbitrator
7.105
(1) Articles 33.1 and 33.2: Prerequisites for replacement and Chairman’s decision on replacement
7.106
(a) De jure or de facto prevented from fulfilling his/her functions
7.107
7.108
(b) ‘Requirements of these rules’ and ‘time period specified in these Rules
7.109
7.110
(c) Arbitrator’s withdrawal and the Chairman’s decision on replacement
7.111
7.112
(2) Article 33.3: Substitute arbitrator
7.113
7.114
7.115
(3) Article 33.4: Repeat of proceedings
7.116
L Article 34: Continuation of Arbitration by Majority
7.117
7.118
7.119
7.120
8 Conduct of Arbitral Proceedings: (Articles 35 to 47)
Preliminary Material
A Introduction
8.01
B Article 35: Conduct of Hearing
(1) Article 35.1: General principles
8.02
8.03
(2) Article 35.2: Oral hearing or document only
8.04
8.05
8.06
8.07
8.08
(3) Article 35.3: Inquisitorial or adversarial approach
8.09
8.10
8.11
(4) Article 35.4: Deliberations
8.12
8.13
8.14
8.15
(5) Article 35.5: Procedural tools and the presiding arbitrator’s authority
8.16
8.17
8.18
(6) Ordinary course of an oral hearing
8.19
8.20
8.21
8.22
8.23
8.24
8.25
8.26
8.27
8.28
8.29
8.30
C Article 36: Place of Oral Hearing
8.31
(1) Article 36.1: Parties’ agreement on place of oral hearing
8.32
(2) Article 36.2: Default rule on place of oral hearing
8.33
8.34
8.35
D Article 37: Notice of Oral Hearing
(1) Determination of the date of oral hearing
8.36
(2) Articles 37.1 and 37.2: Notice of the first oral hearing
(a) Notice of Oral Hearing
8.37
8.38
(b) Request for postponement
8.39
8.40
8.41
8.42
8.43
8.44
(3) Article 37.3: Notice of subsequent or postponed oral hearing
8.45
E Article 38: Confidentiality
8.46
(1) Article 38.1: Privacy of hearing
8.47
8.48
8.49
8.50
(2) Article 38.2: General obligation of confidentiality
8.51
8.52
8.53
F Article 39: Default
(1) Default
8.54
8.55
8.56
8.57
(2) Consequences of default
8.58
8.59
8.60
8.61
G Article 40: Record of Oral Hearing
8.62
(1) Article 40.1: Making record of the hearing
8.63
8.64
8.65
8.66
(2) Article 40.2: Access to the record
8.67
(3) Article 40.3: Stenographic record
8.68
8.69
8.70
H Article 41: Evidence
8.71
8.72
(1) Overview of evidentiary issues
8.73
8.74
(a) Rules of evidence
8.75
8.76
8.77
8.78
8.79
8.80
8.81
8.82
8.83
8.84
(b) Documentary evidence
8.85
8.86
8.87
8.88
(c) Witness and testimony
8.89
8.90
8.91
8.92
8.93
8.94
8.95
8.96
8.97
(d) Discovery and production of evidence
8.98
8.99
8.100
8.101
(2) Article 41.1: Burden of proof
8.102
8.103
8.104
(3) Article 41.2: Time period
8.105
8.106
8.107
8.108
(4) Article 41.3: Consequences
8.109
8.110
8.111
I Article 42: Examination of Evidence
(1) Article 42.1: Examination in the oral hearing
8.112
8.113
(2) Article 42.2: Examination of documents in writing
8.114
8.115
8.116
J Article 43: Investigation and Evidence Collection by Arbitral Tribunal
(1) Article 43.1: Arbitral tribunal’s power to investigate and collect evidence
8.117
8.118
8.119
8.120
(2) Article 43.2: Arbitral tribunal’s conduct of investigation and evidence collection
8.121
8.122
8.123
(3) Article 43.3: Parties’ right to examination
8.124
K Article 44: Experts’ Report and Appraisers’ Report
8.125
(1) Article 44.1: Arbitral tribunal’s right to retain experts or appraisers
8.126
8.127
8.128
8.129
8.130
(2) Article 44.2: Parties’ obligation to co-operate
8.131
8.132
(3) Article 44.3: Parties’ right to examination
8.133
L Article 45: Suspension of the Arbitral Proceedings
8.134
8.135
8.136
M Article 46: Withdrawal and Dismissal
(1) Articles 46.1 and 46.2: Withdrawal
8.137
8.138
8.139
8.140
8.141
(2) Articles 46.3 and 46.4: Dismissal
8.142
8.143
8.144
N Article 47: Combination of Conciliation with Arbitration
8.145
8.146
8.147
8.148
8.149
8.150
8.151
(1) Introduction
8.152
8.153
8.154
(a) Benefits of arb-med
8.155
8.156
8.157
(b) Potential downsides of arb-med
8.158
8.159
8.160
8.161
(c) Basic principles of conducting conciliation in arbitration
8.162
(i) Conciliation is not mandatory
8.163
(ii) Conciliation must be separated from the arbitration
8.164
(iii) A conciliation agreement must be clearly agreed to by the parties
8.165
(iv) Information disclosed during the conciliation may not be relied upon once the conciliation fails
8.166
(2) Article 47.10: ‘Med-arb’
8.167
8.168
8.169
8.170
8.171
8.172
8.173
8.174
8.175
(3) Articles 47.1 and 47.8: ‘Arb-med’
8.176
8.177
8.178
8.179
8.180
8.181
(4) Articles 47.2, 47.3, and 47.7: Conciliation by arbitral tribunal
8.182
8.183
8.184
8.185
8.186
(5) Articles 47.4, 47.5, and 47.6: Consent award and conciliation statement
8.187
(a) Consent award or conciliation statement
8.188
8.189
8.190
8.191
8.192
(b) Withdrawal of claims and counterclaims
8.193
8.194
(6) Article 47.9: ‘Without prejudice’ status
8.195
8.196
8.197
8.198
9 Interim Measures of Protection/Emergency Arbitrator Procedures: (Article 23 and Appendix III)
Preliminary Material
A Introduction
9.01
B Article 23: Conservatory and Interim Measures
9.02
9.03
9.04
9.05
(1) Article 23.1: Conservatory measures ordered by PRC court
9.06
9.07
9.08
9.09
9.10
9.11
9.12
9.13
9.14
9.15
9.16
9.17
9.18
9.19
(a) Court-ordered conservatory measures under PRC law
9.20
9.21
9.22
9.23
9.24
9.25
9.26
9.27
9.28
9.29
9.30
9.31
9.32
9.33
9.34
9.35
9.36
9.37
9.38
9.39
9.40
(b) Application for conservatory measures
9.41
9.42
9.43
9.44
9.45
9.46
9.47
9.48
9.49
9.50
9.51
9.52
9.53
9.54
(2) Article 23.2: Emergency reliefs ordered by emergency arbitrator
9.55
9.56
9.57
9.58
9.59
9.60
9.61
(3) Article 23.3: Interim measures ordered by arbitral tribunal
9.62
9.63
9.64
9.65
9.66
9.67
9.68
9.69
9.70
9.71
9.72
9.73
9.74
9.75
9.76
9.77
9.78
9.79
C Appendix III: Emergency Arbitrator Procedures
9.80
9.81
(1) Appendix III—Article 1: Application for the emergency arbitrator procedures
9.82
(a) Appendix III—Article 1.1: Applicability
9.83
9.84
9.85
(b) Appendix III—Article 1.2: Time
9.86
9.87
9.88
9.89
(c) Appendix III—Article 1.3: Contents of application
9.90
9.91
9.92
9.93
9.94
9.95
9.96
(d) Appendix III—Article 1.4: Costs
9.97
(e) Appendix III—Article 1.5: Language
9.98
9.99
(2) Appendix III—Article 2: Acceptance of application and appointment of the emergency arbitrator
(a) Appendix III—Article 2.1: Acceptance and appointment
9.100
9.101
9.102
(b) Appendix III—Article 2.2: Transmitting documents
9.103
9.104
(3) Appendix III—Article 3: Disclosure and challenge of the emergency arbitrator
(a) Appendix III—Article 3.1: Duties of arbitrator
9.105
(b) Appendix III—Articles 3.2 and 3.3: Disclosure
9.106
(c) Appendix III—Articles 3.4 to 3.7: Challenge
9.107
(d) Appendix III—Article 3.8: ‘Double-hatting’ of Emergency Arbitrator
9.108
(4) Appendix III—Article 4: Place of the emergency arbitrator proceedings
9.109
9.110
(5) Appendix III—Article 5: The emergency arbitrator proceedings
(a) Appendix III—Article 5.1: Conduct of the emergency arbitrator proceedings
9.111
9.112
9.113
(b) Appendix III—Article 5.2: Provision of security
9.114
(c) Appendix III—Article 5.3: Ceasing of the emergency arbitrator proceedings
9.115
(d) Appendix III—Article 5.4: Interim measures from court
9.116
9.117
(6) Appendix III—Article 6: Decision of the emergency arbitrator
(a) Appendix III—Articles 6.1 and 6.5: Power and obligation of emergency arbitrator
9.118
9.119
9.120
9.121
(b) Appendix III—Article 6.2: Time period
9.122
(c) Appendix III—Article 6.3: Form and contents
9.123
9.124
(d) Appendix III—Articles 6.4 and 6.6: Binding effect
9.125
9.126
9.127
9.128
(7) Appendix III—Article 7: Costs of the emergency arbitrator proceedings
9.129
(a) Appendix III—Article 7.1: Costs
9.130
9.131
(b) Appendix III—Article 7.2: Allocation of costs
9.132
(c) Appendix III—Article 7.3: Refund
9.133
9.134
(8) Appendix III—Article 8: Miscellaneous
9.135
10 Complex Arbitration: (Articles 14, 18, and 19)
Preliminary Material
A Introduction
10.01
10.02
10.03
10.04
10.05
B Article 14: Multiple Contracts
10.06
10.07
10.08
10.09
10.10
10.11
10.12
10.13
10.14
10.15
10.16
10.17
10.18
10.19
10.20
10.21
10.22
10.23
10.24
C Article 18: Joinder of Additional Parties
10.25
(1) Articles 18.1 and 18.7: Determination on joinder request
10.26
10.27
10.28
10.29
10.30
10.31
10.32
10.33
10.34
(2) Article 18.2: Request for joinder
10.35
10.36
10.37
10.38
10.39
10.40
10.41
(3) Article 18.3: Jurisdictional challenge
10.42
10.43
10.44
(4) Article 18.4: Determination on conduct of arbitral proceedings
10.45
(5) Article 18.5: Formation of arbitral tribunal
10.46
10.47
10.48
(6) Article 18.6: Defence and counterclaim
10.49
10.50
D Article 19: Consolidation of Arbitrations
10.51
10.52
10.53
(1) Article 19.1: Conditions for consolidation
10.54
10.55
10.56
10.57
(a) All of the claims in the arbitrations are made under the same arbitration agreement
10.58
(b) The claims in the arbitrations are made under multiple arbitration agreements
10.59
10.60
10.61
(c) All the parties to the arbitrations have agreed to consolidation
10.62
10.63
10.64
(d) The CIETAC as the decision-maker
10.65
(2) Article 19.2: Determination on consolidation request
10.66
10.67
10.68
10.69
10.70
10.71
10.72
10.73
10.74
(3) Article 19.3: Consolidation into the first arbitration
10.75
(4) Article 19.4: Determination on conduct of arbitral proceedings
10.76
11 Arbitral Awards: (Articles 48 to 55)
Preliminary Material
A Introduction
11.01
B Article 48: Time Period for Rendering Award
11.02
(1) Article 48.1: Time period
11.03
11.04
11.05
11.06
11.07
(2) Article 48.2: Extension
11.08
11.09
11.10
11.11
(3) Article 48.3: Suspension
11.12
11.13
11.14
C Article 49: Making of Award
(1) Types of awards
11.15
(a) Partial award and interlocutory award
11.16
11.17
11.18
11.19
(b) Consent award
11.20
11.21
(c) Final award
11.22
11.23
11.24
(2) Article 49.1: Principles for making of award
11.25
11.26
11.27
11.28
11.29
11.30
(3) Article 49.2: Governing law
11.31
11.32
11.33
11.34
11.35
11.36
11.37
11.38
11.39
11.40
(4) Articles 49.3 and 49.4: Form and contents of award
11.41
(a) Form of the award
11.42
11.43
11.44
11.45
11.46
(b) Contents of the award
11.47
11.48
11.49
(5) Articles 49.5, 49.6, and 49.7: Decision-making by the arbitral tribunal
11.50
11.51
11.52
11.53
(6) Article 49.8: Effectiveness of award
11.54
(7) Article 49.9: Finality of award
11.55
11.56
11.57
11.58
11.59
11.60
11.61
D Article 50: Partial Award
11.62
11.63
11.64
11.65
E Article 51: Scrutiny of Draft Award
11.66
11.67
11.68
11.69
11.70
F Article 52: Allocation of Fees
11.71
11.72
11.73
(1) Article 52.1: Fees and expenses paid to the CIETAC
11.74
11.75
(2) Article 52.1: Expenses of parties
11.76
11.77
11.78
11.79
11.80
11.81
G Article 53: Correction of Award
11.82
11.83
11.84
H Article 54: Additional Award
11.85
11.86
11.87
I Article 55: Performance of Award
11.88
(1) Article 55.1: Time period for performance
11.89
11.90
(2) Article 55.2: Forcible enforcement
11.91
11.92
11.93
12 Arbitration Fees and Costs: (Article 82 and Appendix II)
Preliminary Material
A Introduction
12.01
12.02
12.03
B Article 82: Arbitration Fees and Costs
12.04
12.05
12.06
12.07
12.08
12.09
(1) Article 82.1: General provision on costs
12.10
12.11
12.12
12.13
12.14
12.15
12.16
12.17
12.18
12.19
12.20
12.21
(2) Article 82.2: Deposit for arbitrator’s costs
12.22
12.23
12.24
(3) Article 82.3: Costs for the place of oral hearing
12.25
12.26
(4) Article 82.4: Costs due to additional language or additional arbitrators
12.27
12.28
C Appendix II: CIETAC Arbitration Fee Schedules
12.29
(1) Arbitration Fee Schedule I: Foreign-related arbitration case
12.30
12.31
12.32
12.33
12.34
12.35
12.36
12.37
12.38
(2) Arbitration Fee Schedule II: Domestic arbitration
12.39
12.40
12.41
12.42
12.43
12.44
12.45
12.46
(3) Arbitration Fee Schedule III: For arbitration administered by the CIETAC Hong Kong Arbitration Center
12.47
12.48
12.49
(a) Registration Fee
12.50
(b) Administrative Fee
12.51
12.52
12.53
(c) Arbitrator’s Fees and Expenses
12.54
12.55
(i) Based on the amount in dispute
12.56
12.57
12.58
12.59
(ii) Hourly rate
12.60
12.61
12.62
(iii) Miscellaneous
12.63
12.64
12.65
13 Summary Procedure: (Articles 56 to 64)
Preliminary Material
A Introduction
13.01
13.02
13.03
B Article 56: Application
13.04
(1) Article 56.1: Application per monetary threshold and parties’ agreement
13.05
13.06
(a) Monetary threshold
13.07
13.08
13.09
13.10
(b) Parties’ agreement
13.11
13.12
13.13
13.14
13.15
(2) Article 56.2: Application per the CIETAC’s determination
13.16
13.17
13.18
C Article 57: Notice of Arbitration
13.19
D Article 58: Formation of the Arbitral Tribunal
13.20
13.21
13.22
13.23
E Article 59: Defense and Counterclaim
13.24
13.25
13.26
13.27
F Article 60: Conduct of Hearing
13.28
13.29
13.30
G Article 61: Notice of Oral Hearing
13.31
13.32
13.33
H Article 62: Time Period for Rendering Award
13.34
13.35
13.36
I Article 63: Change of Procedure
13.37
13.38
13.39
13.40
J Article 64: Context Reference
13.41
14 Domestic Arbitration: (Articles 65 to 72)
Preliminary Material
A Introduction
14.01
14.02
B Article 65: Application
(1) Developments regarding jurisdiction over domestic cases
14.03
14.04
14.05
(2) Article 65.1: Scope
14.06
14.07
14.08
14.09
14.10
14.11
14.12
14.13
14.14
14.15
(3) Article 65.2: Summary procedure
14.16
14.17
C Article 66: Acceptance of a Case
(1) Article 66.1: Examination of application documents
14.18
14.19
14.20
(2) Article 66.2: Compliance with formality requirements
14.21
14.22
D Article 67: Formation of the Arbitral Tribunal
14.23
14.24
14.25
E Article 68: Defence and Counterclaim
14.26
14.27
14.28
F Article 69: Notice of Oral Hearing
14.29
14.30
G Article 70: Record of Oral Hearing
14.31
14.32
14.33
14.34
14.35
14.36
14.37
H Article 71: Time Period for Rendering Award
14.38
14.39
14.40
I Article 72: Context Reference
14.41
14.42
14.43
15 Special Provisions for CIETAC Hong Kong Arbitration: (Articles 73 to 80)
Preliminary Material
A Introduction
15.01
15.02
15.03
15.04
B Article 73: Application
15.05
15.06
15.07
15.08
15.09
15.10
15.11
15.12
C Article 74: Place of Arbitration and Law Applicable to the Arbitral Proceedings
15.13
15.14
15.15
D Article 75: Decision on Jurisdiction
15.16
15.17
15.18
15.19
E Article 76: Nomination or Appointment of Arbitrator
15.20
15.21
15.22
F Article 77: Interim Measures and Emergency Relief
15.23
15.24
15.25
15.26
15.27
15.28
15.29
G Article 78: Seal on Award
15.30
H Article 79: Arbitration Fees
15.31
15.32
(a) Registration fee
15.33
(b) Administrative fee
15.34
(c) Arbitrators’ fees
15.35
15.36
15.37
15.38
I Article 80: Context Reference
15.39
J Enforcement of CIETAC Hong Kong Awards
(1) Enforcement in Hong Kong
15.40
15.41
(2) Enforcement in mainland China
15.42
15.43
15.44
15.45
15.46
(3) Enforcement in other jurisdictions
15.47
15.48
K Initiatives of the CIETAC Hong Kong
15.49
(1) Appointing Authority Rules
15.50
15.51
15.52
(2) TPF Guidelines
15.53
15.54
Further Material
Appendices
Appendix 1: China International Economic and Trade Arbitration Commission (CIETAC) Arbitration Rules
Ch.I General Provisions
Art.1 The Arbitration Commission
Art.2 Structure and Duties
Art.3 Jurisdiction
Art.4 Scope of Application
Art.5 Arbitration Agreement
Art.6 Objection to Arbitration Agreement and/or Jurisdiction
Art.7 Place of Arbitration
Art.8 Service of Documents and Periods of Time
Art.9 Good Faith
Art.10 Waiver of Right to Object
Ch.II Arbitral Proceedings
s.1 Request for Arbitration, Defense and Counterclaim
Art.11 Commencement of Arbitration
Art.12 Application for Arbitration
Art.13 Acceptance of a Case
Art.14 Multiple Contracts
Art.15 Statement of Defense
Art.16 Counterclaim
Art.17 Amendment to Claim or Counterclaim
Art.18 Joinder of Additional Parties
Art.19 Consolidation of Arbitrations
Art.20 Submission and Exchange of Arbitration Documents
Art.21 Copies of Arbitration Documents
Art.22 Representation
Art.23 Conservatory and Interim Measures
s.2 Arbitrators and the Arbitral Tribunal
Art.24 Duties of Arbitrator
Art.25 Number of Arbitrators
Art.26 Nomination or Appointment of Arbitrator
Art.27 Three-Arbitrator Tribunal
Art.28 Sole-Arbitrator Tribunal
Art.29 Multiple-Party Tribunal
Art.30 Considerations in Appointing Arbitrators
Art.31 Disclosure
Art.32 Challenge to Arbitrator
Art.33 Replacement of Arbitrator
Art.34 Continuation of Arbitration by Majority
s.3 Hearing
Art.35 Conduct of Hearing
Art.36 Place of Oral Hearing
Art.37 Notice of Oral Hearing
Art.38 Confidentiality
Art.39 Default
Art.40 Record of Oral Hearing
Art.41 Evidence
Art.42 Examination of Evidence
Art.43 Investigation and Evidence Collection by the Arbitral Tribunal
Art.44 Expert’s Report and Appraiser’s Report
Art.45 Suspension of the Arbitral Proceedings
Art.46 Withdrawal and Dismissal
Art.47 Combination of Conciliation with Arbitration
Ch.III Arbitral Award
Art.48 Time Period for Rendering Award
Art.49 Making of Award
Art.50 Partial Award
Art.51 Scrutiny of Draft Award
Art.52 Allocation of Fees
Art.53 Correction of Award
Art.54 Additional Award
Art.55 Performance of Award
Ch.IV Summary Procedure
Art.56 Application
Art.57 Notice of Arbitration
Art.58 Formation of the Arbitral Tribunal
Art.59 Defense and Counterclaim
Art.60 Conduct of Hearing
Art.61 Notice of Oral Hearing
Art.62 Time Period for Rendering Award
Art.63 Change of Procedure
Art.64 Context Reference
Ch.V Special Provisions for Domestic Arbitration
Art.65 Application
Art.66 Acceptance of a Case
Art.67 Formation of the Arbitral Tribunal
Art.68 Defense and Counterclaim
Art.69 Notice of Oral Hearing
Art.70 Record of Oral Hearing
Art.71 Time Period for Rendering Award
Art.72 Context Reference
Ch.VI Special Provisions for Hong Kong Arbitration
Art.73 Application
Art.74 Place of Arbitration and Law Applicable to the Arbitral Proceedings
Art.75 Decision on Jurisdiction
Art.76 Nomination or Appointment of Arbitrator
Art.77 Interim Measures and Emergency Relief
Art.78 Seal on Award
Art.79 Arbitration Fees
Art.80 Context Reference
Ch.VII Supplementary Provisions
Art.81 Language
Art.82 Arbitration Fees and Costs
Art.83 Interpretation
Art.84 Coming into Force
Appendix I: Directory of China International Economic and Trade Arbitration Commission and its Sub-commissions/Arbitration Centers
Appendix II: China International Economic and Trade Arbitration Commission Arbitration Fee Schedule I
China International Economic and Trade Arbitration Commission Arbitration Fee Schedule II
China International Economic and Trade Arbitration Commission Arbitration Fee Schedule III
I Registration Fee
II Administrative Fee
III Arbitrator’s Fees and Expenses
A Arbitrator’s Fees and Expenses (Based on the Amount in Dispute)
B Arbitrator’s Fees and Expenses (Based on an Hourly Rate)
C Miscellaneous
Appendix III: China International Economic and Trade Arbitration Commission Emergency Arbitrator Procedures
Art.1 Application for the Emergency Arbitrator Procedures
Art.2 Acceptance of Application and Appointment of the Emergency Arbitrator
Art.3 Disclosure and Challenge of the Emergency Arbitrator
Art.4 Place of the Emergency Arbitrator Proceedings
Art.5 The Emergency Arbitrator Proceedings
Art.6 Decision of the Emergency Arbitrator
Art.7 Costs of the Emergency Arbitrator Proceedings
Art.8 Miscellaneous
Appendix 2: Arbitration Law of the People’s Republic of China
Ch.I General Provisions
Ch.II Arbitration Commission and the Arbitration Association
Ch.III Arbitration Agreement
Ch.IV Arbitral Proceedings
s.1 Application and Acceptance
s.2 Formation of the Arbitral Tribunal
s.3 Hearing and Arbitral Award
Ch.V Application for Setting Aside an Arbitral Award
Ch.VI Enforcement
Ch.VII Special Provisions for Foreign-Related Arbitration
Ch.VIII Supplementary Provisions
Appendix 3: The Supreme People’s Court Interpretations on Several Issues Concerning the Application of the Arbitration Law of the People’s Republic of China
Appendix 4: Civil Procedure Law of the People’s Republic of China (Excerpts)
Ch.I Purposes, Scope of Application and Basic Principles
Ch.VI Evidence
Ch.VII Time Periods and Service of Process
Ch.VIII Conciliation
Ch.IX Conservatory measures and Advance Enforcement
Ch.XII Ordinary Procedure at First Instance
Ch.XIII Summary Procedure
Ch.XX Application and Referral of Enforcement
Ch.XXVI Arbitration
Ch.XXVII Judicial Assistance
Appendix 5: The Supreme People’s Court Interpretations on the Application of the PRC Civil Procedure Law
I Jurisdiction
III Parties to the Lawsuit
IV Evidence
VII Preservation and Advance Enforcement
X Ordinary Procedure at First Instance
XI Summary Procedure
XXI Enforcement Procedures
XXII Special Provisions on Foreign-Related Civil Procedures
Appendix 6: The Supreme People’s Court Provisions on Issues concerning Reporting Mechanism of Cases Involving Judicial Review of Arbitration
Appendix 7: The Supreme People’s Court Provisions on Several Issues concerning the Hearing of Cases Involving Judicial Review of Arbitration
Appendix 8: The Supreme People’s Court Provisions on Several Issues Concerning the Handling of Cases by People’s Courts to Enforce Arbitral Awards
Appendix 9: Supreme People’s Court Provisions on Evidence in Civil Procedures (Excerpts)
Appendix 10: CIETAC Code of Conduct for Arbitrators
Appendix 11: CIETAC Rules for Evaluating the Behaviour of Arbitrators
Appendix 12: CIETAC Refund of Arbitration Fee due to Case Withdrawal
Domestic Cases
Foreign-Related & International Cases
Pre-Paid Arbitration Fee Less than RMB 5,000.00 yuan
Refund Due to Lack of Jurisdiction
Case Withdrawal due to a party’s Absence at An Oral Hearing
Appendix 13: China International Economic and Trade Arbitration Commission Financial Disputes Arbitration Rules
Ch.I General Provisions
Ch.II Arbitration Proceedings
Ch.III Award
Ch.IV Miscellaneous
Appendix 14: CIETAC Guidelines on Evidence
Preamble
I Burden of Proof
Art.1 Assumption of the Burden of Proof
Art.2 Facts not Requiring Proof
Art.3 Default of the Respondent
II Submission, Taking and Exchange of Evidence
Art.4 Submission of Evidence by the Parties
Art.5 Time Period for the Submission of Evidence
Art.6 Documentary Evidence
Art.7 Request to Produce
Art.8 Witnesses of Fact
Art.9 Expert Opinions
Art.10 Inspection and Appraisal
Art.11 Request to Produce or Collection of Evidence by the Tribunal
Art.12 Preservation of Evidence
Art.13 Methods of Exchanging Evidence
Art.14 Translation of Documents
III Examination of Evidence
Art.15 Parties’ Opinions on Evidence
Art.16 Examination of Documents
Art.17 Examination of Witnesses, Experts, Inspectors and Appraisers
IV Assessment of Evidence
Art.18 General Principle
Art.19 Inadmissibility
Art.20 Documents without Originals
Art.21 Statement of a Witness Who Fails to Appear for Examination at the Hearing
Art.22 Factual Statement Prejudicial to the Party Making the Statement
Art.23 Adverse Inferences
Art.24 Standard of Proof
V Supplementary Provisions
Art.25 Interpretation
Art.26 Coming into Force
Appendix 15: CIETAC HK Arbitration Center Rules as Appointing Authority in Ad Hoc Arbitrations
China International Economic and Trade Arbitration Commission Hong Kong Arbitration Center Rules as Appointing Authority in Ad Hoc Arbitrations
Art.1 Scope of Application
Art.2 Functions as Appointing Authority
Art.3 Appointment Committee
Art.4 Submission of Information
Art.5 Appointment of Arbitrator
Art.6 List-Procedure
Art.7 Decision on Number of Arbitrators
Art.8 Disclosure
Art.9 Challenge
Art.10 Determination of Arbitrator’s Fees and Actual Expenses
Art.11 Fees of Appointing Authority
Art.12 Deposits
Art.13 Exclusion of Liability
Art.14 UNCITRAL Arbitration Rules
Art.15 Supplementary Provisions
Appendix: Fee Schedule of the CIETAC Hong Kong Arbitration Center as Appointing Authority in Ad Hoc Arbitrations
Art.1 Fee for Appointment of Arbitrator
Art.2 Fee for Decision on Number of Arbitrators
Art.3 Fee for Decision on Challenge
Art.4 Fee for Other Services Rendered
Appendix 16: China International Economic and Trade Arbitration Commission International Investment Arbitration Rules (For Trial Implementation)
Ch.I General Provisions
Art.1 Purpose
Art.2 Scope and Basis of Jurisdiction
Art.3 Scope of Application
Art.4 Structure and Duties
Art.5 Service of Documents and Periods of Time
Art.6 Good Faith
Art.7 Waiver of Right to Object
Ch.II Commencement of Arbitration
Art.8 Request for Arbitration
Art.9 Response to the Request for Arbitration
Ch.III Composition of the Arbitral Tribunal
Art.10 Number of Arbitrators
Art.11 Nomination or Appointment of Arbitrator
Art.12 Three-Arbitrator Tribunal
Art.13 Sole-Arbitrator Tribunal
Art.14 Tribunal of More than Three Arbitrators
Art.15 Multiple-Party Tribunal
Art.16 Disclosure
Art.17 Challenge to Arbitrator
Art.18 Replacement of Arbitrator
Art.19 Continuation of Arbitration by Majority
Ch.IV Arbitral Proceedings
Art.20 Conduct of the Proceedings
Art.21 Statement of Claim
Art.22 Statement of Defense
Art.23 Statement of Counterclaim
Art.24 Amendment to Claim or Counterclaim
Art.25 Jurisdiction
Art.26 Early Dismissal of Claim or Counterclaim
Art.27 Third Party Funding
Art.28 Place of Arbitration
Art.29 Language of Arbitration
Art.30 Representation
Art.31 Consolidation of Arbitrations
Art.32 Hearing
Art.33 Place of Oral Hearing
Art.34 Notice of Oral Hearing
Art.35 Default
Art.36 Record of Oral Hearing
Art.37 Investigation and Evidence Collection by the Arbitral Tribunal
Art.38 Witness
Art.39 Tribunal-Appointed Experts and Appraisers
Art.40 Interim Measures
Art.41 Suspension of the Arbitral Proceedings
Art.42 Withdrawal and Dismissal
Art.43 Combination of Conciliation with Arbitration
Art.44 Third Party Written Submission
Ch.V Award
Art.45 Time Limit for the Final Award
Art.46 Applicable Law
Art.47 Making of Award
Art.48 Partial Award
Art.49 Scrutiny of Draft Award
Art.50 Correction and Interpretation of Award
Art.51 Additional Award
Art.52 Costs of Arbitration
Art.53 Assumption of Costs
Ch.VI Supplementary Provisions
Art.54 Exclusion of Liability
Art.55 Publication
Art.56 Interpretation
Art.57 Official Texts of these Rules
Art.58 Coming into Force
Appendix I: CIETAC International Investment Arbitration Fees Schedule
I Registration Fee
II Administrative Fee
III Arbitrator’s Fees and Expenses
(a) Arbitrator’s Fees and Expenses (Based on the Amount in Dispute)
(b) Arbitrator’s Fees and Expenses (Based on an Hourly Rate)
(c) Miscellaneous
Appendix II: CIETAC Emergency Arbitrator Procedures for International Investment Arbitration
Art.1 Application for the Emergency Arbitrator Procedures
Art.2 Acceptance of Application and Appointment of the Emergency Arbitrator
Art.3 Disclosure and Challenge of the Emergency Arbitrator
Art.4 Place of the Emergency Arbitrator Procedures
Art.5 The Emergency Arbitrator Procedures
Art.6 Decision of the Emergency Arbitrator
Art.7 Costs of the Emergency Arbitrator Procedures
Art.8 Miscellaneous
Appendix 17: Templates of CIETAC’s Official Documents
17.1 Template of Notice of Arbitration (Claimant)
I Acceptance of the Case
III Notification to the Respondent
IV Appointment of Arbitrators
V Secretary for the Present Proceedings
VI Other Matters to Be Noted
17.2 Template of Notice of Arbitration (Respondent)
I Acceptance of the Case
II Application of the Arbitration Rules
III Appointment of Arbitrators
IV Business License, Certificate of Legal Representative and Power of Attorney
V Defense and Counterclaim
VI Secretary for the Present Proceedings
VI Other Matters to Be Noted
17.3 Template of Notice of Formation of the Arbitral Tribunal
17.4 Template of Arbitrator’s Declaration of Acceptance and Statement of Independence
17.5 Template of Notice of Oral Hearing
Appendix 18: China International Economic and Trade Arbitration Commission (CIETAC) Arbitration Rules (2012)
Ch.I General Provisions
Art.1 The Arbitration Commission
Art.2 The Structure and Duties
Art.3 Jurisdiction
Art.4 Scope of Application
Art.5 Arbitration Agreement
Art.6 Objection to Arbitration Agreement and/or Jurisdiction
Art.7 Place of Arbitration
Art.8 Service of Documents and Periods of Time
Art.9 Bona Fide Cooperation
Art.10 Waiver of Right to Object
Ch.II Arbitration Proceedings
s.1 Request for Arbitration, Defense and Counterclaim
Art.11 Commencement of Arbitration
Art.12 Application for Arbitration
Art.13 Acceptance of a Case
Art.14 Statement of Defense
Art.15 Counterclaim
Art.16 Amendment to the Claim or Counterclaim
Art.17 Consolidation of Arbitrations
Art.18 Submissions and Exchange of Arbitration Documents
Art.19 Copies of Submissions
Art.20 Representation
Art.21 Conservatory and Interim Measures
s.2 Arbitrators and the Arbitral Tribunal
Art.22 Duties of Arbitrator
Art.23 Number of Arbitrators
Art.24 Nomination or Appointment of Arbitrator
Art.25 Three-Arbitrator Tribunal
Art.26 Sole-Arbitrator Tribunal
Art.27 Multiple-Party Tribunal
Art.28 Considerations in Appointing Arbitrators
Art.29 Disclosure
Art.30 Challenge to the Arbitrator
Art.31 Replacement of Arbitrator
Art.32 Majority Continuation of Arbitration
s.3 Hearing
Art.33 Conduct of Hearing
Art.34 Place of Oral Hearing
Art.35 Notice of Oral Hearing
Art.36 Confidentiality
Art.37 Default
Art.38 Record of Oral Hearing
Art.39 Evidence
Art.40 Examination of Evidence
Art.41 Investigation by the Arbitral Tribunal
Art.42 Expert’s Report and Appraiser’s Report
Art.43 Suspension of the Arbitration Proceedings
Art.44 Withdrawal and Dismissal
Art.45 Combination of Conciliation with Arbitration
Ch.III Arbitral Award
Art.46 Time Limit for Rendering Award
Art.47 Making of Award
Art.48 Partial Award
Art.49 Scrutiny of Draft Award
Art.50 Allocation of Fees
Art.51 Correction of Award
Art.52 Additional Award
Art.53 Carrying out of Award
Ch.IV Summary Procedure
Art.54 Application
Art.55 Notice of Arbitration
Art.56 Formation of Arbitral Tribunal
Art.57 Defense and Counterclaim
Art.58 Conduct of Hearing
Art.59 Notice of Oral Hearing
Art.60 Time Limit for Rendering Award
Art.61 Change of Procedure
Art.62 Context Reference
Ch.V Special Provisions for Domestic Arbitration
Art.63 Application
Art.64 Acceptance
Art.65 Formation of the Arbitral Tribunal
Art.66 Defense and Counterclaim
Art.67 Notice of Oral Hearing
Art.68 Record of Oral Hearing
Art.69 Time Limit for Rendering Award
Art.70 Context Reference
Ch.VI Supplementary Provisions
Art.71 Language
Art.72 Arbitration Fees and Costs
Art.73 Interpretation
Art.74 Coming into Force
Appendix 19: China International Economic and Trade Arbitration Commission (CIETAC) Arbitration Rules (2005)
Ch.I General Provisions
Art.1 The Rules
Art.2 Name and Structure
Art.3 Jurisdiction
Art.4 Scope of Application
Art.5 Arbitration Agreement
Art.6 Objection to an Arbitration Agreement and/or Jurisdiction
Art.7 Bona Fide Cooperation
Art.8 Waiver of Right to Object
Ch.II Arbitral Proceedings
s.1 Request for Arbitration, Defense and Counterclaim
Art.9 Commencement of Arbitration
Art.10 Application for Arbitration
Art.11 Acceptance of a Case
Art.12 Statement of Defense
Art.13 Counterclaim
Art.14 Amendments to the Claim or Counterclaim
Art.15 Copies of Submissions
Art.16 Representation
Art.17 Preservation of Property
Art.18 Protection of Evidence
s.2 The Arbitral Tribunal
Art.19 Duties of Arbitrator
Art.20 Number of Arbitrators
Art.21 Panel of Arbitrators
Art.22 Three Arbitrators
Art.23 Sole Arbitrator
Art.24 Multi-Party
Art.25 Disclosure
Art.26 Challenge of Arbitrators
Art.27 Replacement of Arbitrator
Art.28 Majority to Continue Arbitration
s.3 Hearing
Art.29 Conduct of Hearing
Art.30 Notice of Oral Hearings
Art.31 Place of Arbitration
Art.32 Place of Oral Hearing
Art.33 Confidentiality
Art.34 Default
Art.35 Record of Oral Hearing
Art.36 Evidence
Art.37 Investigation by the Arbitral Tribunal
Art.38 Expert’s Report and Appraiser’s Report
Art.39 Examination of Evidence
Art.40 Combination of Conciliation with Arbitration
Art.41 Withdrawal and Dismissal
Ch.III Arbitral Award
Art.42 Time Limits
Art.43 Making Award
Art.44 Interlocutory Award and Partial Award
Art.45 Scrutiny of Draft Award
Art.46 Fees
Art.47 Correction of Award
Art.48 Additional Award
Art.49 Execution of Award
Ch.IV Summary Procedure
Art.50 Application
Art.51 Notice of Arbitration
Art.52 Formation of Arbitral Tribunal
Art.53 Statement of Defense and Counterclaim
Art.54 Conduct of Hearing
Art.55 Oral Hearing
Art.56 Time Limits for Rendering Award
Art.57 Change of Procedure
Art.58 Context Reference
Ch.V Special Provisions for Domestic Arbitration
Art.59 Application
Art.60 Acceptance
Art.61 Formation of Arbitral Tribunal
Art.62 Statement of Defense and Counterclaim
Art.63 Notice of Oral Hearing
Art.64 Record of Oral Hearing
Art.65 Time Limits for Rendering Award
Art.66 Context Reference
Ch.VI Supplementary Provisions
Art.67 Language
Art.68 Service of Documents
Art.69 Arbitration Fees and Actual Expenses
Art.70 Interpretation
Art.71 Coming into Force
Index
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Appendices
From:
A Guide to the CIETAC Arbitration Rules
Jianlong Yu, Lijun Cao
Content type:
Book content
Product:
International Commercial Arbitration [ICMA]
Published in print:
15 October 2020
ISBN:
9780199671717
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