Jump to Content Jump to Main Navigation

II Capital-Raising

From: EU Securities and Financial Markets Regulation (3rd Edition)

Niamh Moloney

From: Oxford Legal Research Library (http://olrl.ouplaw.com). (c) Oxford University Press, 2023. All Rights Reserved.date: 31 January 2023

Securities — Prospectus Directive — Transparency Directive — Prospectus liability — European Securities and Markets Authority (ESMA) — Market abuse
This Chapter addresses the harmonized EU rules which govern capital-raising through the markets by firms (market finance).1 As EU capital-raising regulation is largely a function of the rules which apply to the disclosures required of firms when they sell securities to the public, it is primarily concerned with disclosure regulation.2 The regulation of capital-raising through the markets engages a number of policy objectives (section 2.1). Its primary objective is to ensure the efficiency of the securities markets in allocating capital to firms offering securities...
Users without a subscription are not able to see the full content. Please, subscribe or login to access all content.