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Part II The New European Supervisory Architecture, 4 Supervision in the Wake of the Financial Crisis

Niamh Moloney

From: Financial Regulation and Supervision: A post-crisis analysis

Edited By: Eddy Wymeersch, Klaus J Hopt, Guido Ferrarini

From: Oxford Legal Research Library (http://olrl.ouplaw.com). (c) Oxford University Press, 2023. All Rights Reserved.date: 03 October 2023

Supervision — UK Financial Services Authority (FSA) — Financial Action Taskforce (FATF) — European Securities and Markets Authority (ESMA)
4.01 This chapter1 is concerned with ‘law in action’, or the preventive ex ante supervision and monitoring of financial market rules by means of operational strategies including data collection and assessment, individualized inspections, sector-wide thematic review, and education of/communication with the regulated sector.2 It is placed in the post-crisis context of EU financial market supervision, although it draws heavily on the UK FSA experience with supervision ‘in action.’ 4.02 Acknowledging that the distinction between supervision and regulation is a fine...
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