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Oxford Law Citator
Contents
Expand All
Collapse All
Preliminary Material
Preface to the Second Edition
Contents
Tables of cases
Benelux court
European court of justice
European court of human rights
United Kingdom
National cases
Australia
Austria
Supreme court ( oberster gerichtshof )
Oberlandesgericht
Belgium
Canada
Denmark
Finland
France
Cour de cassation
Lower Courts
Germany
Bundesgerichtshof (BGH)
Oberlandesgericht
Kammergericht
Landgericht
Greece
Hong Kong
India
Ireland
Italy
Supreme court
Lower Courts
Japan
Netherlands
Supreme court
Lower Courts
New Zealand
Norway
Peru
Scotland
Spain
Sweden
Switzerland
Supreme CT
United States of America
Tables of legislation
United Kingdom
Statutory Instruments
National Legislation
Austria
Belgium
France
Germany
Italy
Netherlands
Spain
Switzerland
United States of America
EU Legislation
Regulations
Directives
Table of treaties, conventions, and other instruments
List of abbreviations
Main Text
Part A Jurisdiction
Preliminary Material
Preliminary remarks
Preliminary Material
I Jurisdiction under the European Community/European Free Trade Association Rules and the Traditional Rules
1 When will the EC/EFTA Rules Apply?
(a) The Brussels I Regulation
(b) The EC/Denmark Agreement
(c) The Brussels Convention
(d) The Lugano Convention
2 When will the Traditional Rules Apply?
II Jurisdictional Issues
III Jurisdiction and the Applicable Law
1 Creation and validity of intellectual property rights: jurisdiction
Preliminary Material
I Introduction
1.01
1.02
1.03
II The Substantive Law Background
1 How is an Intellectual Property Right Created?
(a) Patents, trade marks, and registered designs
1.04
1.05
1.06
(b) Copyright and design right
1.07
2 Revocation of a Registered Intellectual Property Right
1.08
3 How does Litigation Arise?
(a) Registration-linked litigation
1.09
(b) Revocation-linked litigation
1.10
(c) Infringement-linked litigation
1.11
1.12
(d) A negative declaration
1.13
III How Jurisdictional Problems Arise
1.14
1.15
1.16
1.17
IV Jurisdictional Provisions
1 Introduction
1.18
2 Special Jurisdictional Rules
1.19
(a) Are there special jurisdictional rules in the intellectual property conventions?
(i) The traditional view
1.20
(ii) Rejection of the traditional view
1.21
1.22
1.23
(iii) Recourse to the rules of private international law
1.24
(iv) Is there any restriction on the jurisdiction rule in relation to creation and validity?
1.25
1.26
1.27
(b) Article 22(4) of the Brussels I Regulation
1.28
(i) Justification of Article 22(4)
1.29
1.30
(ii) Interpretation of Article 22(4)
1.31
(iii) Scope of Article 22(4)
(a) Regardless of domicile
1.32
(b) Proceedings concerned with registration or validity
(i) Duijnstee v Goderbauer
1.33
1.34
1.35
1.36
(ii) What is covered
1.37
Proceedings concerned with registration
1.38
Proceedings concerned with validity
1.39
(iii) What is not covered
1.40
(iv) Infringement and validity
1.41
(c) Patents, trade marks, designs, or other similar rights required to be deposited or registered
1.42
1.43
(d) European patents
1.44
(e) Deposit or registration has been applied for etc
1.45
(f) A Member State
1.46
(iv) Exclusive jurisdiction
1.47
(v) Allocation to the courts of the Member State in which the deposit or registration has been applied for etc
1.48
(vi) Parallel applications
1.49
1.50
(vii) Application in relation to European patents
1.51
1.52
1.53
(viii) Service out of the jurisdiction
1.54
1.55
1.56
1.57
(ix) Allocation of jurisdiction within the United Kingdom
1.58
(c) Article 22(4) of the Lugano Convention
1.59
1.60
(d) The European Patent Convention 1973
1.61
1.62
1.63
1.64
1.65
3 Jurisdictional Rules of General Application
(a) When do the jurisdictional rules of general application apply?
1.66
(b) Will recourse be had to these rules?
1.67
(i) Locally created rights
1.68
(ii) Foreign-created rights
1.69
1.70
1.71
(c) The EC/EFTA rules
(i) When do the EC/EFTA rules apply?
1.72
(a) A civil and commercial matter
1.73
(b) Patents registered outside the EC/EFTA States
1.74
1.75
1.76
1.77
1.78
(ii) Bases of jurisdiction
1.79
(a) Article 2
1.80
1.81
(b) Articles 5 and 6
1.82
(i) Article 5(1)
1.83
(ii) Article 5(5)
1.84
(iii) Article 6
1.85
(c) Does Article 22(1) apply?
1.86
1.87
1.88
(d) Article 23
1.89
(e) Article 24
1.90
(iii) Declining jurisdiction
(a) Under the Brussels I Regulation and Lugano Convention
(i) Article 27
1.91
1.92
1.93
1.94
(ii) Article 28
1.95
1.96
(iii) The interaction of Articles 27 and 28 and Article 22(4)
1.97
(b) Using the doctrine of forum non conveniens
(i) Owusu v Jackson
1.98
1.99
(ii) Creation and validity cases
1.100
1.101
1.102
1.103
(c) Using the doctrine of ‘reflexive’ effects?
(i) Does the Brussels I Regulation have ‘reflexive’ effects?
1.104
A lack of authority
1.105
1.106
The need for a decision by the Court of Justice
1.107
‘Reflexive’ effects as the only means for a denial of jurisdiction/declining jurisdiction
1.108
Would the introduction of the doctrine of ‘reflexive’ effects be a good thing?
1.109
(ii) Application to creation and validity
1.110
The Article 22 situation
1.111
1.112
The lis pendens situation
1.113
The Article 23 situation
1.114
(d) Using case management powers
1.115
(e) Restraining foreign proceedings
1.116
(i) A Member State
1.117
(ii) A non-Member State
1.118
(iv) A subject matter limitation on jurisdiction
1.119
(d) The traditional rules
(i) When do the traditional rules apply?
1.120
(ii) Bases of jurisdiction
1.121
(a) Service of a claim form within the jurisdiction
1.122
(b) Service of a claim form out of the jurisdiction
(i) The grounds for service out
1.123
(ii) A reasonable prospect of success
1.124
(iii) The exercise of the discretion
1.125
1.126
1.127
1.128
(iii) Declining jurisdiction
1.129
(iv) Limitations on jurisdiction
(a) Foreign rights
1.130
1.131
1.132
1.133
1.134
1.135
1.136
1.137
(b) State immunity
1.138
(v) Criticism of the traditional English rules
1.139
V European Patents: Parallel Validity Proceedings
1.140
1 The Problem of Parallel Validity Proceedings
1.141
1.142
1.143
2 A Stay of the English Revocation Proceedings
1.144
(a) The criteria for the exercise of the discretion
1.145
1.146
1.147
(b) Is this discretion compatible with the Brussels I Regulation and Lugano Convention?
1.148
1.149
1.150
1.151
1.152
1.153
2 Entitlement to the grant and ownership of intellectual property rights: Jurisdiction
Preliminary Material
I Introduction
2.01
2.02
II How Disputes Arise
2.03
2.04
III How Jurisdictional Problems Arise
2.05
2.06
IV Jurisdictional Provisions
1 Introduction
2.07
2 Special Jurisdictional Rules
(a) The protocol on recognition attached to the European Patent Convention
2.08
(i) When does the Protocol on Recognition apply?
(a) The right to the grant of a European patent
2.09
2.10
2.11
2.12
2.13
(b) Regardless of the residence of the applicant
2.14
(c) Relationship with the Brussels I Regulation and Lugano Convention
2.15
(ii) Bases of jurisdiction
(a) Complex rules
2.16
(b) Five different situations
2.17
(c) The five rules
(i) The applicant’s residence etc in a Contracting State
2.18
2.19
2.20
(ii) The residence etc within one of the Contracting States of the party claiming the right to the grant of the European patent
2.21
2.22
(iii) The Contracting State where the employee is mainly employed
2.23
2.24
(iv) Jurisdiction agreements
2.25
2.26
2.27
2.28
2.29
(v) Allocation of jurisdiction to the German courts
2.30
2.31
(d) The hierarchy of rules
2.32
(e) The examination of jurisdiction
2.33
(f) No definition of residence/principal place of business
2.34
(iii) Declining jurisdiction
2.35
2.36
2.37
2.38
(b) Article 22(4) of the Brussels I Regulation and Lugano Convention
2.39
2.40
3 Jurisdictional Rules of General Application
(a) When do the jurisdictional rules of general application apply?
2.41
2.42
2.43
(b) The EC/EFTA rules
(i) When do the EC/EFTA rules apply?
2.44
(ii) Bases of jurisdiction
2.45
(a) Article 5(1)
2.46
2.47
2.48
2.49
(b) Article 23
2.50
(iii) Declining jurisdiction
(a) Under the Brussels I Regulation and Lugano Conventions
2.51
(b) Using the doctrine of forum non conveniens
2.52
2.53
2.54
(c) Using the doctrine of ‘reflexive’ effects?
2.55
(i) The Article 22(4) situation
2.56
2.57
(ii) The lis pendens situation
2.58
2.59
(iii) The Article 23 situation
2.60
(d) Using case management powers
2.61
(iv) A subject matter limitation on jurisdiction?
2.62
2.63
(c) The traditional rules
(i) When do the traditional rules apply?
2.64
(ii) Bases of jurisdiction
2.65
(a) Service of a claim form within the jurisdiction
2.66
(b) Service of a claim form out of the jurisdiction
(i) The grounds for service out
No specific ground dealing with entitlement to grant and ownership
2.67
2.68
2.69
The contract heads
2.70
(ii) A reasonable prospect of success
2.71
(iii) The exercise of the discretion
2.72
2.73
(iii) Declining jurisdiction and restraining foreign proceedings
2.74
2.75
2.76
(iv) Limitations on jurisdiction
(a) Foreign rights
2.77
2.78
(b) State immunity
2.79
(v) Criticism of the traditional English rules
2.80
V European Patents: Parallel Entitlement Proceedings
2.81
2.82
3 Contracts in relation to the exploitation of intellectual property rights: Jurisdiction
Preliminary Material
I Introduction
3.01
II The Substantive Law Background
3.02
3.03
3.04
3.05
3.06
3.07
III How Jurisdictional Problems Arise
3.08
3.09
3.10
IV Jurisdictional Provisions
1 Introduction
3.11
2 The EC/EFTA Rules
(a) Bases of jurisdiction
(i) General jurisdiction
3.12
(ii) Special jurisdiction: Articles 5 and 6
3.13
(iii) Article 5(1)
(a) The provision
(i) Article 5(1)(a)
3.14
3.15
3.16
(ii) Article 5(1)(b)
3.17
3.18
(iii) Article 5(1)(c)
3.19
3.20
3.21
3.22
3.23
(b) Application to intellectual property contracts
(i) Licences
Is there an obligation freely assumed?
3.24
Is a licence a contract for the sale of goods or provision of services?
3.25
3.26
Licensee’s obligations
3.27
3.28
Licensor’s obligations
3.29
3.30
3.31
3.32
3.33
(ii) Distribution agreements
Is a distribution agreement a contract for the sale of goods or provision of services?
3.34
3.35
3.36
3.37
3.38
3.39
Distributor’s obligations
3.40
3.41
3.42
3.43
3.44
3.45
3.46
Grantor’s obligations in relation to a sole and exclusive agreement
3.47
An obligation to supply the distributor
3.48
3.49
3.50
A negative obligation not to supply anyone else
3.51
3.52
3.53
3.54
3.55
3.56
An obligation to give the grantee reasonable notice before terminating the agreement
3.57
3.58
An obligation to continue the exclusive distributorship
3.59
3.60
3.61
3.62
The obligation of exclusivity
3.63
Other obligations of the grantor
3.64
(iii) Assignments
Is an assignment a contract for the sale of goods or provision of services?
3.65
3.66
Assignee’s obligations
3.67
Assignor’s obligations
3.68
(c) Employment contracts
3.69
(iv) Consumer contracts
3.70
3.71
3.72
(v) Does Article 22(4) apply?
(a) The normal position
3.73
(b) A defence of invalidity
3.74
3.75
3.76
3.77
(c) A negative declaration
3.78
(d) A counterclaim for revocation
3.79
(e) Separate revocation proceedings
3.80
(f) The validity of the agreement is contested
3.81
(vi) Article 23
3.82
3.83
(a) Click wrap agreements
3.84
3.85
(b) Declining jurisdiction and restraining foreign proceedings
(i) Declining jurisdiction
(a) Under the Brussels I Regulation and Lugano Convention
3.86
3.87
(b) Using the doctrine of forum non conveniens
(i) Owusu v Jackson
3.88
3.89
(ii) Owusu distinguished
3.90
(c) Using the doctrine of ‘reflexive’ effects?
3.91
(i) The Article 23 situation
3.92
(ii) The lis pendens situation
3.93
(iii) The Article 22 situation
3.94
(d) Using case management powers
3.95
3.96
(ii) Restraining foreign proceedings
3.97
(a) A Member State
3.98
(b) A non-Member State
3.99
3 The Traditional Rules
(a) Bases of jurisdiction
(i) Service of a claim form within the jurisdiction
3.100
(ii) Service of a claim form out of the jurisdiction
3.101
(a) The grounds for service out
3.102
(i) The contract grounds
3.103
Paragraph 3.1(6)
3.104
Paragraph 3.1(7)—A breach committed within the jurisdiction
3.105
3.106
Paragraph 3.1(8)—A negative declaration
3.107
3.108
(ii) The multi-defendant ground (paragraph 3.1(3))
3.109
3.110
The anchor defendant
3.111
A real issue
3.112
3.113
3.114
A necessary or proper party
3.115
3.116
(iii) The injunction ground (paragraph 3.1(2))
3.117
3.118
3.119
(iv) The property ground (paragraph 3.1(11))
3.120
3.121
(v) The restitution ground (paragraph 3.1(16))
3.122
3.123
(b) A reasonable prospect of success
3.124
(i) The complexity arising from the different standards of proof for merits and grounds
3.125
The contract grounds
3.126
3.127
The multi-defendant ground
3.128
The injunction ground
3.129
(ii) Establishing liability
3.130
3.131
(c) The exercise of the discretion
(i) Forum conveniens
3.132
3.133
3.134
(ii) The significance of the particular ground
3.135
The contract grounds
3.136
The multi-defendant ground
3.137
The injunction ground
3.138
(iii) A future development: The Hague Convention on choice of court agreements 2005
3.139
(b) Declining jurisdiction and restraining foreign proceedings
(i) Declining jurisdiction
3.140
(a) Forum non conveniens
3.141
3.142
(b) Foreign jurisdiction clauses
3.143
3.144
(c) Arbitration agreements
3.145
3.146
(ii) Restraining foreign proceedings
3.147
(a) Where the conduct of the party to be restrained is unconscionable
3.148
(i) Where the pursuit of proceedings abroad is vexatious or oppressive
There are two or more available fora for trial (one of which is England)
3.149
3.150
Trial is available in alternative fora abroad (but not in England)
3.151
(ii) Other instances of unconscionable conduct
3.152
(b) Where the bringing of proceedings abroad would be in breach of an agreement
3.153
(c) Limitations on jurisdiction
(i) Subject matter limitations on jurisdiction
(a) Under the traditional rules on jurisdiction
3.154
3.155
3.156
3.157
(b) Article 22(4) of the Brussels I Regulation and Lugano Convention
3.158
(ii) State immunity
3.159
4 Validity of the Contract
3.160
5 Specific Aspects of Transfer of Technology Contracts
3.161
6 Anti-Trust Issues
3.162
4 Infringement: Preliminary matters
Preliminary Material
I Introduction
4.01
4.02
II Substantive Law
1 What Constitutes an Infringement?
(a) Patents
(i) The basic rule
4.03
4.04
(ii) The territorial requirement
4.05
4.06
(iii) Defences
4.07
(iv) A purposive interpretation
4.08
4.09
(b) Trade marks
(i) The basic rule
4.10
4.11
4.12
4.13
(ii) Additional details
4.14
4.15
(iii) Infringement of a Community trade mark
4.16
(c) Copyright
4.17
(i) Primary infringement
(a) The basic rule
4.18
4.19
(b) Territorial scope
4.20
(c) Specific forms of primary infringement
4.21
4.22
4.23
4.24
4.25
4.26
(ii) Secondary infringement
4.27
(d) Rights in performances
4.28
4.29
(e) Designs
(i) Unregistered designs
4.30
(a) Primary infringement
4.31
4.32
4.33
(b) Secondary infringement
4.34
(c) What is an infringing article?
4.35
(ii) Registered designs
4.36
4.37
4.38
4.39
4.40
4.41
4.42
(f) Databases
4.43
(i) The copyright aspect
4.44
4.45
(ii) The sui generis aspect
4.46
2 The Elements of Infringement
4.47
(a) An act of infringement—the territorial limitation on liability
4.48
(b) No requirement of damage
4.49
4.50
4.51
(c) Prevention of infringement allegations
4.52
(d) Are the elements of infringement necessarily defined by English law?
4.53
4.54
III How do Jurisdictional Problems Arise?
4.55
4.56
4.57
4.58
4.59
4.60
5 Infringement: Jurisdiction under the European Community/European Free Trade Association Rules
Preliminary Material
I Introduction
5.01
II When do the Rules Apply?
5.02
5.03
5.04
III Bases of Jurisdiction
5.05
1 General Jurisdiction: Article 2
5.06
5.07
(a) The advantage in using this provision
5.08
5.09
(b) Disadvantages
5.10
2 Special Jurisdiction: Articles 5 and 6
5.11
(a) The threshold requirement
(i) A serious issue on the merits
5.12
5.13
(ii) Establishing liability
(a) The applicable law
5.14
(b) English law applies
(i) An act of infringement
5.15
(ii) The territorial limitation on liability
Patents
5.16
5.17
5.18
5.19
5.20
5.21
5.22
5.23
Copyrights
5.24
Trade marks
5.25
(c) A foreign law applies
5.26
(d) More than one law applies
5.27
(e) Validity of the right
5.28
(b) Article 5
5.29
5.30
(c) Article 5(3)
5.31
(i) Is infringement within the scope of Article 5(3)?
5.32
(ii) Denial of the existence of a tort
5.33
5.34
(iii) Threatened wrongs
5.35
5.36
(iv) A negative declaration
5.37
5.38
(v) The place where the harmful event occurred
(a) The definitional problem and the solution provided by the Court of Justice
(i) Handelskwekerij Bier Bv v Mines de Potasse d’Alsace
5.39
(ii) Shevill and Others v Presse Alliance SA
5.40
5.41
(b) Infringement actions
5.42
5.43
5.44
5.45
5.46
5.47
5.48
(c) The conventional approach: the place of the event giving rise to the damage
(i) Where the act of infringement occurred
5.49
Patents
5.50
5.51
Trade marks
5.52
Copyrights
5.53
5.54
5.55
5.56
(ii) Multiple acts of infringement
5.57
5.58
5.59
5.60
5.61
5.62
(d) The conventional approach: the place where the damage occurred
(i) The definitional problem and the solution adopted by the Court of Justice
5.63
5.64
5.65
(ii) Infringement cases
5.66
The first option: the place in which damage to the intellectual property right was sustained
5.67
The first alternative: the Member State in which the intellectual property right is situated
5.68
5.69
5.70
The second alternative: the Member State in which the intellectual property right is infringed
5.71
The second option: the place in which direct economic loss was suffered
5.72
5.73
5.74
(e) The conventional approach: multiple damage
5.75
5.76
5.77
(f) A Shevill-based approach: the place of the event giving rise to the damage
5.78
(i) A strict application of Shevill: the place where the defendant has its establishment
5.79
5.80
5.81
(ii) A modified version of Shevill: the place where the act of infringement occurred
5.82
5.83
5.84
5.85
(iii) Multiple acts of infringement
5.86
(g) A Shevill-based approach: the place where the damage occurred
5.87
5.88
5.89
5.90
5.91
(h) A Shevill-based approach: multiple damage
5.92
5.93
5.94
5.95
(i) Which is the better approach?
5.96
(i) When a Shevill-based approach should be applied
5.97
5.98
5.99
(ii) Where the conventional approach should be applied
5.100
(iii) Infringement over the internet and copyright infringement by broadcasting
5.101
(j) A special definition for infringement cases
5.102
5.103
5.104
5.105
5.106
5.107
5.108
5.109
(d) Article 5(5)
5.110
5.111
5.112
5.113
5.114
(e) Article 6
5.115
5.116
5.117
(i) Reasons for multi-defendant litigation in infringement cases
5.118
(ii) Requirements: the requisite connection between the various actions
5.119
(a) European patents
(i) The pre-Roche position
5.120
England
5.121
5.122
The Netherlands
5.123
5.124
5.125
5.126
Germany
5.127
Denmark
5.128
(ii) Roche Nederland BV v Primus
5.129
5.130
Rejection of a spider-in-the-web rule
5.131
5.132
5.133
(b) Parallel national rights
(i) Patents
5.134
5.135
5.136
5.137
(ii) Trade marks
5.138
(iii) Copyrights
5.139
(c) Multiple infringements
5.140
5.141
(d) Joint tortfeasors
5.142
5.143
(e) ‘Simple cases’
5.144
(i) Pearce v Ove Arup Partnership Ltd
5.145
(ii) Chiron Corpn v Evans Medical Ltd and Others
5.146
(iii) Additional requirements
5.147
5.148
(iv) Criticism and reform of Article 6(1)
5.149
(f) Article 6(2)
5.150
5.151
3 Exclusive Jurisdiction: Article 22
(a) Article 22(1)
5.152
(b) Article 22(4)
5.153
4 Exclusive Jurisdiction: Article 23
5.154
5.155
5 Submission to Jurisdiction: Article 24
5.156
5.157
IV Abuse of Process
5.158
5.159
5.160
V Declining Jurisdiction
1 Under the EC/EFTA Rules
5.161
(a) Lis pendens
5.162
5.163
5.164
(i) The same cause of action
5.165
5.166
5.167
5.168
5.169
5.170
5.171
5.172
5.173
5.174
5.175
5.176
5.177
(ii) The same parties
5.178
5.179
5.180
5.181
(iii) Must the court second seised always give way to that first seised?
5.182
5.183
(b) Related actions
(i) A stay of proceedings
5.184
5.185
5.186
5.187
(a) Are the actions related?
(i) Is there a risk of irreconcilable judgments?
5.188
5.189
5.190
5.191
(ii) Are the actions so closely connected that it is expedient to hear and determine them together?
5.192
(iii) Is it possible to hear and determine the two actions together?
5.193
5.194
(b) The exercise of the discretion to stay
5.195
5.196
(ii) Declining jurisdiction
5.197
5.198
2 Using the Doctrine of Forum Non Conveniens ?
(a) Owusu v Jackson
5.199
(b) Infringement cases
5.200
5.201
3 Using the Doctrine of ‘Reflexive’ Effects
5.202
5.203
4 Using Case Management Powers
5.204
5.205
5.206
5 Restraining Foreign Proceedings
5.207
(a) A Member State
5.208
5.209
(b) A non-Member State
5.210
VI Defendant’s Response to Infringement Proceedings
5.211
5.212
5.213
VII Delaying Tactics by the Defendant
5.214
1 A Pre-Emptive Action
5.215
(a) The Italian torpedo
5.216
(b) Infringement cases
5.217
5.218
(c) Reducing the effectiveness of the torpedo
5.219
5.220
5.221
(d) Countering the torpedo
5.222
(e) Reform
5.223
2 After Commencement of an Infringement Action
5.224
5.225
VIII Are there Subject Matter Limitations on Jurisdiction?
1 The Position under the EC/EFTA Rules
5.226
5.227
2 Judicial Misunderstanding
5.228
5.229
5.230
3 The Point is Now Settled
5.231
(a) The English case law
(i) The Pearce case
5.232
5.233
5.234
5.235
5.236
5.237
(ii) The Coin Controls case
5.238
(iii) The Fort Dodge case
5.239
(iv) Reform in relation to the subject matter limitations on jurisdiction
5.240
(b) The implications of Owusu v Jackson
5.241
5.242
4 Foreign Rights Created outside the EC/EFTA States
(a) Do the traditional subject matter limitations apply?
5.243
5.244
5.245
5.246
5.247
(b) Inapplicability of forum non conveniens
5.248
(c) Does Article 22(4) have ‘reflexive’ effects?
5.249
5 Infringements Committed outside the EC/EFTA States
5.250
6 Difficulties in Establishing a Basis of Jurisdiction against the Person
5.251
IX Forum Shopping
5.252
1 The Choice of Fora
5.253
5.254
5.255
5.256
5.257
5.258
2 The Advantages to be Obtained
5.259
5.260
(a) A personal advantage
5.261
(b) Procedural advantages
5.262
(i) Reducing procedural advantages: the EC Directive on the enforcement of intellectual property rights
5.263
(a) Evidence and information
5.264
5.265
(b) Provisional and precautionary measures
5.266
5.267
(c) Costs
5.268
(ii) Continuing procedural advantages
5.269
(c) A substantive law advantage
5.270
(i) The nature of the advantage
5.271
5.272
5.273
(ii) Infringement choice of law rules
5.274
(d) Other advantages
5.275
(e) Conclusion
5.276
X Infringement and Validity
5.277
XI Infringement of a European Patent and Opposition Proceedings
5.278
1 The Criteria for the Exercise of the Discretion
5.279
5.280
5.281
5.282
5.283
5.284
5.285
5.286
5.287
2 Is this Discretion Compatible with the Brussels I Regulation and Lugano Convention?
5.288
5.289
5.290
5.291
5.292
XII Infringement and Licensing Agreements
5.293
5.294
XIII Infringement and Settlement Agreements
5.295
1 An Action for Breach of Contract
5.296
5.297
2 An Impediment to an Action for Infringement
5.298
5.299
5.300
XIV Provisional Measures
1 Article 31
5.301
5.302
5.303
(a) The English position: Civil Jurisdiction and Judgments Act 1982, section 25
5.304
5.305
(i) In support of foreign proceedings
5.306
5.307
(ii) A refusal to grant relief
5.308
(b) The Dutch problem
(i) The Kort-geding procedure
5.309
5.310
5.311
(ii) The basis of jurisdiction
5.312
(iii) Is an interim order following summary proceedings a provisional measure?
5.313
(a) Why this matters
5.314
5.315
(b) The Van Uden and Mietz decisions
5.316
(i) Van Uden
5.317
5.318
5.319
(ii) Mietz
5.320
(c) Recognition and enforcement of provisional orders
5.321
2 Infringement Cases
5.322
(a) Situations where provisional orders have used
(i) Threatened wrongs
5.323
(ii) Validity is in issue
5.324
5.325
(iii) Local final proceedings
5.326
(b) Types of provisional order
(i) An interim injunction
5.327
(ii) An interim order for payment of money
5.328
(c) Recognition and enforcement of provisional orders in intellectual property cases
5.329
XV Cross-Border Injunctions
5.330
1 Jurisdiction to Grant a Cross-Border Injunction
(a) A permanent injunction
5.331
5.332
(b) An interim injunction
(i) Jurisdiction is based on Article 31
5.333
(a) The Dutch view
5.334
5.335
(b) Van Uden: the real connecting link requirement
5.336
(c) The English view
5.337
5.338
(ii) Jurisdiction is based on Articles 2, 5, or 6
5.339
(a) Does this provide jurisdiction to grant a cross-border injunction?
5.340
(b) Must the requirements of Article 31 also be satisfied?
5.341
2 Willingness to Grant Cross-Border Injunctions
5.342
(a) The English position
5.343
5.344
5.345
(b) The Dutch position
5.346
5.347
5.348
5.349
3 Recognition and Enforcement of Cross-Border Interim Injunctions
5.350
XVI Obtaining Information
5.351
1 Obtaining Information in England
(a) The need to join a foreigner as a substantive defendant
5.352
5.353
(b) Difficulties involved
5.354
(i) Determining which company to join
5.355
(ii) Establishing liability
5.356
(iii) Satisfying the jurisdictional criteria
5.357
(c) A different approach
5.358
2 Obtaining Information Elsewhere in Europe
5.359
(a) Using the Brussels I Regulation/Lugano Convention
5.360
5.361
5.362
(b) Using the EC Evidence Regulation
5.363
5.364
6 Infringement: Jurisdiction under the traditional rules
Preliminary Material
I Introduction
6.01
II Bases of Jurisdiction
1 Service of a Claim Form within the Jurisdiction
(a) Presence within the jurisdiction
(i) The rules
6.02
6.03
6.04
6.05
6.06
6.07
(ii) Application in infringement cases
6.08
(b) Submission
6.09
6.10
(c) Advantages of service within the jurisdiction
6.11
6.12
2 Service of a Claim Form out of the Jurisdiction
6.13
(a) The grounds for service out
6.14
(i) The tort ground
6.15
6.16
6.17
(a) An act committed within the jurisdiction
6.18
(i) Patents
6.19
6.20
6.21
6.22
6.23
6.24
6.25
6.26
(ii) Copyrights
6.27
6.28
(iii) Infringement over the internet
6.29
(b) Damage was sustained within the jurisdiction
(i) The nature of the problem
6.30
6.31
6.32
(ii) Considerations when fixing upon a definition
6.33
6.34
(iii) The options
6.35
6.36
(c) Multiple acts of infringement and multiple damage
6.37
(d) Threatened wrongs
6.38
(ii) The multi-defendant ground
6.39
(a) Application in infringement cases
6.40
6.41
6.42
(b) Requirements for the use of the multi-defendant ground
6.43
6.44
6.45
(iii) The injunction ground
6.46
(a) Application in infringement cases
6.47
(b) Why this provision is seldom used in infringement cases
6.48
6.49
6.50
(c) Threatened wrongs
6.51
(iv) The property ground
6.52
6.53
(b) A reasonable prospect of success
(i) The standard of proof
6.54
(a) The tort ground
6.55
6.56
(b) The multi-defendant ground
6.57
(c) The injunction head
6.58
(d) The property ground
6.59
(ii) Establishing liability
6.60
6.61
6.62
6.63
6.64
6.65
(c) The exercise of the discretion
6.66
(i) General considerations
6.67
(ii) Forum conveniens
6.68
(a) An alternative forum abroad
6.69
6.70
6.71
(b) The appropriate forum
6.72
6.73
(i) Expense and convenience
6.74
(ii) Witnesses
6.75
(iii) Consolidation of litigation in multi-defendant cases
6.76
(iv) The applicable law
6.77
(v) Parallel proceedings
6.78
(c) Injustice abroad
6.79
6.80
6.81
(d) The significance of the particular ground for service out of the jurisdiction
6.82
(i) The tort ground
6.83
6.84
6.85
(ii) The multi-defendant ground
6.86
(iii) The injunction ground
6.87
6.88
(iv) The property ground
6.89
(v) Actions based on more than one ground
6.90
(e) Foreign intellectual property rights and infringements abroad
6.91
III Declining Jurisdiction and Restraining Foreign Proceedings
6.92
1 Forum Non Conveniens
(a) The role of forum non conveniens
6.93
(b) The principles to be applied when exercising the discretion
6.94
6.95
(i) A clearly more appropriate forum abroad
6.96
(a) Another available forum
6.97
6.98
6.99
6.100
6.101
(b) Which is clearly more appropriate than the English forum
6.102
(i) Is it a UK or foreign right?
6.103
A UK right
6.104
6.105
A foreign right
6.106
6.107
6.108
(ii) Did the act of infringement take place in England or abroad?
6.109
Infringements in England
6.110
Infringements abroad
6.111
6.112
6.113
(ii) The requirements of justice
6.114
6.115
6.116
(c) A multiplicity of proceedings
6.117
6.118
2 Restraining Foreign Proceedings
6.119
6.120
(a) Where the conduct of the party to be restrained is unconscionable
6.121
(i) Where the pursuit of proceedings abroad is vexatious or oppressive
(a) There are two or more available fora for trial (one of which is England)
(i) Infringement of a UK right
6.122
6.123
6.124
(ii) Infringement of a foreign right
6.125
(iii) Infringement of parallel rights
6.126
6.127
6.128
(b) Trial is available in alternative fora abroad (but not in England)
6.129
(ii) Other instances of unconscionable conduct
6.130
(a) Interference with the due process of the court
6.131
(b) Single forum cases
6.132
6.133
(i) Trial abroad for infringement of a local intellectual property right in that State
6.134
(ii) Trial abroad for infringement of a UK intellectual property right, infringed in the forum
6.135
(b) Where the bringing of proceedings abroad would be in breach of an agreement
6.136
IV State Immunity
6.137
6.138
V Subject Matter Limitations in Relation to Jurisdiction
6.139
6.140
1 Foreign Immovable Property
(a) The exclusionary rule in relation to foreign immovable property
6.141
(b) The classification of intellectual property rights
6.142
(i) Arguments of principle and policy
6.143
6.144
(ii) What do the cases say?
6.145
6.146
2 Foreign Intellectual Property Rights
(a) Origin and development of the limitation
6.147
(i) The extension in Australia of the exclusionary rule in relation to foreign land to patents
6.148
6.149
6.150
(ii) The introduction of the English limitation: Tyburn Productions Ltd v Conan Doyle
6.151
6.152
6.153
6.154
6.155
6.156
6.157
(iii) Criticism of the extension of the Moçambique rule to intellectual property
6.158
6.159
6.160
6.161
6.162
6.163
6.164
6.165
6.166
6.167
(a) Consequences that should flow from these criticisms
6.168
6.169
(iv) Judicial doubts emerge in England in infringement cases
6.170
6.171
(a) Implicit support for abolition in infringement cases: the Pearce case
6.172
6.173
6.174
6.175
(b) Explicit support at first instance
6.176
6.177
6.178
(v) The doubts in relation to infringement are quashed: the Lucasfilm case
6.179
6.180
6.181
6.182
6.183
6.184
6.185
(vi) Should the limitation still apply in cases of infringement? Policy considerations
6.186
(a) In favour of the infringement limitation
6.187
6.188
6.189
6.190
6.191
6.192
(b) Against the infringement limitation
6.193
6.194
6.195
6.196
6.197
6.198
6.199
(b) The solution: the doctrine of forum non conveniens
6.200
(i) The virtues of this solution
6.201
6.202
(ii) Are there any drawbacks?
6.203
(iii) Application in cases involving foreign intellectual property rights
6.204
6.205
6.206
6.207
6.208
(iv) Conclusion
6.209
(c) Confusion between jurisdiction and choice of law
6.210
(i) Examples of confusion
6.211
6.212
6.213
6.214
(ii) The reasons for confusion
6.215
(iii) An end to confusion
6.216
(d) Should different foreign intellectual property rights be treated the same?
6.217
(i) Arguments of principle
6.218
6.219
(ii) The English case law
6.220
(iii) Conclusion
6.221
(e) Should different issues be treated the same?
(i) The US position
6.222
(ii) English law
6.223
(a) Should the limitation in relation to validity be abolished?
6.224
6.225
(b) Subsistence of copyright
6.226
(c) Refusal of an extension of the limitation to deal with other issues in relation to foreign intellectual property rights
6.227
3 Infringements Abroad
6.228
(a) The authorities
(i) The Morocco Bound case
6.229
6.230
6.231
6.232
(ii) The Def Lepp case
6.233
(iii) The Tyburn case
6.234
6.235
(iv) The Pearce case
6.236
(v) The R Griggs case
6.237
(vi) The Lucasfilm case
6.238
(vii) Australian and New Zealand authority
6.239
(viii) United States authority
6.240
(b) Policy considerations
6.241
(i) In favour of the limitation
6.242
(ii) Against the limitation
6.243
6.244
6.245
6.246
6.247
6.248
6.249
6.250
(c) The solution: the doctrine of forum non conveniens
6.251
(i) The virtues of this solution
6.252
(ii) Are there any drawbacks?
6.253
(iii) Application in cases involving acts of infringement committed abroad
6.254
(iv) Conclusion
6.255
(d) Confusion between jurisdiction and choice of law
6.256
(e) Can a successful action be brought?
(i) The position under the common law tort choice of law rules
6.257
(ii) The position under the Rome II Regulation
6.258
4 Intra-UK Cases
6.259
VI Forum Shopping
1 The Choice of Fora
(a) Within Europe
6.260
(b) Outside Europe
6.261
2 The Advantages to be Obtained
6.262
VII Infringement and Validity
6.263
VIII Infringement of a European Patent and Opposition Proceedings
6.264
IX Infringement and Licensing Agreements
6.265
X Infringement and Settlement Agreements
1 An Action for Breach of Contract
6.266
6.267
6.268
6.269
6.270
2 An Impediment to an Action for Infringement
6.271
XI Interim Relief
6.272
6.273
XII Obtaining Information
6.274
1 Obtaining Information in England
(a) The need to join a foreigner as a substantive defendant
6.275
(b) Difficulties involved
6.276
(c) A different approach
6.277
2 Obtaining Information Abroad
(a) In another EC Member State
6.278
6.279
(b) Taking evidence outside the EC
6.280
7 Infringement and validity of intellectual property rights: Jurisdiction
Preliminary Material
I Introduction
7.01
7.02
II The Substantive Law Background
7.03
7.04
7.05
7.06
7.07
7.08
7.09
7.10
III Article 22(4) of the Brussels I Regulation Applies: Infringement Jurisdiction is Based on the Regulation
7.11
1 The Nature of the Jurisdictional Problem
7.12
7.13
7.14
7.15
7.16
2 The Issue of Validity: Which EC Member State’s Courts are to try this Issue?
7.17
(a) The consequences that flow from this decision
(i) Extending Article 22(4)
7.18
7.19
(ii) No extension of Article 22(4)
7.20
7.21
(b) The authorities
(i) National case law prior to GAT
7.22
(a) The English case law
7.23
7.24
(b) Other Member States
7.25
7.26
(ii) GAT
(a) The decision
7.27
7.28
(b) The reasoning
7.29
(c) Criticism of its effect
7.30
7.31
7.32
7.33
7.34
(c) Does it matter how validity is raised?
7.35
(i) An action for a declaration of non-infringement, a defence to infringement
7.36
(ii) A counterclaim for invalidity
7.37
7.38
7.39
(iii) Separate revocation proceedings
7.40
(a) Validity is raised solely in the Member State of registration
7.41
(b) Validity is also raised in the Member State with infringement jurisdiction
7.42
7.43
7.44
7.45
7.46
(d) Would it make any difference if the case concerned a European patent?
7.47
7.48
(e) At what moment does the court with validity jurisdiction have exclusive jurisdiction?
7.49
7.50
7.51
(f) A bona fide raising of the issue of validity
7.52
3 The Infringement Claim: Which EC Member State’s Courts are to try this Claim?
7.53
(a) The consequences flowing from this decision
(i) Allocating exclusive jurisdiction to the courts of the Member State of registration
7.54
7.55
7.56
7.57
7.58
7.59
7.60
7.61
7.62
7.63
(ii) No exclusive jurisdiction to the courts of the Member State of registration
7.64
7.65
7.66
7.67
7.68
7.69
(b) Authorities
(i) National case law prior to GAT
(a) The English view
7.70
7.71
7.72
7.73
(b) The Dutch view
7.74
(c) Other EC Member States
7.75
7.76
7.77
(ii) The implications of the GAT case
7.78
7.79
7.80
(a) The question being asked
7.81
(b) No support for an extension of Article 22(4) to the infringement claim
7.82
7.83
7.84
7.85
7.86
7.87
7.88
7.89
(c) Support for splitting the validity issue from the infringement claim
7.90
7.91
7.92
7.93
7.94
(d) Where does this leave the earlier national authorities?
7.95
7.96
7.97
7.98
7.99
7.100
7.101
(iii) National case law post-GAT
(a) English case law
7.102
7.103
7.104
7.105
7.106
(b) Case law in other EC Member States and in ETFA States
7.107
7.108
(c) A reference to the Court of Justice
7.109
7.110
7.111
(d) Exploring the splitting approach
7.112
7.113
(i) Transfer the case in its entirety
7.114
7.115
7.116
7.117
7.118
7.119
7.120
(ii) Stay the infringement proceedings
7.121
7.122
(iii) Deal with the case (the infringement claim) itself where a defendant acts in bad faith
7.123
7.124
(e) Can the claimant bring an action for infringement in the Member State of registration?
7.125
(f) Does it matter how invalidity is raised?
7.126
(i) A declaration of non-infringement, a defence of invalidity
7.127
(ii) A counterclaim for invalidity
7.128
7.129
7.130
(iii) Separate revocation proceedings
7.131
(a) National case law prior to GAT
7.132
(i) English law
7.133
7.134
7.135
(ii) Dutch law
7.136
(b) The implications of GAT
7.137
7.138
7.139
(c) Lis pendens and related actions
7.140
(d) A reference to the Court of Justice
7.141
(g) At what moment does validity affect infringement jurisdiction?
7.142
7.143
7.144
7.145
7.146
4 Declining Jurisdiction
7.147
(a) The requirements of Articles 27 and 28
7.148
7.149
7.150
7.151
7.152
7.153
7.154
(b) Interaction with Article 22(4)
(i) The law
7.155
(a) The English pre-GAT law
7.156
7.157
7.158
7.159
(b) The implications of GAT
7.160
(ii) Application in the examples
7.161
(a) The first example
7.162
(b) The second example
7.163
7.164
(c) The third example
7.165
(i) Application of pre-GAT law
7.166
(ii) The implications of GAT
7.167
(d) The fourth example
7.168
(i) Application of pre-GAT law
7.169
7.170
(ii) The implications of GAT
7.171
7.172
7.173
5 Delaying Tactics by the Defendant
7.174
(a) A pre-emptive action raising the issue of validity
7.175
7.176
7.177
7.178
(b) Raising validity after commencement of an infringement action
7.179
(i) A supertorpedo
7.180
(a) A patent registered in Germany
7.181
7.182
7.183
(b) A patent registered in the UK
7.184
7.185
(c) A patent registered in a Member State other than Germany or the UK
7.186
7.187
7.188
7.189
6 Provisional Measures
7.190
7.191
7.192
7 Estoppel
7.193
(a) Application of the English pre-GAT law
7.194
(b) The implications of GAT
7.195
8 Restraining Foreign Proceedings
7.196
7.197
IV Article 22(4) of the Lugano Convention 2007 Applies
7.198
7.199
7.200
7.201
7.202
7.203
V Article 22(4) Applies: Infringement Jurisdiction is Based on the Traditional English Rules
1 The Significance of Article 22(4)
7.204
7.205
7.206
2 The Significance of the Traditional Subject Matter Limitations on Jurisdiction
7.207
3 Only Article 22(4) Applies
7.208
(a) The basis of infringement jurisdiction
7.209
7.210
(b) The stage at which validity will be considered
7.211
(c) Enjoining foreign proceedings
7.212
4 Both Article 22(4) and Traditional Subject Matter Limitations on Jurisdiction Apply
7.213
7.214
5 Abolition of the Traditional Subject Matter Limitations on Jurisdiction
7.215
7.216
7.217
VI Does Article 22(4) Apply by Way of ‘Reflexive’ Effect?
1 Jurisdiction is Based on the Brussels I Regulation
7.218
7.219
2 Jurisdiction is Based on the Traditional Rules
7.220
7.221
VII Article 22(4) of the Brussels I Regulation/Lugano Convention does not Apply
7.222
7.223
1 Infringement Jurisdiction is Based on the EC/EFTA Rules
7.224
7.225
(a) A defence of invalidity
7.226
7.227
7.228
7.229
7.230
(b) A counterclaim for revocation
7.231
7.232
(i) Recognition of a revocation order
7.233
(c) Separate revocation proceedings
7.234
2 Infringement Jurisdiction is Based on the Traditional English Rules
7.235
(a) A UK copyright or other unregistered right infringed in England
7.236
(i) Can the English court with infringement jurisdiction also try the issue of validity?
7.237
(a) The basis of jurisdiction
7.238
(i) A defence of invalidity
7.239
(ii) A counterclaim for revocation
7.240
(b) Declining jurisdiction
7.241
(b) An infringement abroad of a foreign right
7.242
(c) What happens if the subject matter limitations on jurisdiction are abolished?
7.243
7.244
7.245
(i) Can an English court with infringement jurisdiction also try the issue of validity?
(a) The basis of jurisdiction
7.246
(b) Declining jurisdiction
7.247
8 Jurisdictional issues in relation to european community rights
Preliminary Material
I Introduction
8.01
II Trade Marks
1 The Substantive Law Background
8.02
2 How Jurisdictional Problems Arise
8.03
8.04
8.05
3 Jurisdictional Provisions
8.06
(a) Other disputes (ie other than in relation to infringement etc)
(i) Application of the Brussels I Regulation
8.07
8.08
8.09
(ii) Which provisions will apply?
8.10
(b) Infringement etc
8.11
(i) Community trade mark courts and their exclusive jurisdiction over infringement etc
8.12
8.13
(ii) Relationship with the Brussels I Regulation
8.14
(iii) The definition of domicile/an establishment
8.15
8.16
(iv) Bases of jurisdiction
8.17
(a) Defendant’s domicile an establishment
8.18
(b) Plaintiff’s domicile an establishment
8.19
(c) The seat of the Office
8.20
(d) Articles 23 and 24 of the Brussels I Regulation
(i) Article 23
8.21
(ii) Article 24
8.22
(e) A local act of infringement
8.23
8.24
(f) Other bases of jurisdiction contained in the Brussels I Regulation
8.25
8.26
(v) Extent of jurisdiction: acts or threats of infringement abroad
8.27
(a) Jurisdiction is based on Article 97(1) to (4): no territorial limitation
8.28
8.29
8.30
(b) Jurisdiction is based on Article 97(5): a territorial limitation
8.31
(c) Residual jurisdiction based on the Brussels I Regulation
8.32
(vi) Allocation of jurisdiction within the UK
8.33
(vii) Comparison with the Brussels I Regulation
8.34
(a) Similarities
8.35
8.36
8.37
8.38
(b) Differences
8.39
8.40
8.41
8.42
8.43
(viii) Forum shopping
(a) A choice of fora
8.44
8.45
(b) The benefit to be gained from forum shopping
8.46
(ix) Revocation/invalidity
8.47
(a) Counterclaims
8.48
8.49
8.50
8.51
8.52
(b) Invalidity as a defence
8.53
8.54
(x) Declining jurisdiction
(a) Proceedings relating to Community trade marks
(i) Specific rules on related actions
8.55
8.56
8.57
(ii) Articles 27 and 28 of the Brussels I Regulation
8.58
(iii) Using the doctrine of forum non conveniens ?
8.59
8.60
8.61
8.62
(iv) Using the doctrine of ‘reflexive’ effects
8.63
8.64
8.65
8.66
8.67
(b) Simultaneous and successive civil actions on the basis of Community trade marks and national trade marks
8.68
(i) Article 109
Simultaneous actions
8.69
8.70
8.71
8.72
Identical proceedings
8.73
8.74
8.75
8.76
Similar actions
8.77
8.78
8.79
8.80
Successive actions
8.81
8.82
8.83
8.84
The same cause of action and the same parties
8.85
(ii) The Brussels I Regulation
8.86
Simultaneous actions
8.87
Successive actions
8.88
(xi) Provisional, including protective measures
(a) Measures available in the forum
8.89
8.90
8.91
8.92
(b) Extra-territorial application
8.93
8.94
8.95
8.96
(xii) Safeguarding the rights of the defendant
8.97
(xiii) Sanctions
8.98
(xiv) Procedure for service of the claim form
8.99
III Designs
1 The Substantive Law Background
8.100
8.101
2 How Jurisdictional Problems Arise
8.102
8.103
8.104
3 Jurisdictional Provisions
8.105
(a) Other disputes (ie other than in relation to infringement etc)
(i) Application of the Brussels I Regulation
8.106
8.107
8.108
8.109
(b) Infringement etc
8.110
(i) Community trade mark courts and their exclusive jurisdiction over infringement and validity
8.111
8.112
(ii) Relationship with the Brussels I Regulation
8.113
8.114
(iii) The definition of domicile/an establishment
8.115
(iv) Bases of jurisdiction
8.116
(v) Invalidity
(a) Action or a counterclaim for a declaration of invalidity
8.117
(b) Invalidity as a defence
8.118
(vi) Declining jurisdiction
(a) Proceedings relating to Community designs
(i) Specific rules on related actions
8.119
(ii) Articles 27 and 28 of the Brussels I Regulation
8.120
(iii) Is there a discretionary power to decline jurisdiction?
8.121
(iv) Using the doctrine of ‘reflexive’ effects
8.122
(b) Parallel actions on the basis of Community designs and national design rights
(i) Article 95
8.123
Simultaneous actions
8.124
Successive actions
8.125
8.126
(ii) The Brussels I Regulation
8.127
(vii) Provisional, including protective measures
(a) Measures available in the forum
8.128
8.129
(b) Extra-territorial application
8.130
(viii) Sanctions
8.131
8.132
IV Patents
1 The Substantive Law Background
8.133
8.134
2 How Jurisdictional Problems Arise
8.135
8.136
3 Jurisdictional Provisions
8.137
(a) Exclusive jurisdiction in the draft Agreement
8.138
8.139
8.140
8.141
V Plant Variety Rights
1 The Substantive Law Background
8.142
2 How Jurisdictional Problems Arise
8.143
8.144
3 Jurisdictional Provisions
8.145
(a) The proceedings
8.146
(b) Relationship with the Lugano Convention and Brussels I Regulation
(i) The Lugano Convention
8.147
8.148
(ii) The Brussels I Regulation
8.149
8.150
(c) Bases of jurisdiction
8.151
(i) Defendant’s domicile (seat)/an establishment
8.152
8.153
8.154
8.155
8.156
(ii) Plaintiff’s domicile (seat)/an establishment
8.157
8.158
(iii) The Member States in which the seat of the Office is located
8.159
8.160
(iv) The courts for the place where the harmful event occurred
8.161
8.162
8.163
(v) Articles 5(1), 23, and 24 of the Lugano Convention
8.164
(vi) Other bases of jurisdiction contained in the Lugano Convention
8.165
8.166
(vii) Bases of jurisdiction contained in the Brussels I Regulation
8.167
(d) Infringements committed abroad
(i) Jurisdiction is based on Article 101(2) (domicile/an establishment, seat of the Office)
8.168
(ii) Jurisdiction is based on Article 101(3) (the place where the harmful event occurred)
8.169
(iii) Jurisdiction is based on the Lugano Convention or Brussels I Regulation
8.170
(e) A plea of invalidity
8.171
(f) Declining jurisdiction
(i) Specific rules on stay of proceedings
8.172
8.173
8.174
(ii) Articles 27 and 28 of the Lugano Convention
8.175
(iii) Is there a discretionary power to decline jurisdiction?
8.176
(iv) Using the doctrine of ‘reflexive’ effects
8.177
(g) Provisional, including protective measures
8.178
(h) Summary of similarities and differences
8.179
8.180
8.181
9 Complementary torts and other causes of action: Jurisdiction
Preliminary Material
I Introduction
9.01
II Passing-Off
1 Substantive Law
9.02
9.03
9.04
9.05
9.06
9.07
(a) Goodwill
(i) Existence of goodwill
9.08
(ii) The location of goodwill and its geographical extent
9.09
9.10
(iii) Trade-related goodwill
9.11
(iv) Collective goodwill
9.12
(v) Less obvious types of goodwill
9.13
(b) Misrepresentation
9.14
(i) The use of a similar get-up
9.15
(ii) The name as a source of confusion
9.16
(iii) A different version of the original product
9.17
(iv) Intention is not required
9.18
(c) Damage
9.19
9.20
(d) Enabling passing-off
9.21
9.22
2 How Jurisdictional Problems Arise
9.23
9.24
3 Jurisdictional Provisions
(a) The EC/EFTA rules
(i) When do the Brussels I Regulation and Lugano Convention apply?
9.25
(ii) Bases of jurisdiction
9.26
9.27
9.28
(a) Articles 5(3) and 6(1)
(i) Passing-off and unfair competition
9.29
9.30
9.31
9.32
9.33
(ii) The threshold requirement
9.34
(iii) Article 5(3)
Is an action for passing-off within the scope of Article 5(3)?
9.35
Threatened passing-off
9.36
The place where the harmful event occurred
9.37
The place of the event giving rise to the damage—the English approach
9.38
The place of the event giving rise to the damage—the Continental approach
9.39
9.40
The place where the damage occurred
9.41
Where goodwill is damaged
9.42
9.43
9.44
9.45
9.46
Where business is lost
9.47
9.48
Which is the better approach?
9.49
Multiple acts of passing-off and multiple damage
9.50
(iv) Article 6(1)
9.51
(iii) Declining jurisdiction
(a) Lis pendens
9.52
(i) Is the cause of action and the subject matter the same?
9.53
9.54
9.55
(ii) Are the parties the same?
9.56
(b) Related actions
9.57
9.58
9.59
(b) The traditional rules
(i) Bases of jurisdiction
9.60
(a) The tort ground
9.61
(i) Threatened passing-off
9.62
(ii) An act of passing-off committed within the jurisdiction
9.63
9.64
(iii) Damage was sustained within the jurisdiction
9.65
(iv) Multiple acts of passing-off and multiple damage
9.66
(b) The multi-defendant ground
9.67
9.68
9.69
(c) The injunction ground
9.70
(d) The property ground
9.71
(ii) The discretionary element
(a) Forum conveniens / Forum non conveniens
9.72
(i) The applicable law
9.73
(ii) Multiple acts of passing-off
9.74
(iii) Where the goodwill is situated
9.75
(iv) The relief sought
9.76
(b) Restraining foreign proceedings
9.77
9.78
9.79
(iii) No subject matter limitations in relation to jurisdiction
9.80
(a) The authorities
9.81
(b) Consolidation of litigation
9.82
(c) Why is passing-off treated differently, and should it be?
9.83
9.84
9.85
III Malicious Falsehood
9.86
1 Substantive Law
9.87
9.88
(a) A false statement
9.89
(b) A derogatory statement
9.90
(c) Malice
9.91
(d) Damage
9.92
9.93
2 How Jurisdictional Problems Arise
9.94
9.95
3 Jurisdictional Provisions
9.96
(a) The EC/EFTA rules
(i) Article 5(3)
9.97
(a) The place of the event giving rise to the damage
9.98
(b) The place where the damage occurred
9.99
9.100
(b) The traditional rules
9.101
(i) The tort ground
9.102
(a) An act of malicious falsehood committed within the jurisdiction
9.103
(b) Damage was sustained within the jurisdiction
9.104
IV Defamation
1 Substantive Law
(a) A well-known example of defamation
9.105
(b) The elements of the tort
9.106
(c) No territorial limits on the harmful activity
9.107
(d) Protection of a professional or business reputation
9.108
9.109
9.110
2 How Jurisdictional Problems Arise
9.111
3 Jurisdictional Provisions
(a) The EC/EFTA rules
(i) The defamation rules
(a) Multi-state distribution of libel through the press
9.112
9.113
9.114
9.115
9.116
9.117
9.118
(b) Application of Shevill in other cases of defamation
9.119
(i) Simple defamation
9.120
9.121
9.122
(ii) Would different rules be adopted for defamation of a business competitor?
9.123
9.124
(b) The traditional rules
9.125
9.126
(i) The tort ground
(a) An inappropriate test
9.127
9.128
(b) Damage was sustained within the jurisdiction
9.129
(i) Injury to reputation
9.130
9.131
9.132
(ii) Loss of business
9.133
9.134
9.135
(c) An act committed within the jurisdiction
9.136
9.137
(ii) The discretionary element
9.138
9.139
9.140
9.141
9.142
9.143
9.144
9.145
(iii) No subject matter limitations on jurisdiction
9.146
V Unfair Competition
1 Substantive Law
9.147
9.148
9.149
9.150
2 How Jurisdictional Problems Arise
9.151
3 Jurisdictional Provisions
(a) The EC/EFTA rules
9.152
(i) Article 5(3)
9.153
(a) The place of the event giving rise to the damage
9.154
(b) The place where the damage has occurred
9.155
(i) The place where damage to a particular relationship was sustained
9.156
9.157
9.158
(ii) The place where a right or its reputation is damaged
9.159
9.160
9.161
(iii) The place where direct economic loss to the plaintiff was sustained
9.162
9.163
9.164
9.165
9.166
9.167
(ii) Article 5(1)
9.168
9.169
(b) The traditional rules
9.170
VI Wider Continental Protection In Delict
1 Substantive Law
9.171
2 How Jurisdictional Problems Arise
9.172
3 Jurisdictional Provisions
(a) The EC/EFTA rules
9.173
(b) The traditional rules
9.174
VII Breach of Competition Rules
1 Substantive Law
9.175
(a) Article 101 EEC
(i) The provision
9.176
(ii) Analysis of the provision
9.177
(a) Paragraph 1
9.178
(b) Paragraph 2
9.179
(c) Paragraph 3
9.180
(d) Application to intellectual property agreements
9.181
(b) Article 102
(i) Abuse of a dominant position
9.182
9.183
9.184
(ii) Application in the context of intellectual property
9.185
9.186
9.187
9.188
9.189
(c) Actions for breach of competition law
9.190
9.191
2 How Jurisdictional Problems Arise
9.192
9.193
9.194
9.195
3 Jurisdictional Provisions
(a) The EC/EFTA rules
9.196
(i) Article 5(3)
(a) Is an action for breach of competition rules within the scope of Article 5(3)?
9.197
(b) The place of the event giving rise to the damage
9.198
9.199
9.200
(c) The place where the damage has occurred
(i) Where business is lost
9.201
9.202
(ii) A financial loss
9.203
9.204
(iii) Where the sale occurs
9.205
(ii) Article 6(1)
9.206
9.207
(iii) Article 23
9.208
(iv) Declining jurisdiction
9.209
(b) The traditional rules
9.210
9.211
9.212
VIII Breach of Confidence
9.213
9.214
9.215
9.216
9.217
9.218
9.219
9.220
9.221
9.222
1 Substantive Law
(a) Elements of the action for breach of confidence
9.223
(i) When is information confidential?
9.224
9.225
(ii) The occasion of confidence
9.226
9.227
(a) Confidential information passing between employer and employee
9.228
9.229
9.230
9.231
(iii) Unauthorized use of confidential information
9.232
9.233
(b) Classification of breach of confidence
9.234
9.235
2 How Jurisdictional Problems Arise
9.236
3 Jurisdictional Provisions
(a) The EC/EFTA rules
9.237
(i) Article 2
9.238
(ii) Article 5
9.239
(a) Article 5(1)
(i) Article 5(1)(a)
9.240
Matters relating to a contract
9.241
9.242
9.243
The obligation in question
9.244
(ii) Article 5(1)(b)
Is there a contract for the sale of goods or provision of services?
9.245
Application of Article 5(1)(b) in contractual breach of confidence cases
9.246
9.247
(iii) Article 5(1)(c)
9.248
(b) Article 5(3)
(i) Breach of confidence and unfair competition
9.249
9.250
9.251
9.252
9.253
(ii) Classification of breach of confidence
9.254
(iii) The scope of Article 5(3)
Kalfelis v Schröder
9.255
Uncertainty in the UK
9.256
9.257
9.258
Concurrent actions in contract and tort
9.259
Application in cases of breach of confidence
9.260
9.261
9.262
9.263
(iv) The place where the harmful event occurred
9.264
9.265
The place of the event giving rise to the damage
9.266
9.267
The place where the damage occurred
9.268
Confidentiality of the claimant’s information
9.269
9.270
The effect on the claimant’s commercial interests
9.271
Direct economic loss
9.272
9.273
Conclusion
9.274
(iii) Employment contracts
9.275
(iv) Article 23
9.276
(v) Consolidating the litigation
9.277
(a) Article 2
9.278
(b) Article 6(1)
9.279
(c) Article 23
9.280
9.281
(vi) Declining jurisdiction
9.282
(b) The traditional rules
(i) The grounds of service out of the jurisdiction
9.283
(a) A contractual obligation
9.284
(b) A non-contractual obligation
(i) The tort ground
9.285
A tortious classification
9.286
9.287
9.288
Classification as a form of property
9.289
An equitable or sui generis classification
9.290
9.291
Framing the cause of action differently
9.292
9.293
(ii) The multi-defendant ground
9.294
9.295
(iii) The injunction ground
9.296
9.297
(iv) The property ground
9.298
(v) The constructive trustee ground
9.299
(vi) The restitution ground
9.300
9.301
(c) Both contractual and non-contractual obligations
9.302
(ii) The forum conveniens discretion
9.303
9.304
10 Infringement, the internet, and broadcasting: Jurisdiction
Preliminary Material
I Introduction
10.01
10.02
II Intellectual Property and the Internet
10.03
10.04
III Characteristics of the Internet
1 Territorial Connections
(a) Territorial boundaries and connections
10.05
10.06
10.07
(b) Problems of identity and location
(i) Identity and location of the parties
10.08
10.09
(ii) Problems of identity and location of computers
10.10
10.11
10.12
(iii) Location of computers and location of the parties
10.13
(iv) Locating where events take place
10.14
10.15
2 The Position of Intermediaries
10.16
3 Carrying on Business
10.17
(a) A wide variety of different business activities
10.18
(b) Unlimited access
10.19
(c) Targeting the world
10.20
10.21
(d) Two active parties
10.22
10.23
10.24
IV Infringement over the Internet
10.25
1 Substantive Law
(a) Difficulties in applying substantive intellectual property law concepts in cases of infringement over the internet
10.26
(i) Copyright infringement over the internet
10.27
(ii) Trade mark infringement over the internet
10.28
(a) The position under English law
10.29
10.30
10.31
(b) The position under German law
10.32
(iii) Patent infringement over the internet
10.33
(iv) Conclusion
10.34
(b) The position of intermediaries
10.35
10.36
10.37
(c) Domain names and infringement
10.38
2 How Jurisdictional Problems Arise
10.39
(a) Infringement of copyright over the internet
10.40
(b) Infringement of a trade mark over the internet
10.41
10.42
(c) Infringement of a patent over the internet
10.43
3 Characteristics of Infringement over the Internet
10.44
(a) Difficulty in locating where the act of infringement occurred
10.45
10.46
10.47
10.48
(b) Ubiquitous and multi-State infringement
10.49
(c) Accessibility as a basis of jurisdiction
10.50
(d) Multi-defendant cases
10.51
4 Jurisdictional Provisions
(a) The EC/EFTA rules
(i) Article 2
10.52
(ii) Establishing liability and jurisdiction
(a) The principle to be applied under English law
10.53
(b) A failure to apply this principle
10.54
(c) A different principle under German law
10.55
(iii) Article 5(3): Introduction
10.56
10.57
10.58
(iv) Article 5(3): a Shevill-based approach
(a) The place of the event giving rise to the damage: the place of uploading
(i) Application of Shevill
10.59
(ii) A modified version of Shevill
10.60
10.61
10.62
(b) The place where the damage occurred
10.63
(i) Trade marks: is mere accessibility enough to found jurisdiction?
10.64
Acceptance in Germany
10.65
10.66
A more complex view in France
10.67
10.68
10.69
Rejection in Scotland
10.70
Uncertainty in England
10.71
A suggested rule
10.72
10.73
10.74
10.75
10.76
10.77
10.78
(ii) Copyright
10.79
(iii) Patents
10.80
(c) Multiple damage
10.81
(v) Article 5(3): the alternative approach
10.82
(a) The place of the event giving rise to the damage: where the act of infringement occurred
10.83
(i) Authorities in favour of this approach
10.84
(ii) Identification of the place where the act of infringement occurred
10.85
(iii) Copyrights
10.86
10.87
10.88
(iv) Trade marks
10.89
10.90
Austria gets it right
10.91
The impact of a website must be significant
10.92
What if the defendant issues a disclaimer?
10.93
(v) Patents
10.94
(b) The place of damage
10.95
10.96
(i) Trade marks
10.97
10.98
10.99
10.100
(ii) Copyright
10.101
(iii) Patents
10.102
10.103
(c) Multiple damage
10.104
(vi) Which is the better approach?
10.105
(a) A Shevill-based approach
10.106
10.107
10.108
10.109
10.110
10.111
(b) A modified version of Shevill
10.112
(vii) Article 6(1)
10.113
10.114
10.115
10.116
(b) The traditional rules
10.117
(i) Service of a claim form within the jurisdiction
10.118
(ii) Service of a claim form out of the jurisdiction: the tort ground
(a) An act committed within the jurisdiction
10.119
10.120
(b) Damage was sustained within the jurisdiction
10.121
(iii) Service of a claim form out of the jurisdiction: the multi-defendant ground
10.122
10.123
10.124
(iv) Service of a claim form out of the jurisdiction: the injunction ground
10.125
(v) Service of a claim form out of the jurisdiction: the property ground
10.126
(vi) Forum conveniens / forum non conveniens
(a) Forum conveniens
(i) An alternative forum abroad
10.127
(ii) The appropriate forum
10.128
Internet connections
10.129
Traditional connections
10.130
(iii) The significance of the particular ground for service out of the jurisdiction
The traditional presumption based on where a tort was committed
10.131
Application to infringement over the internet
10.132
10.133
10.134
10.135
Criticism of the presumption
10.136
(b) Forum non conveniens
(iv) An alternative forum abroad
10.137
(v) Which is clearly more appropriate than the English forum
10.138
10.139
(vi) The requirements of justice
10.140
(vii) Subject matter limitations on jurisdiction
10.141
(viii) Restraining foreign proceedings
10.142
V Sale of Infringing Goods over the Internet
10.143
10.144
1 Substantive Law
10.145
10.146
2 Jurisdictional Provisions
10.147
(a) The EC/EFTA rules
10.148
(i) Article 5(3): a Shevill-based approach
10.149
10.150
10.151
(ii) Article 5(3): the alternative approach
10.152
10.153
(iii) Article 6(1)
10.154
(b) The traditional rules
(i) Service of a claim form out of the jurisdiction: the tort ground
10.155
10.156
(ii) Service of a claim form out of the jurisdiction: other grounds
10.157
VI Complementary Torts Committed over the Internet
10.158
1 Passing-Off over the Internet
(a) How jurisdictional problems arise
10.159
10.160
10.161
(b) Jurisdictional provisions
10.162
(i) The EC/EFTA rules
10.163
(a) Article 5(3): a Shevill-based approach
(i) The place of the event giving rise to the damage: the place of uploading
10.164
(ii) The place where the damage occurred
10.165
(b) Article 5(3): the alternative approach
(i) The place of the event giving rise to the damage: where the act of passing-off occurred
10.166
10.167
(ii) The place where the damage occurred
10.168
(c) The better view
10.169
(ii) The traditional rules
10.170
(a) Service of a claim form out of the jurisdiction: the tort ground
(i) An act committed within the jurisdiction
10.171
(ii) Damage was sustained within the jurisdiction
10.172
(b) The property ground
10.173
2 Malicious Falsehood over the Internet
(a) How jurisdictional problems arise
10.174
(b) Jurisdictional provisions
10.175
(i) The EC/EFTA rules
10.176
(a) Article 5(3): a Shevill-based approach
(i) The place of the event giving rise to the damage: the place of uploading
10.177
(ii) The place where the damage occurred
10.178
10.179
(b) Article 5(3): the alternative approach
(i) The place of the event giving rise to the damage: where the act of malicious falsehood occurred
10.180
10.181
10.182
(ii) The place where the damage occurred
10.183
(c) Which is the better approach?
10.184
(ii) The traditional rules
(a) Service of a claim form out of the jurisdiction: the tort ground
(i) An act committed within the jurisdiction
10.185
(ii) Damage was sustained within the jurisdiction
10.186
3 Defamation over the Internet
(a) Substantive law
10.187
10.188
(b) How jurisdictional problems arise
10.189
10.190
(c) Jurisdictional provisions
(i) The EC/EFTA rules
10.191
(a) Application of a Shevill-based approach
10.192
10.193
(b) The place of the event giving rise to the damage
(i) Application of pure Shevill
10.194
10.195
(ii) The difficulty in applying pure Shevill in a case of defamation over the internet
10.196
10.197
(c) The place where the damage occurred
10.198
10.199
10.200
(d) Multiple damage
10.201
(ii) The traditional rules
10.202
(a) Service of a claim form out of the jurisdiction: the tort ground
(i) Damage was sustained within the jurisdiction
10.203
10.204
(ii) An act committed within the jurisdiction
10.205
10.206
(b) Forum conveniens / forum non conveniens
(i) The natural forum
10.207
(ii) The weight to be attached to the natural forum principle
10.208
(iii) Exercise of the discretion and targeting
10.209
(iv) The need for substantial publication
10.210
4 Unfair Competition over the Internet
(a) How jurisdictional problems arise
10.211
(b) Jurisdictional provisions
(i) The EC/EFTA rules
10.212
(a) Article 5(3): a Shevill-based approach
(i) The place of the event giving rise to the damage: the place of uploading
10.213
(ii) The place where the damage occurred
10.214
(b) Article 5(3): the alternative approach
(i) The place of the event giving rise to the damage: where the act of unfair competition occurred
10.215
10.216
10.217
10.218
(ii) The place where the damage occurred
10.219
10.220
(c) Which is the better approach?
10.221
10.222
(ii) The traditional rules
(a) Service of a claim form out of the jurisdiction: the tort ground
(i) An act committed within the jurisdiction
10.223
(ii) Damage was sustained within the jurisdiction
10.224
5 Breach of Confidence over the Internet
(a) How jurisdictional problems arise
10.225
10.226
(b) Jurisdictional provisions: contractual breach of confidence
10.227
(i) The EC/EFTA rules
10.228
(ii) The traditional rules
10.229
(c) Jurisdictional provisions; non-contractual breach of confidence
10.230
(i) The EC/EFTA rules
10.231
(a) Article 5(3): a Shevill-based approach
(i) The place of the event giving rise to the damage: the place of uploading
10.232
(ii) The place where the damage occurred
10.233
(b) Article 5(3): the alternative approach
(i) The place of the event giving rise to the damage: where the act of non-contractual breach of confidence occurred
10.234
(ii) The place where the damage occurred
10.235
(c) Which is the better approach?
10.236
(ii) The traditional rules
(a) Service of a claim form out of the jurisdiction: the tort ground
10.237
(i) An act committed within the jurisdiction
10.238
(ii) Damage was sustained within the jurisdiction
10.239
(b) The property ground
10.240
VII Broadcasting
10.241
1 Infringement of Copyright by Broadcasting
(a) Substantive law
10.242
10.243
(b) How jurisdictional problems arise
10.244
(c) Jurisdictional provisions
(i) The EC/EFTA rules
10.245
(a) Article 5(3): a Shevill-based approach
(i) The place of the event giving rise to the damage: the place from which the infringing programme was broadcast
10.246
(ii) The place where damage occurred
10.247
10.248
(b) Article 5(3): the alternative approach
(i) The place of the event giving rise to the damage: where the act of infringement occurred
10.249
(ii) The place where the damage occurred
10.250
(c) Which is the better approach?
10.251
10.252
10.253
10.254
10.255
10.256
10.257
10.258
(ii) The traditional rules
(a) The tort ground for service out of the jurisdiction
(i) The damage sustained resulted from an act committed within the jurisdiction
10.259
(ii) Damage was sustained within the jurisdiction
10.260
(b) Other grounds for service out of the jurisdiction
10.261
(c) Forum conveniens / forum non conveniens
(i) The traditional presumption based on where a tort was committed
10.262
10.263
2 Defamation by Broadcasting
(a) Substantive law
10.264
(b) How jurisdictional provisions arise
10.265
(c) Jurisdictional provisions
(i) The EC/EFTA rules
(a) Should Shevill be applied?
10.266
10.267
10.268
(b) The place of the event giving rise to the damage: the place from which the defamatory programme was broadcast
10.269
10.270
(c) The place where damage occurred
10.271
10.272
(ii) The traditional rules
10.273
(a) The tort ground for service out of the jurisdiction
(i) Damage was sustained within the jurisdiction
10.274
(ii) The damage sustained resulted from an act committed within the jurisdiction
10.275
(b) Forum conveniens / forum non conveniens
10.276
11 Reform of jurisdiction
Preliminary Material
I Introduction
11.01
11.02
11.03
II Reform of the Brussels I Regulation
1 Introduction
11.04
2 Multi-Defendant Cases: Reform of Article 6(1)
11.05
(a) Criticism of Roche
11.06
11.07
11.08
11.09
11.10
(b) Reform of Article 6(1)
11.11
(i) The Hess Report
11.12
(a) The CLIP proposal
11.13
(i) Analysis
11.14
11.15
11.16
11.17
11.18
11.19
11.20
11.21
(b) A more general redrafting of Article 6(1)
11.22
(ii) The EC Commission’s Green Paper
11.23
11.24
11.25
11.26
(c) The EU patent system
11.27
(i) The assumption
11.28
(ii) The effect of the EU Patent System
11.29
(iii) Why the EU patent system is not a complete answer
11.30
(d) Conclusion
11.31
3 Infringement and Validity: Reform of Article 22(4)
(a) Criticism of the existing law
11.32
11.33
11.34
11.35
(b) Reform of Article 22(4) of the Brussels I Regulation
11.36
(i) The possible views
11.37
11.38
(a) The broad view
11.39
11.40
11.41
11.42
11.43
11.44
11.45
11.46
11.47
11.48
11.49
11.50
(b) The restrictive view
11.51
11.52
11.53
11.54
11.55
11.56
11.57
11.58
(c) The intermediate view
11.59
11.60
11.61
11.62
11.63
11.64
11.65
(ii) The proposals for reform
11.66
(a) The Hess Report
11.67
(i) A limited res judicata effect
11.68
The link between a limited res judicata effect and the scope of Article 22(4) of the Brussels I Regulation
11.69
11.70
11.71
11.72
11.73
The Hess Report Proposal
11.74
11.75
(ii) A presumption of validity
11.76
11.77
(iii) A stay for a limited period
11.78
11.79
11.80
(iv) Provisional relief
11.81
(v) Summary of the Hess Report
11.82
11.83
(b) CLIP
11.84
11.85
11.86
11.87
(i) Trial of the issue of validity
11.88
11.89
(ii) Trial of the claim for infringement
11.90
11.91
(c) The EC Commission
11.92
(d) Conclusion on the proposals for reform
11.93
(c) The EU Patent System
(i) The assumption
11.94
11.95
(ii) The effect of the EU Patent System
11.96
(iii) Why the EU Patent System is not a complete answer
11.97
11.98
(d) Conclusion
11.99
4 Reform and the Italian Torpedo
11.100
11.101
III The EU Patent System
1 Introduction
11.102
11.103
11.104
11.105
11.106
2 An EU Patent Regulation
11.107
11.108
11.109
11.110
11.111
3 A Unified Patent Litigation System
11.112
11.113
11.114
11.115
(a) The EEUPC
11.116
(b) Jurisdiction and effects
11.117
(i) Jurisdiction
11.118
11.119
(ii) Which divisions of the Court of First Instance will try the case?
11.120
(a) Infringement
11.121
11.122
(b) Direct actions for revocation
11.123
(c) Direct actions for revocation and subsequent infringement proceedings
11.124
(d) An action for infringement and a counterclaim for revocation
11.125
11.126
11.127
11.128
11.129
11.130
11.131
(e) Actions for declarations of non-infringement
11.132
(f) Action for a declaration of non-infringement and subsequent infringement proceedings
11.133
(g) Agreement on the division
11.134
(h) Effect of proceedings before the EPO
11.135
(iii) Territorial effects of decisions
11.136
(iv) Comparison with jurisdiction in relation to other Community rights
(a) Comparison with the Community Trade Mark Regulation
11.137
11.138
(i) Infringement
11.139
(ii) Infringement and a counterclaim for invalidity
11.140
(iii) Revocation
11.141
(iv) Simultaneous and successive actions
11.142
(b) Comparison with earlier proposals for patents
11.143
(c) Other provisions
11.144
11.145
(d) Transitional arrangements
11.146
11.147
IV CLIP Principles for Conflict of Laws in Intellectual Property
1 Introduction
11.148
2 Jurisdiction
11.149
(a) General jurisdiction
11.150
(b) Special jurisdiction
(i) Matters relating to a contract
11.151
11.152
11.153
11.154
(ii) Infringement
11.155
11.156
11.157
(a) Internet infringement
11.158
11.159
(iii) Entitlement and ownership
11.160
(iv) Multiple defendants
11.161
(c) Prorogation of jurisdiction
11.162
(d) Exclusive jurisdiction
11.163
(e) Provisional, including protective measures
11.164
11.165
(f) Scope of injunctions
11.166
11.167
(g) Coordination of proceedings
11.168
11.169
(i) Congruent and related proceedings
11.170
11.171
(ii) Subsequent validity proceedings
11.172
(iii) Cooperation in multi-State proceedings
11.173
(iv) Congruent and related preliminary proceedings
11.174
3 A Model for Reform?
11.175
11.176
11.177
11.178
11.179
V The American Law Institute Principles
1 Introduction
11.180
2 Scope
11.181
(a) Complementary torts
11.182
11.183
11.184
11.185
11.186
3 Jurisdiction
11.187
(a) Personal jurisdiction over the defendant
(i) The bases of jurisdiction
11.188
11.189
(a) Defendant’s residence
11.190
11.191
(b) Choice-of-Court Agreements
11.192
11.193
(c) Appearance by a defendant not resident in the forum
11.194
(d) Infringement activity by a defendant not resident in the form
11.195
11.196
11.197
11.198
11.199
(e) Agreements pertaining to intellectual property rights
11.200
11.201
(f) Personal jurisdiction over multiple defendants
11.202
11.203
11.204
(ii) Insufficient grounds for jurisdiction over Transnational Disputes
11.205
11.206
(b) Jurisdiction over the subject matter
11.207
11.208
11.209
11.210
(c) Jurisdiction over simplification: coordinating multiterritorial actions
11.211
(i) The court designated as having coordination authority
11.212
(ii) The decision
11.213
11.214
11.215
(iii) Disposition of the dispute by other courts seised with the action
11.216
4 A Model for Reform?
11.217
11.218
11.219
VI Conclusion
11.220
11.221
Part B The Applicable Law
Preliminary Material
Preliminary Remarks
Preliminary Material
I Choice of Law Rules
II Mandatory Rules of the Forum
12 Choice of law elements in the intellectual property conventions
Preliminary Material
I Introduction
1 How do Choice of Law Issues Arise?
12.01
2 Why Look at International Conventions?
12.02
12.03
12.04
3 No Straightforward Answers in the Conventions
12.05
II The Berne Convention 1886
1 Qualification Rules
12.06
(a) The scope of the Convention
12.07
(i) The relevant connecting factors
(a) Nationality
12.08
12.09
(b) First publication of the work in a Member State
12.10
(c) Headquarters or habitual residence of the maker of a cinematographic work
12.11
(d) Headquarters or habitual residence of architects etc
12.12
(ii) Which connecting factor takes priority?
12.13
12.14
(b) How choice of law problems arise
12.15
12.16
2 Which Law Applies to Qualifying Works?
(a) Does the qualification rule include a choice of law?
12.17
(b) Determination of the applicable law: Article 5(1)
12.18
12.19
12.20
12.21
(c) Determination of the applicable law: Article 5(2)
12.22
12.23
12.24
12.25
12.26
12.27
12.28
3 National Treatment
12.29
12.30
12.31
12.32
4 Restrictions on the Application of the Law of the Protecting Country
(a) A role for the law of the country of origin
12.33
12.34
12.35
12.36
12.37
(b) Minimum protection granted by substantive rules
12.38
5 An Alternative Interpretation
(a) Bilateralization of the unilateral conflict rules
12.39
12.40
12.41
(b) A restrictive interpretation of Article 5(2)?
(i) The arguments in favour
12.42
12.43
(ii) The arguments against this restrictive interpretation
12.44
12.45
12.46
12.47
III The Rome Convention 1961
12.48
1 Qualification
12.49
2 National Treatment and the Law of the Protecting Country
12.50
12.51
IV Paris Convention for the Protection of Industrial Property 1883
12.52
1 National Treatment
12.53
2 The Law of the Protecting Country
12.54
12.55
12.56
12.57
V International Cooperation Agreements
12.58
12.59
12.60
12.61
VI Supranational Intellectual Property Rights
12.62
12.63
12.64
VII The TRIPs Agreement
12.65
1 National Treatment
12.66
12.67
12.68
13 Creation, scope, and termination of intellectual property rights: The applicable law
Preliminary Material
I Introduction
13.01
13.02
13.03
13.04
13.05
13.06
II How Choice of Law Problems Arise
13.07
13.08
13.09
13.10
13.11
13.12
III Intellectual Property as Property
1 The Wrong Title?
13.13
2 A Property Characterization
13.14
13.15
13.16
3 Property Choice of Law Rules
13.17
(a) The situs of intellectual property rights
(i) The Dicey, Morris, and Collins property approach
13.18
13.19
13.20
(a) Patents
(i) The enforcement of the right linked to its exercise
13.21
13.22
13.23
(ii) The law governing the creation of the right
13.24
(b) Registered designs
13.25
(c) Trade marks
13.26
13.27
13.28
13.29
(d) Copyright
13.30
(ii) Problems arise
13.31
(iii) An alternative approach
(a) Intellectual property rights as restrictions on competition
13.32
13.33
(b) Registration and exercise
13.34
13.35
(b) The nature of intellectual property rights
13.36
13.37
(c) The assignment of rights
13.38
13.39
(d) Property rules are not sufficient
13.40
IV Copyright
13.41
13.42
13.43
1 The Creation of the Right
13.44
13.45
(a) The types of works that will be protected
13.46
(b) Fixation in a material form
13.47
(c) The qualification requirement
13.48
(d) Formalities
13.49
2 The Scope of the Right
13.50
13.51
(a) Moral rights
13.52
13.53
13.54
13.55
13.56
(b) Broadcasting
13.57
(c) Satellite broadcasting
13.58
13.59
13.60
13.61
13.62
(d) Exceptions to the rights
13.63
(e) Civil remedies
13.64
13.65
3 Termination of the Right
13.66
13.67
13.68
13.69
4 Validity of the Right
13.70
13.71
13.72
5 Authorship, Ownership of Right, and Works Created by Employees
(a) Authorship of copyright works
13.73
13.74
13.75
13.76
13.77
13.78
13.79
(b) First ownership of copyright works
13.80
13.81
13.82
13.83
13.84
13.85
(c) Article 14bis(2) in more detail
13.86
13.87
(d) Ownership of copyright in works created by employees
13.88
13.89
13.90
13.91
13.92
13.93
13.94
6 Transferability of the Right
13.95
13.96
13.97
13.98
13.99
13.100
V Patents and Trade Marks
13.101
1 The Registration System
13.102
13.103
2 The Law of the Protecting Country
13.104
(a) No clear answers in the case law
13.105
13.106
13.107
13.108
(b) To which issues is the law of the protecting country applied?
(i) Acquisition of the right
13.109
13.110
(ii) Scope of the right
13.111
(iii) Termination of the right
13.112
(iv) Validity and transferability of the right
13.113
3 Ownership of Rights
(a) Trade marks
13.114
(b) Patents
(i) Applications by non-authorized persons
13.115
13.116
(ii) Employee’s inventions
13.117
13.118
13.119
13.120
13.121
(c) A way forward
13.122
13.123
13.124
13.125
VI Other Intellectual Property Rights
1 Widening the Categories
13.126
2 Tortious Protection of Intellectual Property Rights
13.127
(a) Goodwill
13.128
(b) Business reputation
13.129
(c) Goodwill and reputation
13.130
13.131
3 Breach of Confidence
13.132
13.133
13.134
13.135
4 The Sui Generis Right in Relation to Databases
13.136
13.137
13.138
VII Rights Created by International Conventions
13.139
1 The Patent Cooperation Treaty
13.140
2 The European Patent Convention
13.141
13.142
13.143
13.144
13.145
VIII Community Rights
1 The Community Trade Mark
13.146
13.147
(a) Article 14
13.148
(b) Title X
13.149
13.150
13.151
(c) Substantive rules in the Regulation
13.152
(d) National law provisions
13.153
13.154
2 The Community Patent
13.155
13.156
3 The Community Design Right
13.157
13.158
13.159
13.160
4 The Community Plant Variety Right
13.161
13.162
13.163
14 Contracts in relation to the exploitation of intellectual property rights: The applicable law
Preliminary Material
I Introduction
14.01
14.02
14.03
14.04
II Contractual Issues Distinguished from Other Issues
1 Industrial Property Rights
14.05
(a) Issues relating to the right
14.06
14.07
14.08
14.09
(b) Contractual aspects of the transfer
14.10
14.11
(c) Restrictions for transfer of technology agreements
14.12
(d) Formalities
14.13
2 Copyright
14.14
14.15
14.16
14.17
III How Questions as to the Applicable Law Arise
14.18
14.19
14.20
14.21
14.22
14.23
14.24
IV The Rome Convention and the Rome I Regulation on the Law Applicable to Contractual Obligations
1 When does the Rome Convention 1980 Apply? When does the Rome I Regulation Apply?
14.25
14.26
2 The Applicable Law
14.27
(a) The law is chosen by the parties
(i) Contracts made up to 1 April 1991
14.28
(ii) Contracts made after 1 April 1991, but before 17 December 2009
14.29
14.30
14.31
14.32
14.33
(iii) Contracts made as from 17 December 2009
14.34
14.35
14.36
14.37
14.38
(b) The applicable law in the absence of choice
(i) Contracts made up to 1 April 1991
14.39
14.40
14.41
14.42
14.43
(ii) Contracts made after 1 April 1990 and before 17 December 2009
14.44
14.45
14.46
14.47
14.48
14.49
14.50
14.51
(iii) Contracts concluded as of 17 December 2009
14.52
14.53
14.54
(iv) Application of Article 4 to contracts in relation to intellectual property rights
14.55
14.56
14.57
14.58
(a) Patent licence and industrial design licence contracts and more general considerations
(i) Connections
14.59
14.60
(ii) The characteristic performance
14.61
14.62
Simple contracts
14.63
Complex contracts
14.64
14.65
14.66
14.67
(iii) The closest connection fall-back
14.68
The licensor’s habitual residence etc
14.69
14.70
14.71
14.72
14.73
14.74
14.75
14.76
The licensee’s habitual residence etc
14.77
14.78
14.79
14.80
14.81
14.82
14.83
14.84
14.85
14.86
The law of the protecting country
14.87
14.88
14.89
14.90
14.91
14.92
14.93
14.94
14.95
14.96
14.97
(b) Contracts in relation to trade marks
14.98
14.99
14.100
14.101
(c) Know-how
14.102
14.103
14.104
14.105
(d) Copyright
(i) The closest connection
14.106
14.107
14.108
14.109
(ii) The characteristic performance
14.110
14.111
14.112
14.113
14.114
14.115
(iii) Article 4(5) Rome Convention 1980 and Article 4(4) Rome I Regulation
14.116
14.117
14.118
(e) Distribution contracts
14.119
(i) The Rome Convention approach
14.120
(ii) The Rome I Regulation approach
14.121
(f) A general approach to all industrial property rights
14.122
(g) A summary of the position under the Rome Convention 1980 and the Rome I Regulation
14.123
14.124
14.125
14.126
14.127
14.128
(h) The change from Convention to Regulation
14.129
3 Limitations on the Applicable Law
(a) Mandatory rules
14.130
14.131
(i) The relevant provisions of the Rome Convention 1980 and of the Rome I Regulation
14.132
14.133
14.134
(a) Article 3(3) of the Rome Convention 1980 and Article 3(3) and (4) of the Rome I Regulation
14.135
14.136
14.137
14.138
(b) Article 5 of the Rome Convention and Article 6 of the Rome I Regulation
14.139
14.140
14.141
(c) Article 6 of the Rome Convention and Article 8 of the Rome I Regulation
14.142
14.143
14.144
14.145
14.146
14.147
(d) Article 7 of the Rome Convention and Article 9 of the Rome I Regulation
14.148
(i) Mandatory rules or overriding mandatory provisions of the forum
14.149
Article 7(2) of the Rome Convention
14.150
14.151
14.152
Article 9(2) of the Rome I Regulation
14.153
(ii) Mandatory rules or overriding mandatory provisions of third States
Article 7(1) of the Rome Convention
14.154
Article 9(3) of the Rome I Regulation
14.155
14.156
(ii) How to identify an overriding mandatory provision
14.157
14.158
14.159
14.160
14.161
14.162
14.163
(iii) Application to intellectual property statutes
(a) Are most intellectual property provisions mandatory?
14.164
(i) An excessively wide scope for competition law
14.165
(ii) The territoriality theory
14.166
(b) More specific approaches and examples of overriding mandatory provisions
14.167
(i) Article 100A of the European Treaty and rules contained in Directives
14.168
(ii) Moral rights
14.169
(iii) Authors’ contracts
14.170
(iv) Rules relating to employee’s inventions
14.171
(b) Overriding mandatory provisions: summary
14.172
(c) Public policy/ ordre public
14.173
14.174
4 A Particular Issue: Formal Validity
14.175
14.176
14.177
14.178
14.179
14.180
14.181
V Conclusion
14.182
14.183
14.184
15 Infringement: The applicable law
Preliminary Material
I Introduction
15.01
II How Questions as to the Applicable Law Arise
15.02
15.03
15.04
15.05
III The Applicable Law: The Rome II Regulation
1 Scope
15.06
15.07
15.08
15.09
15.10
15.11
15.12
15.13
15.14
15.15
2 Article 8(1)
15.16
15.17
(a) The relationship with the general rule
15.18
(b) ‘Intellectual property rights’
15.19
15.20
15.21
(c) Infringement and the connecting factor
15.22
15.23
15.24
15.25
15.26
15.27
15.28
15.29
(d) The issues to which the applicable law applies
15.30
15.31
15.32
15.33
3 Article 8(2)
(a) A special rule
15.34
(b) ‘Unitary’ rights
15.35
(c) The rules in the Community instruments
15.36
(i) The Trade Mark Regulation
15.37
15.38
(ii) The Community Designs Regulation
15.39
(iii) The Community Plant Variety Regulation
15.40
15.41
4 Article 8(3)
15.42
15.43
5 Overriding Mandatory Provisions and Public Policy
15.44
15.45
6 Multi-State and Ubiquitous Infringement
15.46
15.47
15.48
15.49
7 Non-Contractual Obligations Where There is a Contractual Defence
15.50
15.51
15.52
15.53
15.54
15.55
IV The Applicable Law: The English Approach outside Rome II
1 Introduction
15.56
2 Mandatory Rules of the Forum
15.57
(a) Mandatory rules in tort cases
15.58
15.59
15.60
15.61
(b) Application in infringement cases
15.62
15.63
15.64
(i) A UK intellectual property right is infringed in England
15.65
15.66
15.67
(ii) A UK right is infringed abroad
(a) Does UK law operate as a mandatory rule to deny recovery?
(i) The nature of the problem
15.68
15.69
15.70
(ii) Arguments of principle
15.71
15.72
15.73
15.74
(iii) The authorities
15.75
15.76
15.77
15.78
15.79
(iv) Conclusion
15.80
(b) Does UK law operate as a mandatory rule to provide recovery?
15.81
(iii) A foreign right is infringed in England
15.82
15.83
15.84
15.85
(iv) A foreign right is infringed abroad
15.86
3 Tort Choice of Law Rules
15.87
(a) Common law rules
(i) The rules
(a) Torts committed in England
15.88
(b) Torts committed abroad
15.89
15.90
15.91
15.92
(ii) Application in infringement cases
15.93
(a) A UK right is infringed in England
15.94
(b) A UK right is infringed abroad
15.95
15.96
15.97
(c) A foreign right is infringed in England
15.98
(d) A foreign right is infringed abroad
(i) No actionability under English law
15.99
15.100
15.101
15.102
(ii) Getting round the difficulty
15.103
15.104
(e) Foreign and UK rights infringed abroad
15.105
15.106
(b) The statutory rules
(i) Scope of Part III
(a) No retrospective effect
15.107
(b) Tort choice of law
15.108
(i) Choice of law
15.109
(ii) An issue relating to tort
15.110
Criteria for characterization
15.111
15.112
Characterization for the purposes of choice of law at common law
15.113
Characterization for the purposes of jurisdiction
15.114
The characterization adopted in relation to the substantive law
15.115
15.116
15.117
15.118
15.119
15.120
Application in infringement cases
15.121
15.122
(c) Section 14(2)
15.123
15.124
(i) The restriction
15.125
15.126
(ii) Application in infringement cases
15.127
(d) Exclusion of defamation
15.128
(e) Events occurring in the forum
15.129
15.130
15.131
(ii) Abolition of certain common law rules
15.132
(iii) The general rule
(a) Section 11
15.133
(i) Single country torts
15.134
15.135
(ii) Multi-country torts
15.136
15.137
(b) Application in infringement cases
(i) The operation of section 11
The events constituting the tort
15.138
15.139
15.140
15.141
A multi-country tort—two situations involving multi-country torts
15.142
15.143
Which sub-rule applies?
15.144
The most significant element
15.145
15.146
15.147
(ii) The infringement scenarios
A UK right is infringed in England
15.148
A UK right is infringed abroad
15.149
A foreign right is infringed in the UK
15.150
A foreign right is infringed abroad
15.151
15.152
Multiple infringements
15.153
(iv) Displacement of the general rule
(a) Section 12
(i) The substantially more appropriate test
15.154
15.155
The factors
15.156
15.157
The significance of the factors
15.158
15.159
The comparison
15.160
Substantially more appropriate
15.161
15.162
15.163
The importance of the issue
15.164
(ii) Examples where the displacement rule will operate
15.165
15.166
15.167
15.168
(iii) How easy will it be to displace the general rule?
15.169
(b) Application in infringement cases
15.170
(i) The operation of section 12: the factors and their significance
15.171
15.172
15.173
15.174
15.175
15.176
(ii) The infringement scenarios
A UK right is infringed in England
15.177
A UK right is infringed abroad
15.178
A foreign right is infringed in England
15.179
15.180
A foreign right is infringed abroad
15.181
15.182
(v) Savings
15.183
(a) Public policy
(i) The rule
15.184
15.185
15.186
15.187
(ii) Application in infringement cases
15.188
15.189
(b) Penal, revenue, or other public law
15.190
(c) Rules of evidence, pleading or practice, or procedure
15.191
15.192
(i) Evidence, pleading, or practice
15.193
Proof of foreign law
15.194
15.195
(ii) Procedure
15.196
The measure of damages
15.197
(d) Mandatory rules
15.198
(i) Mandatory rules of the forum
15.199
(ii) Foreign mandatory rules
Does section 14(4) cover foreign mandatory rules?
15.200
15.201
15.202
15.203
15.204
15.205
15.206
15.207
Application in infringement cases
15.208
4 Defences
(a) A contractual defence
(i) The nature of the problem
15.209
(ii) The solution
(a) General discussion
15.210
15.211
(b) Application in infringement cases
15.212
15.213
(b) Invalidity of the right
(i) The nature of the problem
15.214
(ii) The solution
15.215
16 Complementary torts and other causes of action: The applicable law
Preliminary Material
I Introduction
16.01
16.02
16.03
II Article 6 Rome II Regulation: Unfair Competition
16.04
1 The Concept of Unfair Competition
16.05
16.06
16.07
16.08
2 The Choice of Law Rule
16.09
16.10
16.11
16.12
16.13
16.14
16.15
III Passing-Off
1 How Choice of Law Problems Arise
16.16
16.17
16.18
16.19
2 The Applicable Law
(a) Introduction
16.20
(b) Application of Article 6 of the Rome II Regulation in passing-off cases
16.21
16.22
16.23
16.24
(c) Application of the 1995 Act in passing-off cases
16.25
(i) Characterization as passing-off
16.26
16.27
16.28
(ii) Does passing-off come within the scope of Part III?
(a) Tort choice of law
16.29
(i) When does passing-off raise a choice of law problem?
Direct passing-off
16.30
Enabling passing-off
16.31
16.32
16.33
16.34
(ii) Is passing-off tortious?
16.35
(b) The restriction in section 14(2)
16.36
(iii) Application of the general rule in passing-off cases
16.37
(a) The events constituting the tort of passing-off
16.38
(b) Single country passing-off
(i) Direct passing-off
16.39
16.40
(ii) Enabling another to pass off
16.41
(c) Multi-country passing-off
(i) Examples
16.42
16.43
16.44
(ii) Application of section 11(2) in passing-off cases: does the damage to property sub-rule apply?
16.45
The argument in favour of applying the damage to property sub-rule
16.46
Arguments against
16.47
16.48
16.49
(iii) Application of the most significant element sub-rule
16.50
(d) Pleading and proof of foreign law
16.51
16.52
16.53
(e) Multiple passing-off
16.54
(iv) Displacement of the general rule
16.55
(a) The factors and their significance in passing-off cases
16.56
16.57
(b) The operation of the substantially more appropriate test in passing-off cases
16.58
(i) Direct passing-off
16.59
16.60
(ii) Enabling passing-off abroad
16.61
16.62
(c) Is there actionability under the law applicable under the displacement rule?
16.63
(v) Savings
(a) Public policy
16.64
(b) Mandatory rules
16.65
IV Malicious Falsehood
1 How Choice of Law Problems Arise
16.66
16.67
2 The Applicable Law
(a) Introduction
16.68
(b) Article 6 Rome II Regulation
16.69
16.70
16.71
(c) Application of the English traditional tort choice of law rules/characterization as malicious falsehood
16.72
16.73
(d) The exclusion of malicious falsehood from Part III
(i) The exclusion of ‘any defamation claim’
16.74
(ii) The wide definition of ‘any defamation claim’ to include malicious falsehood
16.75
16.76
16.77
(iii) Why was malicious falsehood excluded?
16.78
(iv) Was it right to extend the exclusion to malicious falsehood?
16.79
(e) Application of the common law rules in cases of malicious falsehood
16.80
(i) Malicious falsehood committed abroad
16.81
(ii) Malicious falsehood committed in England
16.82
(iii) Where is malicious falsehood committed?
16.83
16.84
16.85
V Defamation
1 How Choice of Law Problems Arise
16.86
16.87
2 The Applicable Law
(a) Introduction
16.88
(b) The Rome II Regulation
16.89
16.90
(c) Application of the English traditional tort choice of law rules/characterization as defamation
16.91
16.92
(d) The exclusion of defamation claims from Part III
16.93
(i) The wide definition of ‘any defamation claim’
16.94
16.95
(ii) Why was defamation excluded?
16.96
(iii) Was it right to also exclude defamation of a business competitor?
16.97
(e) Application of the common law rules in cases of defamation of a business competitor
16.98
(i) Defamation committed abroad
16.99
16.100
(ii) Defamation committed in England
16.101
16.102
(iii) Where is defamation committed?
16.103
16.104
16.105
VI Unfair Competition
1 How Choice of Law Problems Arise
16.106
16.107
2 The Applicable Law
(a) Introduction
16.108
(b) Article 6 Rome II Regulation
16.109
16.110
(c) Application of the English traditional tort choice of law rules/application of the statutory rules in unfair competition cases
16.111
(i) Characterization as unfair competition
16.112
16.113
16.114
(ii) Does unfair competition come within the scope of Part III?
(a) Tort choice of law
16.115
16.116
(b) The restriction in section 14(2)
16.117
(c) Are certain types of unfair competition excluded from Part III?
16.118
16.119
(iii) Application of the general rule in unfair competition cases
(a) What are the events constituting the tort?
16.120
16.121
16.122
(b) Single country unfair competition
16.123
(c) Multi-country unfair competition
16.124
16.125
16.126
16.127
16.128
16.129
16.130
(iv) Displacement of the general rule
16.131
16.132
16.133
(v) Savings
(a) Public policy
16.134
(b) Rules of evidence, pleading or practice, or procedure
(i) Evidence, pleading, or practice
Proof of foreign law
16.135
(ii) Procedure
Measure of damages
16.136
(c) Mandatory rules
16.137
VII Wider Continental Protection In Delict
1 How Choice of Law Problems Arise
16.138
16.139
2 The Applicable Law
(a) Introduction/the Rome II Regulation
16.140
(b) Application of the statutory rules in cases involving wider Continental protection in delict
16.141
(i) Characterization as wider Continental protection in delict
16.142
(ii) Does wider Continental protection in delict come within the scope of Part III?
(a) Is it tortious?
16.143
(b) The restriction in section 14(2)
16.144
(iii) Application of the general rule in cases involving wider Continental protection in delict
(a) What are the events constituting the tort?
16.145
(b) Single country delicts
16.146
16.147
(c) Multi-country delicts
16.148
(d) Multiple delicts
16.149
(iv) Displacement of the general rule
16.150
VIII Breach of Confidence
1 How Choice of Law Problems Arise
16.151
16.152
2 The Applicable Law
(a) Introduction
16.153
16.154
(b) The Rome II Regulation
16.155
16.156
16.157
(c) Application of the English traditional tort choice of law rules/application of the statutory rules in breach of confidence cases
16.158
(i) Characterization as breach of confidence
16.159
(ii) Does breach of confidence come within the scope of Part III?
(a) Is it tortious?
(i) Contractual breach of confidence
16.160
(ii) Non-contractual breach of confidence
The problem of characterization
16.161
Deciding the characterization under the English substantive law
16.162
16.163
A tortious characterization for the purposes of private international law
16.164
16.165
(b) The restriction in section 14(2)
16.166
(iii) Application of the general rule in cases of non-contractual breach of confidence
(a) The events constituting the cause of action
16.167
(b) Single country non-contractual breach of confidence
16.168
(c) Multi-country non-contractual breach of confidence
16.169
16.170
16.171
(iv) Displacement of the general rule
16.172
(v) Savings
(a) Public policy
16.173
(b) Mandatory rules
16.174
IX Breach of Competition Rules
1 How Choice of Law Problems Arise
16.175
16.176
2 The Applicable Law
(a) Introduction
16.177
16.178
(b) Article 6(3) Rome II Regulation
16.179
16.180
16.181
16.182
16.183
16.184
16.185
16.186
(c) Application of the English traditional tort choice of law rules/application of the statutory rules in breach of competition rules cases
(i) No exclusion of breach of competition rules from Part III
16.187
(ii) Characterization as breach of competition rules
16.188
(iii) Do breach of competition rules come within the scope of Part III?
(a) Is it tortious?
16.189
16.190
16.191
16.192
(b) The restriction in section 14(2)
16.193
(iv) Application of the general rule in breach of competition rules cases
16.194
(v) Displacement of the general rule
16.195
(vi) Savings
(a) A foreign penal, revenue, or other public law
16.196
16.197
(b) Mandatory rules
16.198
17 Choice of law and the internet
Preliminary Material
I Introduction
17.01
17.02
17.03
17.04
17.05
II The Conventions and the Right as Such
17.06
17.07
III Contracts in Relation to Intellectual Property
17.08
17.09
IV Infringement on the Internet
17.10
17.11
17.12
17.13
17.14
17.15
V Complementary Torts on the Internet
17.16
17.17
17.18
17.19
17.20
17.21
17.22
17.23
VI Ubiquitous Infringement
17.24
1 A De Minimis Rule
17.25
2 Ubiquitous Infringement as the Special Case
17.26
17.27
17.28
17.29
VII Contributory Liability
17.30
17.31
1 A Separate Form of Liability?
17.32
2 A Form of Intellectual Property Infringement?
17.33
17.34
3 A Special Rule for a Special Case
17.35
17.36
18 Choice of law reform
Preliminary Material
I Introduction
18.01
18.02
II The Conventions and Their Tendency to Impose the Law of the Country for Which Protection is Sought
1 History v Modern Exploitation
18.03
18.04
2 A Role for the Traditional Choice of Law Rule
18.05
18.06
18.07
18.08
3 A Departure from It Towards a More Modern Rule
18.09
4 A Radical Departure?
18.10
III Choice of Law for Contracts in Relation to Intellectual Property
1 Preliminary Issues
18.11
18.12
2 Articles 3 and 4
18.13
(a) Dépeçage after all?
18.14
(b) Guidance on the closest connection
18.15
18.16
18.17
(c) Guidance rather than a complete solution
18.18
18.19
(a) Too many departures from the general rule and uncertainty
(i) Need for a (more) complete solution
18.20
(ii) The re-examination
18.21
(iii) No intellectual property specific rule, but then …
18.22