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Oxford Law Citator
Contents
Expand All
Collapse All
Preliminary Material
Foreword
Preface
Contents—Summary
Contents
Table of Authorities
Arbitral Decisions
European Court of Justice
Decisions of National Courts
Argentina
Australia
Canada
England and Wales
France
Switzerland
Sweden
The Netherlands
United States of America
Table of Legislation
Statutes
Belgium
China
Finland
France
Germany
Netherlands
Sweden
Switzerland
United Arab Emirates
United Kingdom
Statutory Instruments
Arbitration Rules
International Instruments
List of Abbreviations
Main Text
1 Introduction
Preliminary Material
1.01
A The London Court of International Arbitration
1.02
1.03
The organization of the LCIA
1.04
The company
1.05
The Arbitration Court
1.06
1.07
1.08
The Secretariat
1.09
1.10
The LCIA today
1.11
1.12
1.13
1.14
1.15
1.16
1.17
1.18
1.19
1.20
1.21
1.22
1.23
1.24
1.25
1.26
1.27
1.28
1.29
International reach
1.30
1.31
1.32
1.33
1.34
1.35
1.36
1.37
B The LCIA Arbitration Rules
1.38
1.39
1.40
1.41
1.42
1.43
1.44
1.45
1.46
C The LCIA as Appointing Authority under the UNCITRAL Arbitration Rules
1.47
1.48
1.49
D The Softwood Lumber Arbitrations
1.50
1.51
1.52
1.53
E Other Forms of Dispute Resolution Administered by the LCIA
1.54
1.55
2 The Role of the LCIA’s Organs (Articles 3 and 29)
Preliminary Material
2.01
A Article 3 — The LCIA Court and Registrar
2.02
Art.3.1
The composition of the LCIA Court
2.03
2.04
2.05
2.06
2.07
The exercise of delegated authority
2.08
2.09
2.10
2.11
Court members serving as arbitrator
2.12
F Appointment of Arbitrators and Mediators
2.13
2.14
Art.3.2
The role of the Registrar
2.15
2.16
Art.3.3
2.17
2.18
2.19
Art.G Functions of the Registrar and Deputy Registrar
2.20
B Article 29 — Decisions by the LCIA Court
2.21
Art.29.1
2.22
Art.29.2
2.23
2.24
2.25
2.26
2.27
2.28
3 Starting the Arbitration (Articles 1, 2, and 4)
Preliminary Material
3.01
A Article 1 — The Request for Arbitration
3.02
Art.1.1
3.03
Description of the parties
3.04
3.05
The arbitration agreement and other relevant contractual documentation
3.06
3.07
The LCIA’s initial review of the Request
3.08
3.09
Description of the parties’ dispute and the claims advanced
3.10
3.11
3.12
Other matters relating to the conduct of the arbitration and appointment of the arbitral tribunal
3.13
Claimant’s nomination of an arbitrator
3.14
3.15
3.16
The registration fee
3.17
3.18
Confirmation of service of the Request on all parties
3.19
3.20
Art.1.2
3.21
3.22
3.23
B Article 2 — The Response
3.24
Art.2.1
3.25
Time period
3.26
3.27
3.28
3.29
3.30
Content of the Response
3.31
3.32
Art.2.2
3.33
Art.2.3
Optional nature of the Response
3.34
Waiver of the respondent’s right to nominate an arbitrator
3.35
3.36
3.37
3.38
C Article 4 — Notices and Periods of Time
3.39
Art.4.1
3.40
Art.4.2
3.41
3.42
Art.4.3
3.43
Art.4.4
3.44
Art.4.5
3.45
3.46
Art.4.6
3.47
Art.4.7
3.48
3.49
4 The Arbitral Tribunal: Formation and Challenge (Articles 5 to 13)
Preliminary Material
4.01
4.02
4.03
4.04
4.05
A Article 5 — Formation of the Arbitral Tribunal
4.06
Art.5.1
4.07
Art.5.2
4.08
4.09
4.10
4.11
4.12
Impartiality
4.13
4.14
4.15
4.16
4.17
4.18
4.19
Independence
4.20
4.21
4.22
4.23
4.24
Barrister-arbitrators
4.25
4.26
4.27
4.28
4.29
4.30
4.31
4.32
4.33
Repeat appointments
4.34
4.35
4.36
Art.5.3
4.37
4.38
4.39
4.40
4.41
Art.5.4
4.42
4.43
4.44
4.45
Art.5.5
4.46
4.47
4.48
Art.5.6
4.49
B Article 6 — Nationality of Arbitrators
4.50
4.51
Art.6.1
4.52
4.53
4.54
Operation in practice
4.55
4.56
4.57
4.58
Citizens of dependent territories
4.59
4.60
4.61
4.62
Art.6.2
4.63
4.64
4.65
4.66
Art.6.3
4.67
4.68
C Article 7 — Party and Other Nominations
4.69
Art.7.1
4.70
4.71
4.72
4.73
Art.7.2
4.74
D Article 8 — Three or More Parties
4.75
4.76
4.77
4.78
4.79
Art.8.1
4.80
4.81
4.82
4.83
4.84
Art.8.2
4.85
E Article 9 — Expedited Formation
4.86
4.87
4.88
4.89
4.90
4.91
4.92
4.93
4.94
4.95
Art.9.1
4.96
4.97
Art.9.2
4.98
4.99
4.100
4.101
4.102
4.103
4.104
Art.9.3
4.105
4.106
4.107
4.108
F Article 10 — Revocation of Arbitrator’s Appointment
4.109
4.110
Art.10.1
4.111
4.112
4.113
4.114
4.115
Art.10.2
4.116
4.117
4.118
4.119
4.120
4.121
Art.10.3
4.122
Art.10.4
4.123
4.124
4.125
4.126
4.127
4.128
G Article 11 — Nomination and Replacement of Arbitrators
4.129
Art.11.1
4.130
4.131
4.132
4.133
4.134
4.135
Art.11.2
4.136
H Article 12 — Majority Power to Continue Proceedings
4.137
4.138
4.139
4.140
Art.12.1
4.141
4.142
4.143
4.144
4.145
4.146
4.147
4.148
Art.12.2
4.149
4.150
4.151
4.152
4.153
4.154
4.155
Art.12.3
4.156
4.157
I Article 13 — Communications between Parties and the Arbitral Tribunal
4.158
Art.13.1
4.159
4.160
4.161
Art.13.2
4.162
4.163
4.164
Art.13.3
4.165
5 Conduct of the Arbitration (Articles 14 to 21)
Preliminary Material
5.01
A Article 14 — Conduct of the Proceedings
5.02
Art.14.1
5.03
The extent of party autonomy
5.04
5.05
5.06
The tribunal’s duties as to the conduct of the arbitration
5.07
5.08
5.09
5.10
5.11
5.12
5.13
Procedural agreements to be made in writing
5.14
Procedural clashes between the parties and the tribunal
5.15
5.16
5.17
Art.14.2
5.18
The tribunal’s discretion to conduct the proceedings
5.19
The procedural framework created by the Rules
5.20
5.21
5.22
Mandatory procedural rules of the lex arbitri
5.23
5.24
5.25
5.26
Parties’ duty to comply with the tribunal’s procedural orders
5.27
5.28
Art.14.3
5.29
B Article 15 — Submission of Written Statements and Documents
5.30
Art.15.1
5.31
5.32
Arbitrators are not bound by national procedural rules
5.33
5.34
Adopting a suitable arbitration procedure
5.35
5.36
5.37
5.38
The exchange of written submissions
5.39
5.40
5.41
5.42
Art.15.2 to 15.7
5.43
The procedure under Article 15
5.44
5.45
5.46
5.47
5.48
5.49
5.50
5.51
5.52
5.53
5.54
5.55
Art.15.8
5.56
5.57
C Article 16 — Seat of Arbitration and Place of Hearings
5.58
5.59
Art.16.1
5.60
5.61
5.62
5.63
5.64
Art.16.2
5.65
5.66
5.67
Art.16.3
5.68
5.69
5.70
5.71
D Article 17 — Language of Arbitration
5.72
Art.17.1
5.73
5.74
5.75
5.76
5.77
Art.17.2
5.78
Art.17.3
5.79
Art.17.4
5.80
E Article 18 — Party Representation
5.81
Art.18.1
5.82
5.83
5.84
Art.18.2
5.85
F Article 19 — Hearings
5.86
Art.19.1
5.87
5.88
5.89
Art.19.2
5.90
5.91
5.92
5.93
5.94
Art.19.3
5.95
5.96
Art.19.4
5.97
Art.19.5
5.98
G Article 20 — Witnesses
5.99
Art.20.1
5.100
5.101
5.102
Art.20.2
5.103
5.104
5.105
Art.20.3
5.106
5.107
Articles 20.4 and 20.5
5.108
5.109
5.110
5.111
Art.20.6
5.112
Art.20.7
5.113
H Article 21 — Experts to the Arbitral Tribunal
5.114
5.115
Art.21.1
5.116
5.117
5.118
5.119
Art.21.2
5.120
Art.21.3
5.121
6 The Powers of the Arbitral Tribunal (Articles 22, 23, and 25)
Preliminary Material
6.01
6.02
A Article 22 — Additional Powers of the Arbitral Tribunal
6.03
6.04
6.05
Art.22.1
6.06
6.07
6.08
Art.22.1(a)
6.09
6.10
6.11
6.12
6.13
6.14
6.15
6.16
6.17
6.18
6.19
Art.22.1(b)
6.20
6.21
Art.22.1(c)
6.22
6.23
Art.22.1(d)
6.24
6.25
Art.22.1(e)
6.26
6.27
6.28
6.29
6.30
6.31
6.32
6.33
6.34
6.35
6.36
Art.22.1(f)
6.37
6.38
Art.22.1(g)
6.39
6.40
6.41
6.42
6.43
Art.22.1(h)
6.44
6.45
6.46
6.47
6.48
6.49
6.50
6.51
6.52
6.53
6.54
Consolidation
6.55
6.56
6.57
6.58
6.59
Art.22.2
6.60
6.61
Art.22.3
6.62
6.63
‘Rules of Law’
6.64
6.65
6.66
6.67
6.68
6.69
The freedom of the parties to choose the applicable substantive law
6.70
6.71
Restrictions on the parties’ freedom
6.72
6.73
6.74
Determination by the tribunal
6.75
6.76
6.77
Art.22.4
6.78
6.79
6.80
6.81
B Article 23 — Jurisdiction of the Arbitral Tribunal
6.82
6.83
Art.23.1
Compétence-compétence
6.84
6.85
6.86
6.87
6.88
6.89
6.90
(i)
(ii)
(iii)
(iv)
Separability
6.91
6.92
6.93
6.94
6.95
(a)
(b)
6.96
6.97
Art.23.2
6.98
6.99
Art.23.3
6.100
6.101
6.102
6.103
6.104
Art.23.4
6.105
(i)
(ii)
(iii)
6.106
C Article 25 — Interim and Conservatory Measures
6.107
6.108
6.109
6.110
6.111
(i)
(ii)
(iii)
(iv)
6.112
(i)
(ii)
(iii)
6.113
6.114
6.115
6.116
6.117
6.118
6.119
6.120
6.121
6.122
6.123
6.124
6.125
6.126
6.127
6.128
6.129
6.130
Art.25.1
6.131
6.132
6.133
Art.25.1(a)
6.134
6.135
6.136
6.137
6.138
6.139
Art.25.1(b)
6.140
6.141
6.142
Art.25.1(c)
6.143
6.144
6.145
6.146
6.147
6.148
6.149
6.150
6.151
Art.25.2
6.152
6.153
6.154
6.155
6.156
6.157
Art.25.3
6.158
6.159
6.160
6.161
7 Awards (Articles 26 and 27)
Preliminary Material
7.01
A Article 26 — The Award
7.02
Art.26.1
The requirement to provide a reasoned award
7.03
7.04
7.05
7.06
The award shall state the date of the award and the seat of the arbitration
7.07
7.08
7.09
Signature of the award
7.10
No time limit for issuance of awards
7.11
Art.26.2
7.12
7.13
Art.26.3
7.14
7.15
Art.26.4
7.16
7.17
7.18
Art.26.5
7.19
Review of awards by the LCIA
7.20
7.21
Transmission of the award is conditioned on the parties’ payment of the costs of the arbitration
7.22
Art.26.6
7.23
7.24
Art.26.7
7.25
7.26
7.27
7.28
7.29
Art.26.8
7.30
7.31
Art.26.9
7.32
Final and binding nature of awards
7.33
Waiver of any right of appeal, review, or recourse
7.34
7.35
7.36
7.37
B Article 27 — Correction of Award and Additional Awards
7.38
Art.27.1
Procedure and timing of an application for correction
7.39
7.40
7.41
Grounds for an application
7.42
7.43
7.44
7.45
7.46
7.47
Corrections take the form of signed and dated memoranda that become part of the award
7.48
7.49
Art.27.2
7.50
7.51
Art.27.3
7.52
7.53
8 Costs (Articles 24 and 28)
Preliminary Material
8.01
A Article 28 — Arbitration and Legal Costs
8.02
8.03
Art.28.1
8.04
8.05
The costs of the arbitration are based on time spent by the LCIA and the arbitrators
8.06
8.07
8.08
8.09
The Schedule of Costs
8.10
8.11
8.12
8.13
Procedure for determining the costs of the arbitration
8.14
8.15
The parties are jointly liable as regards the costs of the arbitration
8.16
8.17
8.18
Art.28.2
8.19
8.20
8.21
8.22
Art.28.3
8.23
8.24
8.25
Art.28.4
8.26
Application of the default rule
8.27
8.28
8.29
Agreement in writing of the parties
8.30
8.31
An order on costs must be reasoned
8.32
Art.28.5
8.33
8.34
B Article 24 — Deposits
8.35
Art.24.1
8.36
The LCIA Court’s delegated authority
8.37
Timing and frequency of deposit payments
8.38
8.39
Special considerations in respect of multi-party arbitrations
8.40
8.41
8.42
The release of payments
8.43
Art.24.2
8.44
8.45
Art.24.3
8.46
8.47
8.48
8.49
8.50
Art.24.4
8.51
8.52
8.53
8.54
8.55
Claimant’s failure to pay
8.56
8.57
9 Miscellaneous Provisions (Articles 30, 31, and 32)
Preliminary Material
9.01
9.02
A Article 30 — Confidentiality
Background
9.03
9.04
9.05
The existence of an implied duty of confidentiality
9.06
9.07
The position in England
9.08
9.09
9.10
9.11
9.12
The position elsewhere
9.13
9.14
9.15
9.16
9.17
9.18
9.19
9.20
Art.30.1
9.21
9.22
9.23
9.24
9.25
Art.30.2
9.26
Art.30.3
9.27
9.28
9.29
B Article 31 — Exclusion of Liability
9.30
Art.31.1
9.31
9.32
9.33
9.34
Art.31.2
9.35
C Article 32 — General Rules
9.36
Art.32.1
Waiver
9.37
9.38
9.39
9.40
9.41
9.42
9.43
9.44
9.45
Art.32.2
The spirit of the Rules
9.46
9.47
9.48
9.49
Enforceability of awards
9.50
9.51
9.52
9.53
9.54
Further Material
[No Title]
Appendix 1 Recommended LCIA Arbitration Clauses
Future Disputes
A Arbitration only
B Mediation only
C Mediation and Arbitration
(i)
(ii)
D Arbitration under the UNCITRAL Rules
Modification to Recommended Clauses
Existing Disputes
Appendix 2 LCIA Arbitration Rules
Art.1 The Request for Arbitration
1.1
(a)
(b)
(c)
(d)
(e)
(f)
(g)
1.2
Art.2 The Response
2.1
(a)
(b)
(c)
(d)
(e)
2.2
2.3
Art.3 The LCIA Court and Registrar
3.1
3.2
3.3
Art.4 Notices and Periods of Time
4.1
4.2
4.3
4.4
4.5
4.6
4.7
Art.5 Formation of the Arbitral Tribunal
5.1
5.2
5.3
5.4
5.5
5.6
Art.6 Nationality of Arbitrators
6.1
6.2
6.3
Art.7 Party and Other Nominations
7.1
7.2
Art.8 Three or More Parties
8.1
8.2
Art.9 Expedited Formation
9.1
9.2
9.3
Art.10 Revocation of Arbitrator’s Appointment
10.1
10.2
10.3
10.4
Art.11 Nomination and Replacement of Arbitrators
11.1
11.2
Art.12 Majority Power to Continue Proceedings
12.1
12.2
12.3
Art.13 Communications between Parties and the Arbitral Tribunal
13.1
13.2
13.3
Art.14 Conduct of the Proceedings
14.1
(i)
(ii)
14.2
14.3
Art.15 Submission of Written Statements and Documents
15.1
15.2
15.3
15.4
15.5
15.6
15.7
15.8
Art.16 Seat of Arbitration and Place of Hearings
16.1
16.2
16.3
Art.17 Language of Arbitration
17.1
17.2
17.3
17.4
Art.18 Party Representation
18.1
18.2
Art.19 Hearings
19.1
19.2
19.3
19.4
19.5
Art.20 Witnesses
20.1
20.2
20.3
20.4
20.5
20.6
20.7
Art.21 Experts to the Arbitral Tribunal
21.1
(a)
(b)
21.2
21.3
Art.22 Additional Powers of the Arbitral Tribunal
22.1
(a)
(b)
(c)
(d)
(e)
(f)
(g)
(h)
22.2
22.3
22.4
Art.23 Jurisdiction of the Arbitral Tribunal
23.1
23.2
23.3
23.4
Art.24 Deposits
24.1
24.2
24.3
24.4
Art.25 Interim and Conservatory Measures
25.1
(a)
(b)
(c)
25.2
25.3
Art.26 The Award
26.1
26.2
26.3
26.4
26.5
26.6
26.7
26.8
26.9
Art.27 Correction of Awards and Additional Awards
27.1
27.2
27.3
Art.28 Arbitration and Legal Costs
28.1
28.2
28.3
28.4
28.5
Art.29 Decisions by the LCIA Court
29.1
29.2
Art.30 Confidentiality
30.1
30.2
30.3
Art.31 Exclusion of Liability
31.1
31.2
Art.32 General Rules
32.1
32.2
Appendix 3 Schedule of the LCIA’s Arbitration Fees and Costs
1 Administrative charges under LCIA Rules, UNCITRAL Rules, or other, ad hoc , rules or procedures
1(a)
1(b)
1(c)
1(d)
1(e)
1(f)
2 Request to act as Appointing Authority only *
2(a)
2(b)
3 Request to act in deciding challenges to arbitrators in non-LCIA arbitrations *
3(a)
3(b)
4 Fees and expenses of the Tribunal *
4(a)
4(b)
4(c)
4(d)
4(e)
4(f)
5 Deposits
5(a)
5(b)
5(c)
5(d)
5(e)
6 Interest on deposits
7 Interim payments
7(a)
7(b)
8 Registrar’s authority
8(a)
8(b)
8(c)
8(d)
9 Arbitration costs
9(a)
9(b)
Appendix 4 Constitution of the LCIA Arbitration Court
A Composition
1
2
3
B Officers of the Court
1
(a)
(b)
2
3
C Registrars and Deputy Registrars
1
2
D Functions of the Court
1
(a)
(b)
(c)
(d)
(e)
2
3
4
5
E Meetings of the Court
1
2
F Appointment of arbitrators and mediators
1
2
(a)
(b)
G Functions of the Registrars and Deputy Registrars
(i)
(ii)
H Amendments
Appendix 5 Membership of the LCIA Arbitration Court
Appendix 6 Directives of the LCIA Arbitration Court under Articles 24, 26, and 28
Art.24 Procedure
Procedure for the Registrar in the application of Articles 24.1 and 24.3 of the LCIA Rules (the Rules)
Introduction
Procedure
1
2
3
4
5
6
Art.26 Procedure
Procedure for the LCIA Court (the Court) in the application of Article 26.5 of the LCIA Rules (the Rules)
Introduction
Procedure
Art.28 Procedure
Procedure for the LCIA Court (the Court) in the application of Articles 28.1, 28.2 and 28.5 of the LCIA Rules (the Rules)
Introduction
Procedure
1
(a)
(i)
(ii)
(iii)
(iv)
(v)
(vi)
(vii)
(b)
(c)
(d)
(e)
(f)
2
(a)
(b)
(c)
(d)
Appendix 7 Constitution of the LCIA Users’ Councils
A Aims and Objectives
1
2
B The Users’ Councils
1
(a)
(b)
(c)
(d)
(e)
(f)
C Membership
1
2
3
4
5
(a)
(b)
(c)
6
7
8
D Services to Members
1
2
3
4
5
6
E Officers
1
(a)
(b)
(c)
(d)
2
3
4
5
6
7
8
9
(a)
(b)
(c)
(d)
10
11
12
F Amendments
Appendix 8 The English Arbitration Act 1996
1996 Chapter 23
Arrangement of Sections
Part I Arbitration Pursuant to an Arbitration Agreement
Introductory
1 General principles
(a)
(b)
(c)
2 Scope of application of provisions
(1)
(2)
(a)
(b)
(3)
(a)
(b)
(4)
(a)
(b)
(5)
3 The seat of the arbitration
(a)
(b)
(c)
4 Mandatory and non-mandatory provisions
(1)
(2)
(3)
(4)
(5)
5 Agreements to be in writing
(1)
(2)
(a)
(b)
(c)
(3)
(4)
(5)
(6)
The arbitration agreement
6 Definition of arbitration agreement
(1)
(2)
7 Separability of arbitration agreement
8 Whether agreement discharged by death of a party
(1)
(2)
Stay of legal proceedings
9 Stay of legal proceedings
(1)
(2)
(3)
(4)
(5)
10 Reference of interpleader issue to arbitration
(1)
(2)
11 Retention of security where Admiralty proceedings stayed
(1)
(a)
(b)
(2)
Commencement of arbitral proceedings
12 Power of court to extend time for beginning arbitral proceedings, & c
(1)
(a)
(b)
(2)
(3)
(a)
(b)
(4)
(5)
(6)
13 Application of Limitation Acts
(1)
(2)
(a)
(b)
(3)
(4)
(a)
(b)
14 Commencement of arbitral proceedings
(1)
(2)
(3)
(4)
(5)
The arbitral tribunal
15 The arbitral tribunal
(1)
(2)
(3)
16 Procedure for appointment of arbitrators
(1)
(2)
(3)
(4)
(5)
(a)
(b)
(6)
(a)
(b)
(7)
17 Power in case of default to appoint sole arbitrator
(1)
(2)
(a)
(b)
(3)
(4)
18 Failure of appointment procedure
(1)
(2)
(3)
(a)
(b)
(c)
(d)
(4)
(5)
19 Court to have regard to agreed qualifications
20 Chairman
(1)
(2)
(3)
(4)
21 Umpire
(1)
(a)
(b)
(2)
(3)
(4)
(5)
(6)
22 Decision-making where no chairman or umpire
(1)
(2)
23 Revocation of arbitrator’s authority
(1)
(2)
(3)
(a)
(b)
(4)
(5)
(a)
(b)
24 Power of court to remove arbitrator
(1)
(a)
(b)
(c)
(d)
(i)
(ii)
(2)
(3)
(4)
(5)
(6)
25 Resignation of arbitrator
(1)
(a)
(b)
(2)
(3)
(a)
(b)
(4)
(5)
26 Death of arbitrator or person appointing him
(1)
(2)
27 Filling of vacancy, & c
(1)
(a)
(b)
(c)
(2)
(3)
(4)
(5)
28 Joint and several liability of parties to arbitrators for fees and expenses
(1)
(2)
(3)
(4)
(5)
(6)
29 Immunity of arbitrator
(1)
(2)
(3)
Jurisdiction of the arbitral tribunal
30 Competence of tribunal to rule on its own jurisdiction
(1)
(a)
(b)
(c)
(2)
31 Objection to substantive jurisdiction of tribunal
(1)
(2)
(3)
(4)
(a)
(b)
(5)
32 Determination of preliminary point of jurisdiction
(1)
(2)
(a)
(b)
(i)
(ii)
(iii)
(3)
(4)
(5)
(6)
The arbitral proceedings
33 General duty of the tribunal
(1)
(a)
(b)
(2)
34 Procedural and evidential matters
(1)
(2)
(a)
(b)
(c)
(d)
(e)
(f)
(g)
(h)
(3)
35 Consolidation of proceedings and concurrent hearings
(1)
(a)
(b)
(2)
36 Legal or other representation
37 Power to appoint experts, legal advisers or assessors
(1)
(a)
(i)
(ii)
(b)
(2)
38 General powers exercisable by the tribunal
(1)
(2)
(3)
(a)
(b)
(4)
(a)
(b)
(5)
(6)
39 Power to make provisional awards
(1)
(2)
(a)
(b)
(3)
(4)
40 General duty of parties
(1)
(2)
(a)
(b)
41 Powers of tribunal in case of party’s default
(1)
(2)
(3)
(a)
(b)
(4)
(a)
(b)
(5)
(6)
(7)
(a)
(b)
(c)
(d)
Powers of court in relation to arbitral proceedings
42 Enforcement of peremptory orders of tribunal
(1)
(2)
(a)
(b)
(c)
(3)
(4)
(5)
43 Securing the attendance of witnesses
(1)
(2)
(3)
(a)
(b)
(4)
44 Court powers exercisable in support of arbitral proceedings
(1)
(2)
(a)
(b)
(c)
(i)
(ii)
(d)
(e)
(3)
(4)
(5)
(6)
(7)
45 Determination of preliminary point of law
(1)
(2)
(a)
(b)
(i)
(ii)
(3)
(4)
(5)
(6)
The award
46 Rules applicable to substance of dispute
(1)
(a)
(b)
(2)
(3)
47 Awards on different issues, & c
(1)
(2)
(a)
(b)
(3)
48 Remedies
(1)
(2)
(3)
(4)
(5)
(a)
(b)
(c)
49 Interest
(1)
(2)
(3)
(a)
(b)
(4)
(5)
(6)
50 Extension of time for making award
(1)
(2)
(a)
(b)
(3)
(4)
(5)
51 Settlement
(1)
(2)
(3)
(4)
(5)
52 Form of award
(1)
(2)
(3)
(4)
(5)
53 Place where award treated as made
54 Date of award
(1)
(2)
55 Notification of award
(1)
(2)
(3)
56 Power to withhold award in case of non-payment
(1)
(2)
(a)
(b)
(c)
(3)
(4)
(5)
(6)
(7)
(8)
57 Correction of award or additional award
(1)
(2)
(3)
(a)
(b)
(4)
(5)
(6)
(7)
58 Effect of award
(1)
(2)
Costs of the arbitration
59 Costs of the arbitration
(1)
(a)
(b)
(c)
(2)
60 Agreement to pay costs in any event
61 Award of costs
(1)
(2)
62 Effect of agreement or award about costs
63 The recoverable costs of the arbitration
(1)
(2)
(3)
(a)
(b)
(4)
(a)
(b)
(5)
(a)
(b)
(6)
(7)
64 Recoverable fees and expenses of arbitrators
(1)
(2)
(a)
(b)
(3)
(4)
65 Power to limit recoverable costs
(1)
(2)
Powers of the court in relation to award
66 Enforcement of the award
(1)
(2)
(3)
(4)
67 Challenging the award: substantive jurisdiction
(1)
(a)
(b)
(2)
(3)
(a)
(b)
(c)
(4)
68 Challenging the award: serious irregularity
(1)
(2)
(a)
(b)
(c)
(d)
(e)
(f)
(g)
(h)
(i)
(3)
(a)
(b)
(c)
(4)
69 Appeal on point of law
(1)
(2)
(a)
(b)
(3)
(a)
(b)
(c)
(i)
(ii)
(d)
(4)
(5)
(6)
(7)
(a)
(b)
(c)
(d)
(8)
70 Challenge or appeal: supplementary provisions
(1)
(2)
(a)
(b)
(3)
(4)
(a)
(b)
(5)
(6)
(a)
(b)
(7)
(8)
71 Challenge or appeal: effect of order of court
(1)
(2)
(3)
(4)
Miscellaneous
72 Saving for rights of person who takes no part in proceedings
(1)
(a)
(b)
(c)
(2)
(a)
(b)
73 Loss of right to object
(1)
(a)
(b)
(c)
(d)
(2)
(a)
(b)
74 Immunity of arbitral institutions, & c
(1)
(2)
(3)
75 Charge to secure payment of solicitors’ costs
Supplementary
76 Service of notices, & c
(1)
(2)
(3)
(4)
(a)
(b)
(5)
(6)
77 Powers of court in relation to service of documents
(1)
(2)
(a)
(b)
(3)
(4)
78 Reckoning periods of time
(1)
(2)
(3)
(4)
(5)
79 Power of court to extend time limits relating to arbitral proceedings
(1)
(2)
(a)
(b)
(3)
(a)
(b)
(4)
(5)
(6)
80 Notice and other requirements in connection with legal proceedings
(1)
(2)
(a)
(b)
(3)
(a)
(b)
(4)
(5)
(6)
(a)
(b)
(c)
(7)
81 Saving for certain matters governed by common law
(1)
(a)
(b)
(c)
(2)
82 Minor definitions
(1)
(2)
83 Index of defined expressions: Part I
84 Transitional provisions
(1)
(2)
(3)
Part II Other Provisions Relating to Arbitration
Domestic arbitration agreements
85 Modification of Part I in relation to domestic arbitration agreement
(1)
(2)
(a)
(b)
(3)
86 Staying of legal proceedings
(1)
(2)
(a)
(b)
(3)
(4)
87 Effectiveness of agreement to exclude court’s jurisdiction
(1)
(a)
(b)
(2)
(3)
88 Power to repeal or amend sections 85 to 87
(1)
(2)
(3)
Consumer arbitration agreements
89 Application of unfair terms regulations to consumer arbitration agreements
(1)
(2)
(3)
90 Regulations apply where consumer is a legal person
91 Arbitration agreement unfair where modest amount sought
(1)
(2)
(3)
(a)
(b)
(c)
(4)
(5)
Small claims arbitration in the county court
92 Exclusion of Part I in relation to small claims arbitration in the county court
Appointment of judges as arbitrators
93 Appointment of judges as arbitrators
(1)
(2)
(3)
(4)
(5)
(6)
Statutory arbitrations
94 Application of Part I to statutory arbitrations
(1)
(2)
(a)
(b)
(3)
(a)
(b)
95 General adaptation of provisions in relation to statutory arbitrations
(1)
(a)
(b)
(2)
96 Specific adaptations of provisions in relation to statutory arbitrations
(1)
(2)
(3)
(4)
97 Provisions excluded from applying to statutory arbitrations
(a)
(b)
(c)
98 Power to make further provision by regulations
(1)
(2)
(3)
Part III Recognition and Enforcement of Certain Foreign Awards
Enforcement of Geneva Convention awards
99 Continuation of Part II of the Arbitration Act 1950
Recognition and enforcement of New York Convention awards
100 New York Convention awards
(1)
(2)
(a)
(b)
(3)
(4)
101 Recognition and enforcement of awards
(1)
(2)
(3)
102 Evidence to be produced by party seeking recognition or enforcement
(1)
(a)
(b)
(2)
103 Refusal of recognition or enforcement
(1)
(2)
(a)
(b)
(c)
(d)
(e)
(f)
(3)
(4)
(5)
104 Saving for other bases of recognition or enforcement
Part IV General Provisions
105 Meaning of “the court”: jurisdiction of High Court and county court
(1)
(2)
(a)
(b)
(3)
(4)
(a)
(b)
(5)
(6)
106 Crown application
(1)
(2)
(a)
(b)
(3)
(4)
107 Consequential amendments and repeals
(1)
(2)
108 Extent
(1)
(2)
(3)
(4)
109 Commencement
(1)
(2)
110 Short title
Schedules
Sch.1 Mandatory provisions of Part I
Sch.2 Modifications of Part I in relation to judge-arbitrators
Introductory
1
General
2
(1)
(2)
Arbitrator’s fees
3
(1)
(2)
Exercise of court powers in support of arbitration
4
(1)
(2)
Extension of time for making award
5
(1)
(2)
Withholding award in case of non-payment
6
(1)
(2)
7
(1)
(2)
(a)
(b)
(c)
(3)
(4)
(5)
(6)
Correction of award or additional award
8
Costs
9
10
(1)
(2)
Enforcement of award
11
Solicitors’ costs
12
Powers of court in relation to service of documents
13
(1)
(2)
Powers of court to extend time limits relating to arbitral proceedings
14
(1)
(2)
Sch.3 Consequential amendments
Merchant Shipping Act 1894 (c. 60)
1
Stannaries Court (Abolition) Act 1896 (c. 45)
2
Tithe Act 1936 (c. 43)
3
(a)
(b)
(c)
Education Act 1944 (c. 31)
4
Commonwealth Telegraphs Act 1949 (c. 39)
5
Lands Tribunal Act 1949 (c. 42)
6
(a)
(b)
Wireless Telegraphy Act 1949 (c. 54)
7
(a)
(b)
(c)
Patents Act 1949 (c. 87)
8
National Health Service (Amendment) Act 1949 (c. 93)
9
Arbitration Act 1950 (c. 27)
10
Interpretation Act (Northern Ireland) 1954 (c. 33 (N.I.))
11
Agricultural Marketing Act 1958 (c. 47)
12
(a)
(b)
Carriage by Air Act 1961 (c. 27)
13
(1)
(2)
(a)
(b)
(3)
(a)
(b)
Factories Act 1961 (c. 34)
14
Clergy Pensions Measure 1961 (No. 3)
15
Transport Act 1962 (c. 46)
16
(1)
(2)
(3)
(4)
Corn Rents Act 1963 (c. 14)
17
Plant Varieties and Seeds Act 1964 (c. 14)
18
Lands Tribunal and Compensation Act (Northern Ireland) 1964 (c. 29 (N.I.))
19
Industrial and Provident Societies Act 1965 (c. 12)
20
(1)
(2)
(a)
(b)
(3)
Carriage of Goods by Road Act 1965 (c. 37)
21
Factories Act (Northern Ireland) 1965 (c. 20 (N.I.))
22
Commonwealth Secretariat Act 1966 (c. 10)
23
Arbitration (International Investment Disputes) Act 1966 (c. 41)
24
Poultry Improvement Act (Northern Ireland) 1968 (c. 12 (N.I.))
25
Industrial and Provident Societies Act (Northern Ireland) 1969 (c. 24 (N.I.))
26
(1)
(2)
(a)
(b)
(c)
(3)
Health and Personal Social Services (Northern Ireland) Order 1972 (N.I.14)
27
Consumer Credit Act 1974 (c. 39)
28
(1)
(2)
(3)
Friendly Societies Act 1974 (c. 46)
29
(1)
(2)
(3)
Industry Act 1975 (c. 68)
30
(a)
(b)
Industrial Relations (Northern Ireland) Order 1976 (N.I.16)
31
Aircraft and Shipbuilding Industries Act 1977 (c. 3)
32
(a)
(b)
Patents Act 1977 (c. 37)
33
Judicature (Northern Ireland) Act 1978 (c. 23)
34
(1)
(2)
(3)
Health and Safety at Work (Northern Ireland) Order 1978 (N.I.9)
35
County Courts (Northern Ireland) Order 1980 (N.I.3)
36
(1)
(2)
(a)
(b)
(3)
Supreme Court Act 1981 (c. 54)
37
(1)
(2)
(3)
Merchant Shipping (Liner Conferences) Act 1982 (c. 37)
38
Agricultural Marketing (Northern Ireland) Order 1982 (N.I.12)
39
(a)
(b)
Mental Health Act 1983 (c. 20)
40
Registered Homes Act 1984 (c. 23)
41
Housing Act 1985 (c. 68)
42
Landlord and Tenant Act 1985 (c. 70)
43
Credit Unions (Northern Ireland) Order 1985 (N.I.12)
44
(1)
(2)
(a)
(b)
(c)
(3)
Agricultural Holdings Act 1986 (c. 5)
45
Insolvency Act 1986 (c. 45)
46
Building Societies Act 1986 (c. 53)
47
Mental Health (Northern Ireland) Order 1986 (N.I.4)
48
Multilateral Investment Guarantee Agency Act 1988 (c. 8)
49
Copyright, Designs and Patents Act 1988 (c. 48)
50
Fair Employment (Northern Ireland) Act 1989 (c. 32)
51
Limitation (Northern Ireland) Order 1989 (N.I.11)
52
Insolvency (Northern Ireland) Order 1989 (N.I.19)
53
Social Security Administration Act 1992 (c. 5)
54
Social Security Administration (Northern Ireland) Act 1992 (c. 8)
55
Trade Union and Labour Relations (Consolidation) Act 1992 (c. 52)
56
Industrial Relations (Northern Ireland) Order 1992 (N.I.5)
57
Registered Homes (Northern Ireland) Order 1992 (N.I.20)
58
Education Act 1993 (c. 35)
59
Roads (Northern Ireland) Order 1993 (N.I.15)
60
(1)
(2)
(3)
Merchant Shipping Act 1995 (c. 21)
61
Industrial Tribunals Act 1996 (c. 17)
62
Sch.4 Repeals
Appendix 9 UNCITRAL Model Law on International Commercial Arbitration
Resolutions Adopted by the General Assembly
40/72. Model Law on International Commercial Arbitration of the United Nations Commission on International Trade Law
1
2
[on the report of the Sixth Committee (A/61/453)]
1
2
3
Part One UNCITRAL Model Law on International Commercial Arbitration
Ch.I General Provisions
Art.1 Scope of Application
(1)
(2)
(3)
(a)
(b)
(i)
(ii)
(c)
(4)
(a)
(b)
(5)
Art.2 Definitions and Rules of Interpretation
(a)
(b)
(c)
(d)
(e)
(f)
Art.2 A International Origin and General Principles
(1)
(2)
Art.3 Receipt of Written Communications
(1)
(a)
(b)
(2)
Art.4 Waiver of Right to Object
Art.5 Extent of Court Intervention
Art.6 Court or Other Authority for Certain Functions of Arbitration Assistance and Supervision
Ch.II Arbitration Agreement
Option I
Art.7 Definition and Form of Arbitration Agreement
(1)
(2)
(3)
(4)
(5)
(6)
Option II
Art.7 Definition of Arbitration Agreement
Art.8 Arbitration Agreement and Substantive Claim Before Court
(1)
(2)
Art.9 Arbitration Agreement and Interim Measures by Court
Ch.III Composition of Arbitral Tribunal
Art.10 Number of Arbitrators
(1)
(2)
Art.11 Appointment of Arbitrators
(1)
(2)
(3)
(a)
(b)
(4)
(a)
(b)
(c)
(5)
Art.12 Grounds for Challenge
(1)
(2)
Art.13 Challenge Procedure
(1)
(2)
(3)
Art.14 Failure or Impossibility to Act
(1)
(2)
Art.15 Appointment of Substitute Arbitrator
Ch.IV Jurisdiction of Arbitral Tribunal
Art.16 Competence of Arbitral Tibunal to Rule on its Jurisdiction
(1)
(2)
(3)
Ch.IV A Interim Measures and Preliminary Orders
s.1 Interim Measures
Art.17 Power of Arbitral Tribunal to Order Interim Measures
(1)
(2)
(a)
(b)
(c)
(d)
Art.17 A Conditions for Granting Interim Measures
(1)
(a)
(b)
(2)
s.2 Preliminary Orders
Art.17 B Applications for Preliminary Orders and Conditions for Granting Preliminary Orders
(1)
(2)
(3)
Art.17 C Specific Regime for Preliminary Orders
(1)
(2)
(3)
(4)
(5)
s.3 Provisions Applicable to Interim Measures and Preliminary Orders
Art.17 D Modification, Suspension, Termination
Art.17 E Provision of Security
(1)
(2)
Art.17 F Disclosure
(1)
(2)
Art.17 G Costs and Damages
s.4 Recognition and Enforcement of Interim Measures
Art.17 H Recognition and Enforcement
(1)
(2)
(3)
Art.17 I Grounds for Refusing Recognition or Enforcement
(1)
(a)
(i)
(ii)
(iii)
(b)
(i)
(ii)
(2)
s.5 Court-ordered Interim Measures
Art.17 J Court-ordered Interim Measures
Ch.V Conduct of Arbitral Proceedings
Art.18 Equal Treatment of Parties
Art.19 Determination of Rules of Procedure
(1)
(2)
Art.20 Place of Arbitration
(1)
(2)
Art.21 Commencement of Arbitral proceedings
Art.22 Language
(1)
(2)
Art.23 Statements of Claim and Defence
(1)
(2)
Art.24 Hearings and Written Proceedings
(1)
(2)
(3)
Art.25 Default of a Party
(a)
(b)
(c)
Art.26 Expert Appointed by Arbitral Tribunal
(1)
(a)
(b)
(2)
Art.27 Court Assistance in Taking Evidence
Ch.VI Making of Award and Termination of Proceedings
Art.28 Rules Applicable to Substance of Dispute
(1)
(2)
(3)
(4)
Art.29 Decision-making by Panel of Arbitrators
Art.30 Settlement
(1)
(2)
Art.31 Form and Contents of Award
(1)
(2)
(3)
(4)
Art.32 Termination of Proceedings
(1)
(2)
(a)
(b)
(c)
(3)
Art.33 Correction and Interpretation of Award; Additional Award
(1)
(a)
(b)
(2)
(3)
(4)
(5)
Ch.VII Recourse Against Award
Art.34 Application for Setting Aside as Exclusive Recourse Against Arbitral Award
(1)
(2)
(a)
(i)
(ii)
(iii)
(iv)
(b)
(i)
(ii)
(3)
(4)
Ch.VIII Recognition and Enforcement of Awards
Art.35 Recognition and Enforcement
(1)
(2)
Art.36 Grounds for Refusing Recognition or Enforcement
(1)
(a)
(i)
(ii)
(iii)
(iv)
(v)
(b)
(i)
(ii)
(2)
Part Two Explanatory Note by the UNCITRAL Secretariat on the 1985 Model Law on International Commercial Arbitration as Amended in 2006
1
2
3
4
A Background to the Model Law
5
1 Inadequacy of domestic laws
6
7
2 Disparity between national laws
8
9
B Salient features of the Model Law
1 Special procedural regime for international commercial arbitration
10
(a) Substantive and territorial scope of application
11
12
13
14
(b) Delimitation of court assistance and supervision
15
16
17
2 Arbitration agreement
18
(a) Definition and form of arbitration agreement
19
20
(b) Arbitration agreement and the courts
21
22
3 Composition of arbitral tribunal
23
24
4 Jurisdiction of arbitral tribunal
(a) Competence to rule on own jurisdiction
25
26
(b) Power to order interim measures and preliminary orders
27
28
29
30
5 Conduct of arbitral proceedings
31
(a) Fundamental procedural rights of a party
32
33
(b) Determination of rules of procedure
34
35
36
(c) Default of a party
37
38
6 Making of award and termination of proceedings
(a) Rules applicable to substance of dispute
39
40
(b) Making of award and other decisions
41
42
43
7 Recourse against award
44
(a) Application for setting aside as exclusive recourse
45
(b) Grounds for setting aside
46
47
48
8 Recognition and enforcement of awards
49
(a) Towards uniform treatment of all awards irrespective of country of origin
50
51
(b) Procedural conditions of recognition and enforcement
52
53
(c) Grounds for refusing recognition or enforcement
54
Part Three Recommendation Regarding the Interpretation of Article II, Paragraph 2, and Article VII, Paragraph 1, of the Convention on the Recognition and Enforcement of Foreign Arbitral Awards, done in New York, 10 June 1958, adopted by the United Nations Commission on International Trade Law on 7 July 2006 at its Thirty-ninth Session
1
2
Appendix 10 LCIA Mediation Procedure
Art.1 Commencing Mediation — Prior Existing Agreements to Mediate
1.1
1.2
1.3
1.4
1.5
Art.2 Commencing Mediation — no Prior Agreement
2.1
2.2
2.3
a)
b)
2.4
2.5
2.6
Art.3 Appointment of Mediator
3.1
3.2
Art.4 Statements by the Parties
4.1
4.2
4.3
Art.5 Conduct of the Mediation
5.1
5.2
5.3
5.4
5.5
5.6
Art.6 Conclusion of the Mediation
(a)
(b)
(c)
(d)
Art.7 Settlement Agreement
7.1
7.2
Art.8 Costs
8.1
8.2
8.3
8.4
8.5
8.6
8.7
Art.9 Judicial or Arbitral Proceedings
Art.10 Confidentiality and Privacy
10.1
10.2
10.3
10.4
10.5
10.6
Art.11 Exclusion of Liability
11.1
11.2
Appendix 11 DIFC-LCIA Arbitration Rules
Art.1 The Request for Arbitration
1.1
(a)
(b)
(c)
(d)
(e)
(f)
(g)
1.2
Art.2 The Response
2.1
(a)
(b)
(c)
(d)
(e)
2.2
2.3
Art.3 The LCIA Court, the Registrar and the DIFC-LCIA Registrar
3.1
3.2
3.3
Art.4 Notices and Periods of Time
4.1
4.2
4.3
4.4
4.5
4.6
4.7
Art.5 Formation of the Arbitral Tribunal
5.1
5.2
5.3
5.4
5.5
5.6
Art.6 Nationality of Arbitrators
6.1
6.2
6.3
Art.7 Party and Other Nominations
7.1
7.2
Art.8 Three or More Parties
8.1
8.2
Art.9 Expedited Formation
9.1
9.2
9.3
Art.10 Revocation of Arbitrator’s Appointment
10.1
10.2
10.3
10.4
Art.11 Nomination and Replacement of Arbitrators
11.1
11.2
Art.12 Majority Power to Continue Proceedings
12.1
12.2
12.3
Art.13 Communications between Parties and the Arbitral Tribunal
13.1
13.2
13.3
Art.14 Conduct of the Proceedings
14.1
(i)
(ii)
14.2
14.3
Art.15 Submission of Written Statements and Documents
15.1
15.2
15.3
15.4
15.5
15.6
15.7
15.8
Art.16 Seat of Arbitration and Place of Hearings
16.1
16.2
16.3
Art.17 Language of Arbitration
17.1
17.2
17.3
17.4
Art.18 Party Representation
18.1
18.2
Art.19 Hearings
19.1
19.2
19.3
19.4
19.5
Art.20 Witnesses
20.1
20.2
20.3
20.4
20.5
20.6
20.7
Art.21 Experts to the Arbitral Tribunal
21.1
(a)
(b)
21.2
21.3
Art.22 Additional Powers of the Arbitral Tribunal
22.1
(a)
(b)
(c)
(d)
(e)
(f)
(g)
(h)
22.2
22.3
22.4
Art.23 Jurisdiction of the Arbitral Tribunal
23.1
23.2
23.3
23.4
Art.24 Deposits
24.1
24.2
24.3
24.4
Art.25 Interim and Conservatory Measures
25.1
(a)
(b)
(c)
25.2
25.3
Art.26 The Award
26.1
26.2
26.3
26.4
26.5
26.6
26.7
26.8
26.9
Art.27 Correction of Awards and Additional Awards
27.1
27.2
27.3
Art.28 Arbitration and Legal Costs
28.1
28.2
28.3
28.4
28.5
Art.29 Decisions by the LCIA Court
29.1
29.2
Art.30 Confidentiality
30.1
30.2
30.3
Art.31 Exclusion of Liability
31.1
31.2
Art.32 General Rules
32.1
32.2
Bibliography
Index
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Appendix 11 DIFC-LCIA Arbitration Rules
From:
A Guide to the LCIA Arbitration Rules
Peter Turner, Reza Mohtashami
Content type:
Book content
Product:
International Commercial Arbitration [ICMA]
Published in print:
19 March 2009
ISBN:
9780199234431
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35.172.111.47