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Contents
- Preliminary Material
- Main Text
- 1 Introduction to Arbitration in Hong Kong
- Preliminary Material
- 1.01
- A Hong Kong—‘Asia’s World City’
- B HKIAC
- C The Hong Kong Arbitration Community
- D Investor-State Disputes
- E The ‘China Connection’
- 2 The Legal Arbitration Framework
- 3 Introduction to HKIAC
- Preliminary Material
- 3.01
- 3.02
- 3.03
- A History of HKIAC
- B Organizational Structure
- C Arbitration at HKIAC
- 3.35
- 1 Administering arbitrations under the HKIAC Administered Arbitration Rules
- 3.36
- 3.37
- 3.38
- (a) Use of technology
- (b) Twin-track fee regime and standard terms of appointment
- (c) HKIAC’s prima facie power to proceed
- (d) Multiple-party and multiple-contract arbitrations
- (e) Emergency arbitrator procedure
- (f) Expedited procedure
- (g) Early determination procedure
- (h) Disclosure, costs, and confidentiality of third party funding
- (i) Use of alternative means of dispute resolution
- (j) Time of delivering arbitral awards
- (k) No formal scrutiny process
- 2 Administering arbitrations under other rules issued by HKIAC
- 3 Administering arbitrations under the UNCITRAL Rules
- 4 Processing applications under the Interim Measures Arrangement
- 5 Administering disputes as a permanent arbitral institution in Russia
- 6 Providing administrative services in investor-State arbitrations
- 7 Acting as appointing authority in ad hoc arbitrations seated in Hong Kong
- 8 Appointing experts
- D Mediation at HKIAC
- E Adjudication Services
- F Domain Name Disputes at HKIAC
- 3.94
- 3.95
- 3.96
- 3.97
- 3.98
- 1 Generic Top-Level Domains (gTLDs)
- G Other Services at HKIAC
- H Case Statistics
- 4 Model Arbitration Clauses
- Preliminary Material
- 4.01
- A The Purpose of a Model Clause
- B HKIAC Model Clauses
- 4.06
- 1 Model clause providing for arbitration under the HKIAC Administered Arbitration Rules
- 2 Model clause providing for arbitration administered by HKIAC under the UNCITRAL Rules
- 3 Model clause providing for ad hoc arbitration under the UNCITRAL Rules
- 4 Model clause providing for arbitration under the HKIAC Domestic Arbitration Rules
- C Key Elements of the HKIAC Model Clause
- D Other Considerations
- 5 General Provisions (Articles 1–3)
- Preliminary Material
- 5.01
- A Article 1—Scope of Application
- B Article 2—Interpretation of Rules
- 1 Article 2.1—Power to interpret the HKIAC Rules (2018)
- 2 Article 2.2—Reasons and finality of HKIAC’s decisions
- 3 Article 2.3—Designation of HKIAC
- 4 Article 2.4—Definition of HKIAC
- 5 Articles 2.5–2.16—Definitions of Other Key Terms
- 6 Article 2.17—Schedules
- 7 Article 2.18—Practice notes and guidelines
- 8 Article 2.19—Prevailing language of the Rules
- C Article 3—Written Communications and Calculation of Time Limits
- 6 Commencement of the Arbitration (Articles 4 and 5, Schedule 1)
- Preliminary Material
- 6.01
- 6.02
- A Article 4—Notice of Arbitration
- 1 Article 4.1
- 2 Article 4.2
- 3 Article 4.3
- 6.21
- 6.22
- 6.23
- 6.24
- (a) A request for arbitration
- (b) Contact details of the parties and their representatives
- (c) The arbitration agreement(s) invoked
- (d) A copy of the contract(s) or other legal instrument(s) out of or in relation to which the dispute arises, or reference thereto
- (e) A description of the general nature of the claim and an indication of the amount involved, if any
- (f) The relief or remedy sought
- (g) A proposal as to the number of arbitrators
- (h) The claimant’s proposal and comments regarding the designation of an arbitrator
- (i) The existence of any funding agreement and the identity of any third party funder
- (j) Confirmation of delivery
- 4 Article 4.4
- 5 Article 4.5
- 6 Article 4.6
- 7 Article 4.7
- 8 Article 4.8
- B Article 5—Answer to the Notice of Arbitration
- 6.86
- 6.87
- 1 Article 5.1
- (a) Time limit for submitting the Answer
- (b) Form requirement
- (c) Contact information of the respondent and its representatives
- (d) Any plea that an arbitral tribunal constituted under these Rules lacks jurisdiction
- (e) The respondent’s comments on the nature of the claim and the amount in dispute
- (f) The respondent’s answer to the claimant’s relief or remedy
- (g) The respondent’s proposal as to the number of arbitrators
- (h) The respondent’s proposal and comments regarding the designation of an arbitrator
- (i) The existence of any funding agreements and the identity of any third party funder
- (j) Confirmation of delivery
- 2 Article 5.2
- 3 Article 5.3
- 4 Article 5.4
- C Schedule 1—Registration and Administrative Fees
- 7 Arbitral Tribunal (Articles 6–12, Schedules 2 and 3)
- Preliminary Material
- 7.01
- 7.02
- 7.03
- A Article 6—Number of Arbitrators
- B Article 7—Appointment of a Sole Arbitrator
- C Article 8—Appointment of Three Arbitrators
- D Article 9—Confirmation of the Arbitral Tribunal
- E Article 10, Schedules 2 and 3—Fees and Expenses of the Arbitral Tribunal
- 7.91
- 7.92
- 7.93
- 7.94
- 1 Article 10.1
- 2 Article 10.2
- 3 Article 10.3
- 4 Schedule 2—section 1
- 5 Schedule 3—section 1
- 6 Schedules 2 and 3—section 2
- 7 Schedule 2—section 3
- 8 Schedule 3—section 3
- 9 Schedules 2 and 3—section 4
- 10 Schedules 2 and 3—section 5
- 11 Schedule 2—section 6
- 12 Schedule 3—section 6
- 13 Schedules 2 and 3—section 7
- 14 Schedules 2 and 3—section 8
- 15 Schedule 2—section 9
- 16 Schedule 2—section 10
- F Article 11—Qualifications and Challenge of the Arbitral Tribunal
- G Article 12—Replacement of an Arbitrator
- 8 Emergency Relief and Interim Measures of Protection (Articles 23 and 24, Schedule 4)
- Preliminary Material
- 8.01
- 8.02
- 8.03
- 8.04
- 8.05
- 8.06
- A Article 23.1 and Schedule 4—Emergency Relief from an Emergency Arbitrator
- 8.07
- 8.08
- 8.09
- 1 Article 23.1—application for emergency relief
- 2 Schedule 4—paragraph 1
- 3 Schedule 4—paragraphs 2–3
- 4 Schedule 4—paragraph 4
- 5 Schedule 4—paragraph 5
- 6 Schedule 4—paragraph 6
- 7 Schedule 4—paragraph 7
- 8 Schedule 4—paragraph 8
- 9 Schedule 4—paragraph 9
- 10 Schedule 4—paragraph 10
- 11 Schedule 4—paragraph 11
- 12 Schedule 4—paragraphs 12 and 13
- 13 Schedule 4—paragraph 14
- 14 Schedule 4—paragraph 15
- 15 Schedule 4—paragraph 16
- 16 Schedule 4—paragraph 17
- 17 Schedule 4—paragraphs 18 and 19
- 18 Schedule 4—paragraph 20
- 19 Schedule 4—paragraph 21
- 20 Schedule 4—paragraph 22
- B Articles 23.2–23.8—Interim Relief from an Arbitral Tribunal
- 8.78
- 8.79
- 8.80
- 1 Article 23.2—tribunal may order interim measures
- 2 Article 23.3—types of interim measures
- 3 Article 23.4—factors to consider before ordering interim measures
- 4 Article 23.5—modification, suspension, or termination of interim measures
- 5 Article 23.6—security in connection with an interim measure
- 6 Article 23.7—material change in circumstances
- 7 Article 23.8—liability for costs and damages
- C Article 23.9—Interim Relief from a Competent Authority
- D Article 24—Security for Costs
- 9 Conduct of the Arbitration (Articles 13–22, 25–26, 31–32)
- Preliminary Material
- 9.01
- A Article 13—General Provisions
- 9.02
- 1 Article 13.1—arbitral tribunal’s power to adopt suitable procedures
- (a) The arbitral tribunal’s power to determine the procedures
- (b) Subject to the HKIAC Rules
- (c) Avoiding unnecessary delay or expense
- (d) Having regard to the complexity of the issues, the amount in dispute, and the effective use of technology
- (e) Ensuring equal treatment of the parties and a reasonable opportunity to present their case
- 2 Article 13.2—provisional timetable
- 3 Article 13.3—communication of documents or information
- 4 Article 13.4—appointment of a tribunal secretary
- 5 Article 13.5—ensuring the fair and efficient conduct of the arbitration
- 6 Article 13.6—party representation
- 7 Article 13.7—changes or additions to a party’s legal representatives
- 8 Article 13.8—parties’ agreement to pursue other means of settling their dispute
- 9 Article 13.9—matters not expressly provided for in the Rules
- 10 Article 13.10—ensuring that an award is valid
- B Article 14—Seat and Venue of the Arbitration
- C Article 15—Language of the Arbitration
- D Article 19—Jurisdiction of the Arbitral Tribunal
- 9.105
- 9.106
- 1 Article 19.1—arbitral tribunal’s power to rule on its own jurisdiction
- 2 Article 19.2—separability of the arbitration agreement
- 3 Article 19.3—plea of lack of jurisdiction
- 4 Article 19.4—jurisdictional questions raised prior to the constitution of the arbitral tribunal
- 5 Article 19.5—HKIAC’s decision concerning jurisdictional questions
- 6 Article 19.6—effect of the HKIAC’s decision regarding jurisdictional questions
- E Articles 16–18 and 20–21—Written Submissions
- 9.129
- 9.130
- 9.131
- 9.132
- 1 Article 16.1—filing a Statement of Claim
- 2 Article 16.2—contents of the Statement of Claim
- 3 Article 16.3—supporting materials annexed to the Statement of Claim
- 4 Article 16.4—varying the Statement of Claim’s requirements
- 5 Article 17.1—filing a Statement of Defence
- 6 Article 17.2—contents of the Statement of Defence
- 7 Article 17.3—counterclaims, set-off defences, and cross-claims
- 8 Article 17.4—supporting materials annexed to the Statement of Defence
- 9 Article 17.5—varying the Statement of Defence’s requirements
- 10 Article 18.1—amendments and supplements to claims or defences
- 11 Article 18.2—adjustment of HKIAC’s Administrative Fees and the arbitral tribunal’s fees
- 12 Article 20—further written statements
- 13 Article 21.1—time limits for written statements
- 14 Article 21.2—extension of time limits for written statements
- F Article 22—Evidence and Hearings
- G Article 25—Tribunal-Appointed Experts
- 9.201
- 9.202
- 1 Article 25.1—appointment of an expert by the arbitral tribunal
- 2 Article 25.2—provision of information to tribunal-appointed expert
- 3 Article 25.3—communication of tribunal-appointed expert report to the parties
- 4 Article 25.4—examination of tribunal-appointed expert by the parties
- 5 Article 25.5—impartiality and independence of tribunal-appointed expert
- H Article 26—Default
- I Article 31—Closure of Proceedings
- J Article 32—Waiver
- 10 Complex Arbitrations (Articles 27–30)
- Preliminary Material
- 10.01
- 10.02
- 10.03
- 10.04
- 10.05
- 10.06
- 10.07
- 10.08
- 10.09
- 10.10
- A Article 27—Joinder of Additional Parties
- 10.11
- 10.12
- 10.13
- 10.14
- 10.15
- 10.16
- 1 Article 27.1—power of the arbitral tribunal and HKIAC to order joinder
- (a) Definition of ‘additional party’
- (b) Where constituted, the arbitral tribunal decides requests for joinder
- (c) Where the arbitral tribunal is not yet constituted, HKIAC decides requests for joinder
- (d) Prima facie basis for decision
- (e) Definition of ‘an arbitration agreement under these Rules giving rise to the arbitration’
- (f) ‘Including any arbitration under Articles 28 or 29’
- (g) ‘All parties, including the additional party, expressly agree’
- 2 Article 27.2—effect of any decision to order joinder
- 3 Article 27.3—time limit for raising a Request for Joinder
- 4 Article 27.4—submission of Request for Joinder prior to the constitution of the arbitral tribunal
- 5 Article 27.5—submission of Request for Joinder after the constitution of the arbitral tribunal
- 6 Article 27.6—content of Request for Joinder
- 7 Article 27.7—Answer to the Request for Joinder
- (a) Not applicable where Request for Joinder submitted under Article 27.9
- (b) Content of Answer
- (c) Service of Answer to the Request for Joinder
- (d) Objections to jurisdiction
- (e) Objections to the constitution of the tribunal
- (f) Additional party’s comments on particulars in the Request for Joinder
- (g) Additional party’s answer to the relief or remedy sought in the Request for Joinder
- (h) Claims by the additional party against any other party to the arbitration
- (i) Existence of any funding agreement and the identity of any third party funder
- (j) Confirming the communication of the Answer to the Request for Joinder and any supporting materials
- 8 Article 27.8—power to vary the content requirements
- 9 Article 27.9—additional party wishing to be joined to the arbitration
- 10 Article 27.10—parties’ comments on Request for Joinder
- 11 Article 27.11—date of commencement of arbitration against joined party
- 12 Article 27.12—waiver of the right to designate an arbitrator
- 13 Article 27.13—appointment of arbitrators
- 14 Article 27.14—consequences of revocation of confirmation or appointment
- 15 Article 27.15—adjustment of Administrative Fees or arbitral tribunal’s fees
- B Article 28—Consolidation of Arbitrations
- 10.96
- 10.97
- 10.98
- 10.99
- 10.100
- 10.101
- 10.102
- 10.103
- 10.104
- 1 Article 28.1—conditions for consolidation
- 2 Article 28.2—service of the Request for Consolidation
- 3 Article 28.3—content of the Request for Consolidation
- 4 Article 28.4—HKIAC’s power to vary the content requirements of the Request for Consolidation
- 5 Article 28.5—comments on the Request for Consolidation
- 6 Article 28.6—decision on Request for Consolidation
- 7 Article 28.7—consolidation without prejudice to earlier acts by a competent authority
- 8 Article 28.8—appointment of arbitrators
- 9 Article 28.9—revocation of appointment is without prejudice
- 10 Article 28.10—adjustment of Administrative Fees and tribunal’s fees
- C Article 29—Single Arbitration under Multiple Contracts
- D Article 30—Concurrent Arbitrations
- 11 Awards, Decisions, and Orders of the Arbitral Tribunal (Articles 33–40)
- Preliminary Material
- 11.01
- A Article 33—Decisions
- B Article 34—Costs of the Arbitration
- 1 Article 34.1—definition of costs
- 2 Article 34.2— limiting recoverable legal fees
- 3 Article 34.3—apportionment of costs
- 4 Article 34.4—third party funding agreements and determination of the costs of the arbitration
- 5 Article 34.5—consolidated proceedings
- 6 Article 34.6—determination of costs following termination of proceedings prior to issuance of award
- C Article 35—Form and Effect of the Award
- D Article 36—Applicable Law, Amiable Compositeur
- E Article 37—Settlement or Other Grounds for Termination
- F Article 38—Correction of the Award
- G Article 39—Interpretation of the Award
- H Article 40—Additional Award
- I Article 41—Deposits for Costs
- 12 Expedited Procedure and Early Determination Procedure (Articles 42–43)
- Preliminary Material
- 12.01
- A Article 42—Expedited Procedure
- B Article 43—Early Determination Procedure
- 12.56
- 12.57
- 12.58
- 12.59
- 12.60
- 12.61
- 12.62
- 12.63
- 1 Article 43.1—tribunal’s power to decide by way of EDP
- 2 Article 43.2—communicating the request for EDP
- 3 Article 43.3—timeliness of the request for EDP
- 4 Article 43.4—contents of the request for EDP
- 5 Article 43.5—decision on whether to proceed
- 6 Article 43.6—order/award on the points of law or fact
- 7 Article 43.7—decision as to whether the arbitration shall proceed
- 13 Other Provisions (Articles 44–46)
- 1 Introduction to Arbitration in Hong Kong
- Further Material
- Appendix 1 Summary of Advantages of Arbitrating in Hong Kong
- Appendix 2 Summary of Advantages of Arbitrating at HKIAC
- Appendix 3 Administered Arbitration Rules 2018
- HONG KONG INTERNATIONAL ARBITRATION CENTRE ADMINISTERED ARBITRATION RULES
- TABLE OF CONTENTS
- s.I General Rules
- s.II Commencement of the Arbitration
- s.III The Arbitral Tribunal
- Art.6— Number of Arbitrators
- Art.7— Appointment of a Sole Arbitrator
- Art.8— Appointment of Three Arbitrators
- Art.9— Confirmation of the Arbitral Tribunal
- Art.10— Fees and Expenses of the Arbitral Tribunal
- Art.11— Qualifications and Challenge of the Arbitral Tribunal
- Article 12—Replacement of an Arbitrator
- s.IV Conduct of Arbitration
- Art.13— General Provisions
- Art.14— Seat and Venue of the Arbitration
- Art.15— Language
- Art.16— Statement of Claim
- Art.17— Statement of Defence
- Art.18— Amendments to the Claim or Defence
- Art.19— Jurisdiction of the Arbitral Tribunal
- Art.20— Further Written Statements
- Art.21— Time Limits
- Art.22— Evidence and Hearings
- Art.23— Interim Measures of Protection and Emergency Relief
- Art.24— Security for Costs
- Art.25— Tribunal-Appointed Experts
- Art.26— Default
- Art.27— Joinder of Additional Parties
- Art.28— Consolidation of Arbitrations
- Art.29— Single Arbitration under Multiple Contracts
- Art.30— Concurrent Proceedings
- Art.31— Closure of Proceedings
- Art.32— Waiver
- s.V Awards, Decisions and Orders of the Arbitral Tribunal
- s.VI Other Provisions
- Sch.1 Registration and Administrative Fees
- Sch.2 Arbitral Tribunal’s Fees, Expenses, Terms and Conditions
- 1 Scope of Application and Interpretation
- 2 Payments to Arbitral Tribunal
- 3 Arbitral Tribunal’s Expenses
- 4 Administrative Expenses
- 5 Fees and Expenses Payable to Replaced Arbitrators
- 6 Fees and Expenses of Tribunal Secretary
- 7 Lien on Award
- 8 Governing Law
- 9 Arbitral Tribunal’s Fee Rates
- 10 Cancellation Fees
- Sch.3 Arbitral Tribunal’s Fees, Expenses, Terms and Conditions
- Sch.4 Emergency Arbitrator Procedures
- Members of HKIAC Rules Revision Committee
- Acknowledgements
- Appendix 4 HKIAC Practice Notes
- 1 Scope of Application and Interpretation
- 2 Declaration of Acceptance and Statement of Impartiality and Independence
- 3 Payments to the Arbitral Tribunal
- 4 The Arbitral Tribunal’s Fees
- 5 The Arbitral Tribunal’s Expenses
- 6 Fees and Expenses of the Secretary to the Arbitral Tribunal
- 7 HKIAC’s Administrative Fees
- 8 Deposits for Costs
- 9 Administrative Support
- 1 Scope of Application and Interpretation
- 2 Declaration of Acceptance and Statement of Impartiality and Independence
- 3 Payments to the Arbitral Tribunal
- 4 The Arbitral Tribunal’s Fees
- 5 The Arbitral Tribunal’s Expenses
- 6 Fees and Expenses of the Secretary to the Arbitral Tribunal
- 7 HKIAC’s Administrative Fees
- 8 Deposits for Costs
- 9 Administrative Support
- Practice Note on Consolidation of Arbitrations
- Practice Note on Challenges to Arbitrators
- Practice Note on Appointment of Arbitrators
- Appendix 5 Arbitrator’s Declaration of Acceptance and Statement of Availability, Impartiality, and Independence
- Appendix 6 HKIAC Model Arbitration Clauses
- Appendix 7 Hong Kong International Arbitration Centre Procedures for the Administration of Arbitration under the UNCITRAL Arbitration Rules
- APPENDIX 8 HKIAC Guidelines on the Use of a Secretary to the Arbitral Tribunal
- Appendix 9 Hong Kong Arbitration Ordinance (Cap 609)
- Part 1 Preliminary
- Part 2 General Provisions
- 7 Article 1 of UNCITRAL Model Law (Scope of application)
- 8 Article 2 of UNCITRAL Model Law (Definitions and rules of interpretation)
- 9 Article 2A of UNCITRAL Model Law (International origin and general principles)
- 10 Article 3 of UNCITRAL Model Law (Receipt of written communications)
- 11 Article 4 of UNCITRAL Model Law (Waiver of right to object)
- 12 Article 5 of UNCITRAL Model Law (Extent of court intervention)
- 13 Article 6 of UNCITRAL Model Law (Court or other authority for certain functions of arbitration assistance and supervision)
- 14 Application of Limitation Ordinance and other limitation enactments to arbitrations
- 15 Reference of interpleader issue to arbitration by court
- 16 Proceedings to be heard otherwise than in open court
- 17 Restrictions on reporting of proceedings heard otherwise than in open court
- 18 Disclosure of information relating to arbitral proceedings and awards prohibited
- Part 3 Arbitration Agreement
- 19 Article 7 of UNCITRAL Model Law (Definition and form of arbitration agreement)
- 20 Article 8 of UNCITRAL Model Law (Arbitration agreement and substantive claim before court)
- 21 Article 9 of UNCITRAL Model Law (Arbitration agreement and interim measures by court)
- 22 Whether agreement discharged by death of a party
- Part 3A Enforcement of Emergency Relief
- Part 4 Composition of Arbitral Tribunal
- 23 Article 10 of UNCITRAL Model Law (Number of arbitrators)
- 24 Article 11 of UNCITRAL Model Law (Appointment of arbitrators)
- 25 Article 12 of UNCITRAL Model Law (Grounds for challenge)
- 26 Article 13 of UNCITRAL Model Law (Challenge procedure)
- 27 Article 14 of UNCITRAL Model Law (Failure or impossibility to act)
- 28 Article 15 of UNCITRAL Model Law (Appointment of substitute arbitrator)
- 29 Death of arbitrator or person appointing arbitrator
- 30 Appointment of umpire
- 31 Functions of umpire in arbitral proceedings
- 32 Appointment of mediator
- 33 Power of arbitrator to act as mediator
- Part 5 Jurisdiction of Arbitral Tribunal
- Part 6 Interim Measures and Preliminary Orders
- 35 Article 17 of UNCITRAL Model Law (Power of arbitral tribunal to order interim measures)
- 36 Article 17A of UNCITRAL Model Law (Conditions for granting interim measures)
- 37 Article 17B of UNCITRAL Model Law (Applications for preliminary orders and conditions for granting preliminary orders)
- 38 Article 17C of UNCITRAL Model Law (Specific regime for preliminary orders)
- 39 Article 17D of UNCITRAL Model Law (Modification, suspension, termination)
- 40 Article 17E of UNCITRAL Model Law (Provision of security)
- 41 Article 17F of UNCITRAL Model Law (Disclosure)
- 42 Article 17G of UNCITRAL Model Law (Costs and damages)
- 43 Article 17H of UNCITRAL Model Law (Recognition and enforcement)
- 44 Article 17I of UNCITRAL Model Law (Grounds for refusing recognition or enforcement)
- 45 Article 17J of UNCITRAL Model Law (Court-ordered interim measures)
- Part 7 Conduct of Arbitral Proceedings
- 46 Article 18 of UNCITRAL Model Law (Equal treatment of parties)
- 47 Article 19 of UNCITRAL Model Law (Determination of rules of procedure)
- 48 Article 20 of UNCITRAL Model Law (Place of arbitration)
- 49 Article 21 of UNCITRAL Model Law (Commencement of arbitral proceedings)
- 50 Article 22 of UNCITRAL Model Law (Language)
- 51 Article 23 of UNCITRAL Model Law (Statements of claim and defence)
- 52 Article 24 of UNCITRAL Model Law (Hearings and written proceedings)
- 53 Article 25 of UNCITRAL Model Law (Default of a party)
- 54 Article 26 of UNCITRAL Model Law (Expert appointed by arbitral tribunal)
- 55 Article 27 of UNCITRAL Model Law (Court assistance in taking evidence)
- 56 General powers exercisable by arbitral tribunal
- 57 Arbitral tribunal may limit amount of recoverable costs
- 58 Power to extend time for arbitral proceedings
- 59 Order to be made in case of delay in pursuing claims in arbitral proceedings
- 60 Special powers of Court in relation to arbitral proceedings
- 61 Enforcement of orders and directions of arbitral tribunal
- 62 Power of Court to order recovery of arbitrator’s fees
- 63 Representation and preparation work
- Part 8 Making of Award and Termination of Proceedings
- 64 Article 28 of UNCITRAL Model Law (Rules applicable to substance of dispute)
- 65 Article 29 of UNCITRAL Model Law (Decision-making by panel of arbitrators)
- 66 Article 30 of UNCITRAL Model Law (Settlement)
- 67 Article 31 of UNCITRAL Model Law (Form and contents of award)
- 68 Article 32 of UNCITRAL Model Law (Termination of proceedings)
- 69 Article 33 of UNCITRAL Model Law (Correction and interpretation of award; additional award)
- 70 Award of remedy or relief
- 71 Awards on different aspects of matters
- 72 Time for making award
- 73 Effect of award
- 74 Arbitral tribunal may award costs of arbitral proceedings
- 75 Taxation of costs of arbitral proceedings (other than fees and expenses of arbitral tribunal)
- 76 Costs in respect of unqualified person
- 77 Determination of arbitral tribunal’s fees and expenses in case of dispute
- 78 Liability to pay fees and expenses of arbitral tribunal
- 79 Arbitral tribunal may award interest
- 80 Interest on money or costs awarded or ordered in arbitral proceedings
- Part 9 Recourse Against Award
- Part 10 Recognition and Enforcement of Awards
- 82 Article 35 of UNCITRAL Model Law (Recognition and enforcement)
- 83 Article 36 of UNCITRAL Model Law (Grounds for refusing recognition or enforcement)
- 84 Enforcement of arbitral awards
- 85 Evidence to be produced for enforcement of arbitral awards
- 86 Refusal of enforcement of arbitral awards
- 87 Enforcement of Convention awards
- 88 Evidence to be produced for enforcement of Convention awards
- 89 Refusal of enforcement of Convention awards
- 90 Order for declaring party to New York Convention
- 91 Saving of rights to enforce Convention awards
- 92 Enforcement of Mainland awards
- 93. (Repealed 1 of 2021 s. 4)
- 94 Evidence to be produced for enforcement of Mainland awards
- 95 Refusal of enforcement of Mainland awards
- 96 Mainland awards to which certain provisions of this Division do not apply
- 97. (Repealed 1 of 2021 s. 5)
- 98 Saving of certain Mainland awards
- 98A. Enforcement of Macao awards
- 98B. Enforcement of Macao awards partially satisfied
- 98C. Evidence to be produced for enforcement of Macao awards
- 98D. Refusal of enforcement of Macao awards
- Part 10A Third Party Funding of Arbitration
- 98E Purposes
- 98F Interpretation
- 98G Meaning of third party funding of arbitration
- 98H Meaning of funding agreement
- 98I. Meaning of funded party
- 98J. Meaning of third party funder
- 98K. Particular common law offences do not apply
- 98L. Particular tort does not apply
- 98M. Other illegality not affected
- 98N. Limited application of Part 10A for non-Hong Kong arbitration
- 98O. Part 10A not applicable to lawyers acting for parties in arbitration
- 98P. Code of practice may be issued
- 98Q. Content of code of practice
- 98R. Process for issuing code of practice
- 98S. Non-compliance with code of practice
- 98T. Communication of information for third party funding of arbitration
- 98U. Disclosure about third party funding of arbitration
- 98V. Disclosure about end of third party funding of arbitration
- 98W. Non-compliance with Division 5
- 98X. Appointment of advisory body and authorized body
- Part 11 Provisions that may be Expressly Opted for or Automatically Apply
- 99 Arbitration agreements may provide expressly for opt-in provisions
- 100 Opt-in provisions automatically apply in certain cases
- 101 Opt-in provisions that automatically apply under section 100 deemed to apply to Hong Kong construction subcontracting cases
- 102 Circumstances under which opt-in provisions not automatically apply
- 103 Application of provisions under this Part
- Part 11A Arbitrations Relating to Intellectual Property Rights
- 103A Interpretation
- 103B Interpretation: IPR
- 103C. Interpretation: IPR dispute
- 103D. IPR disputes may be arbitrated
- 103E. Effect of award involving IPR
- 103F. Recourse against award involving IPR
- 103G. Recognition and enforcement of award involving IPR
- 103H. Judgments entered in terms of award involving IPR
- 103I. Validity of patent may be put in issue in arbitral proceedings
- 103J. Arbitral proceedings in relation to short-term patents
- Part 12 Miscellaneous
- Part 13 Repeal, Savings and Transitional Provisions
- Part 14 (Omitted as spent—E.R. 3 of 2015)
- 112.(Omitted as spent—E.R. 3 of 2015)Schedule 1 [s. 2]UNCITRAL Model Law on International Commercial Arbitration
- s.1 Interim measures
- s.2 Preliminary orders
- s.3 Provisions applicable to interim measures and preliminary orders preliminary orders
- s.4 Recognition and enforcement of interim measures
- s.5 Court-ordered interim measures
- Schedule 2[ss. 2, 5, 23, 73, 81, 99, 100, 101 & 102]Provisions that may be Expressly Opted for or Automatically Apply
- 1 Sole arbitrator
- 2 Consolidation of arbitrations
- 3 Decision of preliminary question of law by Court
- 4 Challenging arbitral award on ground of serious irregularity
- 5 Appeal against arbitral award on question of law
- 6 Application for leave to appeal against arbitral award on question of law
- 7 Supplementary provisions on challenge to or appeal against arbitral award
- Schedule 3
- Part 1 Savings and Transitional Provisions Relating to Commencement of this Ordinance
- Part 2 Savings and Transitional Provisions Relating to Commencement of Arbitration (Amendment)
- Part 3 Savings and Transitional Provisions Relating to Arbitration (Amendment) Ordinance 2017
- Schedule 4
- Appendix 10 Arbitration (Appointment of Arbitrators and Mediators and Decisions on Number of Arbitrators) Rules (Cap 609C)
- Appendix 11 HKIAC Case Statistics
- Appendix 12 Statistics on Enforcement of Arbitral Awards in Hong Kong (2009 to 2020)
- Enforcement of Awards in Hong Kong: 2009
- Enforcement of Awards in Hong Kong: 2010
- Enforcement of Awards in Hong Kong: 2011
- Enforcement of Awards in Hong Kong: 2012
- Enforcement of Awards in Hong Kong: 2013
- Enforcement of Awards in Hong Kong: 2014
- Enforcement of Arbitration Awards in Hong Kong in the year of 2015
- Enforcement of Arbitration Awards in Hong Kong in the year of 2016
- Enforcement of Arbitration Awards in Hong Kong in the year of 2017
- Enforcement of Arbitration Awards in Hong Kong in the year of 2018
- Enforcement of Arbitration Awards in Hong Kong in the year of 2019
- Enforcement of Arbitration Awards in Hong Kong in the year of 2020
- Index