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Part III Intermediaries and Financial Promotion, 10 Financial Promotion

Gerard McMeel

From: McMeel and Virgo On Financial Advice and Financial Products (3rd Edition)

Edited By: Gerard McMeel, John Virgo

From: Oxford Legal Research Library (http://olrl.ouplaw.com). (c) Oxford University Press, 2023. All Rights Reserved.date: 17 June 2024

Financial promotion — Financial Services and Markets Act 2000 — Collective investment scheme — Deposit taking

This chapter focuses the two financial promotion regimes created by the provisions of the Financial Services and Markets Act 2000. First, there is the regulatory prohibition on unauthorized persons making a financial promotion. Secondly, a wholly different regime applies in respect of authorized persons. The supposed rationale for the detailed restrictions on financial promotion is the complexity of and long-term commitments inherent in many financial products.

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