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Oxford Law Citator
Contents
Expand All
Collapse All
Preliminary Material
Preface to the Second Edition
Contents
Table of Cases
Table of Legislation
Swedish Legislation
Other Jurisdictions
China
England
France
Switzerland
United States
Roman Law
European Union Legislation
Directive
Regulations
International Legislation and Agreements
Main Text
1 Introduction
Preliminary Material
1.1 History of Arbitration in Sweden
1.01
1.02
1.03
1.04
1.05
1.06
1.07
1.08
1.09
1.10
1.11
1.12
1.13
1.14
1.15
1.16
1.17
1.18
1.2 The Swedish Legal System
1.2.1 General
1.19
1.20
1.21
1.2.2 The courts and the judiciary
1.2.2.1 The courts
1.22
1.23
1.24
1.25
1.26
1.27
1.28
1.29
1.2.2.2 The judiciary
1.30
1.31
1.32
1.33
1.34
1.35
1.2.3 The legal profession
1.36
1.37
1.38
1.39
1.40
1.41
1.42
1.43
1.44
1.45
1.46
1.3 The Arbitration Institute of the Stockholm Chamber of Commerce
1.47
1.48
1.49
1.50
1.51
1.52
1.4 Sovereign Immunity and International Commercial Arbitration in Sweden
1.4.1 Sovereign immunity in general
1.4.1.1 Introduction
1.53
1.54
1.55
1.56
1.57
1.4.2 National legislation
1.58
1.59
1.60
1.61
1.62
1.63
1.64
1.65
1.66
1.67
1.68
1.69
1.70
1.71
1.72
1.73
1.74
1.75
1.76
1.4.3 The UN Convention
1.77
1.78
1.79
1.80
1.81
1.4.3.1 Immunity from jurisdiction
1.82
Waiver of jurisdictional immunity
1.83
The exception for commercial transactions
1.84
1.85
1.86
1.4.3.2 Arbitration
1.87
1.88
1.89
Immunity from execution
1.90
1.91
1.92
1.93
1.94
1.95
1.4.4 Sovereign immunity and Swedish law
1.96
1.97
1.98
1.99
1.100
1.101
1.102
1.103
1.104
1.105
1.106
1.107
1.108
1.109
1.110
1.111
1.112
1.113
1.114
1.115
1.116
1.117
1.118
1.119
1.120
1.121
1.122
1.123
1.124
1.125
1.126
1.127
1.128
1.129
1.130
1.5 Sovereign Immunity and Arbitration
1.5.1 General observations
1.131
1.132
1.133
1.134
1.135
1.136
1.5.2 Sovereign immunity and arbitration under Swedish law
1.137
1.138
1.139
1.140
1.141
1.142
1.143
1.144
1.145
1.146
1.147
2 Applicable Law
Preliminary Material
2.1 Introduction
2.01
2.02
2.03
2.04
2.2 Lex Arbitri—The Law Governing the Arbitration
2.05
2.06
2.07
2.08
2.09
2.10
2.11
2.12
2.13
2.3 Party Autonomy—Choice of Law by the Parties
2.3.1 Introduction
2.14
2.15
2.16
2.17
2.18
2.19
2.20
2.21
2.22
2.23
2.3.2 The content of party autonomy
2.24
2.25
2.26
2.27
2.28
2.29
2.30
2.31
2.32
2.33
2.34
2.35
2.36
2.37
2.38
2.39
2.40
2.41
2.3.3 Exercising party autonomy
2.42
2.43
2.44
2.45
2.46
2.47
2.48
2.49
2.50
2.3.4 Restrictions on party autonomy
2.3.4.1 General comments
2.51
2.52
2.53
2.54
2.3.4.2 No reasonable connection
2.55
2.56
2.57
2.58
2.3.4.3 National public policy
Generally
2.59
2.60
2.61
2.62
Public policy of lex contractus
2.63
(i) Lex contractus determined by the parties
2.64
2.65
2.66
2.67
(ii) Lex contractus determined by the arbitrators
2.68
Public policy of other national laws than the lex contractus
2.69
2.70
2.3.4.4 Mandatory rules of municipal law
Generally
2.71
2.72
2.73
2.74
Mandatory rules of the lex contractus
(i) Lex contractus determined by the parties
2.75
2.76
(ii) Lex contractus determined by the arbitrators
2.77
Mandatory rules of other national laws than the lex contractus
2.78
2.79
(i) Lex contractus determined by the parties
2.80
2.81
2.82
2.83
2.84
(ii) Lex contractus determined by the arbitrator
2.85
2.86
2.87
2.88
2.3.4.5 International public policy
Introduction
2.89
2.90
2.91
2.3.4.6 The function of international public policy
2.92
2.3.4.7 The content of international public policy
2.93
2.94
2.95
2.96
2.4 No Choice of Law by the Parties
2.4.1 Introduction
2.97
2.98
2.99
2.100
2.101
2.102
2.103
2.4.2 Swedish conflict of laws rules
2.104
2.105
2.106
2.4.2.1 The 1964 Act on the Law Applicable to International Sales of Goods
2.107
2.108
2.109
2.110
2.111
2.112
2.113
2.114
2.115
2.116
2.117
2.118
2.4.2.2 The centre of gravity test
2.119
2.120
2.121
2.122
Skandia
2.123
2.124
2.125
2.126
2.127
2.128
2.129
2.130
2.131
2.132
2.133
2.134
2.135
2.136
2.137
2.138
2.139
2.140
2.141
2.142
2.143
2.144
2.4.2.3 The 1980 Rome Convention
2.145
2.146
2.147
2.148
2.149
2.150
2.151
2.152
2.153
2.154
2.155
2.156
2.157
2.158
2.159
2.160
2.161
2.162
2.163
2.4.2.4 The Rome I Regulation
2.164
2.165
2.166
2.167
2.168
2.169
2.170
2.171
2.172
2.173
2.5 Issues not Covered by the Lex Contractus
2.174
2.5.1 Lex corporationis
2.175
2.176
2.177
2.178
2.179
2.180
2.181
2.5.2 Agency
2.182
2.183
2.184
2.185
2.5.3 Negotiable instruments
2.186
2.5.4 Torts
2.187
2.188
2.189
2.190
2.191
2.192
2.5.5 Property
2.193
2.194
2.195
2.196
2.197
2.198
2.6 Classification Rules
2.199
2.200
2.201
2.7 The Law Governing the Arbitration Agreement
2.202
2.203
2.204
2.205
2.206
2.207
2.208
2.209
2.210
3 The Arbitration Agreement
Preliminary Material
3.1 Introduction
3.01
3.02
3.03
3.2 The Validity of an Arbitration Agreement
3.2.1 General remarks
3.04
3.2.2 Requisites of a valid arbitration agreement
3.05
3.3 Concluding the Arbitration Agreement
3.3.1 Arbitration agreement in writing
3.06
3.07
3.08
3.09
3.10
3.11
3.12
3.13
3.14
3.15
3.16
3.3.2 Oral arbitration agreement
3.17
3.18
3.3.3 Arbitration agreement by conduct
3.19
3.20
3.21
3.22
3.23
3.24
3.25
3.26
3.27
3.28
3.3.3.1 Arbitration agreement as a result of party usage
3.29
3.30
3.31
3.32
3.33
3.3.3.2 Arbitration agreement by ‘inactivity’
3.34
3.35
3.36
3.4 Interpretation of Arbitration Agreement
3.37
3.38
3.39
3.40
3.41
3.42
3.43
3.44
3.45
3.5 Unenforceability of Arbitration Agreements due to the Swedish Contracts Act
3.46
3.47
3.48
3.49
3.50
3.6 The Doctrine of Separability
3.6.1 Introduction
3.51
3.52
3.53
3.54
3.55
3.56
3.6.2 Application of doctrine of separability
3.57
3.58
3.59
3.60
3.61
3.6.3 Should the application of the doctrine of separability be limited?
3.62
3.63
3.6.3.1 No agreement in the first place
3.64
3.65
3.66
3.67
3.68
3.6.3.2 The principal agreement is void ab initio, voidable, or has been declared invalid
3.69
3.70
3.71
3.72
3.73
3.74
3.75
3.76
3.77
3.78
3.79
3.80
3.81
3.82
3.7 Invalidity of the Arbitration Agreement
3.83
3.84
3.85
3.8 Arbitrability
3.86
3.87
3.88
3.89
3.8.1 Disputes capable of settlement
3.90
3.91
3.92
3.93
3.94
3.95
3.8.2 The existence of factual circumstances
3.96
3.97
3.98
3.99
3.100
3.101
3.8.3 Filling gaps
3.102
3.103
3.104
3.8.4 Consumer and labour disputes
3.105
3.106
3.107
3.8.5 Civil law effects of competition law
3.108
3.109
3.110
3.111
3.112
3.113
3.114
3.115
3.116
3.117
3.118
3.119
3.120
3.121
3.122
3.123
3.9 Effects of Arbitration Agreement
3.124
3.9.1 Bar to court proceedings
3.125
3.126
3.127
3.128
3.129
3.130
3.9.1.1 Respondent has failed to cooperate in arbitration
3.131
3.132
3.133
3.9.1.2 Respondent has disregarded the agreement in previous court proceedings
3.134
3.135
3.9.1.3 The subject matter of the dispute is non-arbitrable
3.136
3.137
3.138
3.9.2 Assistance by courts
3.139
3.9.3 Rules of organization and procedure
3.140
3.9.4 Authority of arbitrators
3.141
3.142
3.9.5 Effect of arbitration agreement on third parties
3.143
3.9.5.1 Party substitution
3.144
3.145
3.146
Singular succession
3.147
3.148
3.149
3.150
Universal succession
3.151
3.152
3.153
3.154
3.9.5.2 Guarantee agreements
3.155
3.156
3.157
3.158
3.9.5.3 Conduct by third parties, including the ‘group of companies’ doctrine
3.159
3.160
3.161
3.162
3.163
3.164
3.165
3.166
3.167
3.168
Third-party beneficiary agreements
3.169
3.170
3.171
3.172
3.173
3.174
3.175
3.176
3.177
3.178
3.179
3.9.6 Confidentiality
3.180
3.181
3.182
3.183
3.10 Termination of Arbitration Agreement
3.10.1 Introduction
3.184
3.185
3.186
3.10.2 Termination with respect to existing dispute
3.10.2.1 By understanding
3.187
3.10.2.2 Events during proceedings
3.188
3.10.2.3 Judgment
3.189
3.190
3.10.2.4 Expiration of award period
3.191
3.10.2.5 Award
3.192
3.193
3.10.3 Complete termination
3.194
3.195
3.196
3.197
3.11 Drafting of Arbitration Clauses
3.198
3.199
3.200
3.201
3.202
3.203
3.204
3.205
3.206
4 The Arbitrators
Preliminary Material
4.1 Appointment of Arbitrators
4.1.1 Introduction
4.01
4.02
4.03
4.1.2 Appointment of arbitrators under the SAA
4.04
4.05
4.1.2.1 Arbitrators not specifically named in agreement
Number of arbitrators and procedure for appointment
4.06
4.07
4.08
Failure to appoint
4.09
4.10
4.1.2.2 Arbitrators specifically named in agreement
4.11
4.12
4.1.2.3 Arbitrators in multi-party arbitrations
4.13
4.14
4.15
4.16
4.17
4.1.3 Rules
4.1.3.1 SCC
4.18
4.19
4.20
Rules for expedited arbitration
4.21
4.22
4.23
Rules for Emergency Arbitrators
4.24
4.25
4.26
4.27
Multi-party arbitration
4.28
4.29
4.30
4.31
4.32
4.33
4.34
4.35
4.1.3.2 Other rules
UNCITRAL
4.36
4.37
ICC
4.38
4.2 Qualifications of Arbitrators
4.39
4.40
4.41
4.42
4.43
4.44
4.45
4.3 Powers and Duties of Arbitrators
4.46
4.47
4.48
4.49
4.50
4.51
4.4 Relation of Arbitrators to the Parties
4.52
4.53
4.54
4.55
4.56
4.57
4.58
4.59
4.60
4.61
4.5 Challenge and Replacement of Arbitrators
4.5.1 The SAA
4.5.1.1 Grounds for challenge. Disclosure
4.62
4.63
4.64
4.65
4.66
4.67
4.68
4.69
4.70
4.71
4.72
4.73
4.74
IBA Guidelines on Conflict of Interest in International Arbitration
4.75
4.76
General Standards
4.77
4.78
4.79
4.80
Application Lists
4.81
4.82
4.83
4.84
4.5.1.2 Procedure
4.85
4.86
4.5.1.3 Replacing arbitrators
4.87
4.88
4.89
4.90
4.91
4.5.2 Rules
4.92
4.93
4.94
4.95
4.96
4.97
4.98
4.99
4.100
4.101
4.102
4.6 Compensation of Arbitrators
4.6.1 Fees and expenses
4.103
4.104
4.105
4.106
4.107
4.108
4.109
4.110
4.111
4.112
4.113
4.114
4.115
4.116
4.117
4.118
4.119
4.120
4.121
4.122
4.123
4.124
4.125
4.126
4.6.2 Value Added Tax (VAT) on arbitrators’ compensation
4.127
4.128
4.129
4.130
4.6.3 Rules
4.131
4.132
4.133
4.134
4.135
4.136
4.137
4.138
4.139
5 Jurisdiction of the Arbitral Tribunal
Preliminary Material
5.1 Introduction
5.01
5.02
5.03
5.04
5.05
5.06
5.2 Issues Affecting the Jurisdiction of the Arbitrators
5.07
5.08
5.09
5.10
5.11
5.12
5.3 The Arbitrators’ Determination of their Jurisdiction
5.13
5.14
5.15
5.16
5.17
5.18
5.4 Court Review of the Arbitrators’ Jurisdiction
5.19
5.20
5.4.1 Situations in which a court may consider a declaratory action with respect to the jurisdiction of the arbitrators
5.4.1.1 Jurisdiction of the Swedish courts
5.21
5.22
5.23
5.24
5.25
5.26
5.27
5.28
5.29
5.30
5.31
5.32
5.33
5.4.1.2 Requirements with respect to declaratory judgements
5.34
5.35
5.4.2 Potential effects of a declaratory action with respect to the jurisdiction of the arbitrators
5.36
5.37
5.5 Anti-suit Injunctions
5.38
5.39
5.40
5.41
5.42
5.6 Rules
5.43
5.44
5.45
5.46
5.47
6 The Procedure Before the Arbitral Tribunal
Preliminary Material
6.1 Introduction
6.01
6.02
6.03
6.04
6.05
6.06
6.07
6.08
6.09
6.10
6.11
6.12
6.13
6.14
6.15
6.2 General Principles of Swedish Judicial Procedure
6.16
6.17
6.18
6.19
6.20
6.21
6.22
6.23
6.24
6.25
6.26
6.27
6.28
6.3 Basic Principles of Arbitration Procedure
6.29
6.3.1 Party autonomy
6.30
6.3.2 Impartiality, practicality, speed
6.31
6.3.3 Audi alteram partem
6.32
6.33
6.34
6.4 Commencing the Arbitration Proceedings
6.4.1 Request for arbitration
6.35
6.36
6.37
6.38
6.39
6.40
6.41
6.4.1.1 SCC Rules
6.42
6.43
6.4.2 Service of the request for arbitration, the award, and other documents
6.44
6.45
6.46
6.47
6.4.2.1 Proof of notification and methods of service
6.48
6.49
6.50
6.51
6.52
6.4.2.2 ‘Notices’ clauses
6.53
6.54
6.4.2.3 Persons authorized to accept service
6.55
6.56
6.57
6.4.2.4 Particular rules for service of documents outside Sweden
6.58
6.4.2.5 SCC Rules
6.59
6.60
6.61
6.62
6.63
6.64
6.5 Conduct of the Arbitration
6.5.1 General
6.65
6.66
6.67
6.68
6.69
6.70
6.71
6.5.2 Written submissions
6.72
6.73
6.5.2.1 Prayers for relief
6.74
6.75
6.76
6.5.2.2 Legal grounds
6.77
6.5.2.3 Facts and circumstances
6.78
6.79
6.80
6.81
New claims, amendments of claims, and set-off claims
6.82
6.83
6.84
6.85
6.86
Withdrawal of arbitration request and claim
6.87
6.5.3 Post-hearing briefs
6.88
6.89
6.5.4 Evidence
6.5.4.1 Introduction
6.90
6.91
6.92
6.93
6.94
6.95
6.96
6.97
6.5.4.2 Powers of the arbitrators
6.98
6.99
6.100
6.101
6.5.4.3 Admissibility of evidence
6.102
6.103
6.104
6.105
6.106
6.107
6.108
6.109
6.110
6.111
6.112
6.5.5 Documentary evidence and production of documents
6.5.5.1 Documentary evidence
6.113
6.114
6.115
6.5.5.2 Production of documents
6.116
6.117
6.118
6.119
6.120
6.121
6.122
6.123
6.124
6.125
6.5.6 Witnesses and experts
6.5.6.1 Hearing of witnesses
6.126
6.127
6.128
6.129
6.130
6.131
6.132
6.133
6.134
6.135
Direct examination
6.136
6.137
6.138
6.139
6.140
Cross-examination
6.141
6.142
6.143
6.144
6.145
6.146
6.147
Re-direct examination.
6.148
6.5.6.2 Written witness statements
6.149
6.150
6.151
6.152
6.153
6.5.6.3 Experts
6.154
6.155
6.156
6.157
6.158
6.159
6.160
6.161
6.162
6.163
6.5.6.4 Inspection of the subject matter of the dispute
6.164
6.165
6.5.6.5 Evaluation of evidence
6.166
6.167
6.168
6.169
6.170
6.171
6.172
6.173
6.5.7 Evidence taken with court assistance
6.174
6.175
6.176
6.177
6.178
6.179
6.180
6.181
6.182
6.183
6.184
6.185
6.186
SCC Rules
6.187
6.188
6.189
6.5.8 Hearings
6.5.8.1 Introduction
6.190
6.191
6.192
6.193
6.194
6.195
6.196
Organization of work; appointment and functions of chairperson
6.197
6.198
6.199
6.200
6.201
6.202
6.203
Preliminary hearings and meetings
6.204
6.205
6.206
Other preliminary matters
6.207
6.208
6.209
6.210
6.211
6.212
6.213
6.214
6.215
6.216
6.217
6.218
6.219
6.220
6.221
6.222
6.223
6.5.8.2 The main hearing
6.224
6.225
6.226
6.227
6.228
6.229
6.230
Ex parte proceedings
6.231
6.232
6.233
6.234
6.235
Expedited and emergency arbitrations
6.236
6.237
6.238
6.239
6.240
6.241
6.242
6.243
6.244
6.245
6.246
6.247
7 The Award
Preliminary Material
7.1 Introduction
7.01
7.2 Principles of Decision
7.02
7.03
7.2.1 Decision according to law
7.04
7.05
7.06
7.07
7.2.2 Keeping within authority
7.08
7.2.3 Dealing with all matters
7.09
7.3 Deliberations and Voting
7.10
7.11
7.12
7.13
7.14
7.15
7.16
7.17
7.18
7.19
7.20
7.21
7.4 Different Kinds of Awards and Decisions
7.4.1 Award or decision?
7.22
7.23
7.24
7.25
7.26
7.27
7.4.2 Separate awards
7.28
7.29
7.30
Partial awards
7.31
7.32
7.33
Interlocutory awards
7.34
7.35
7.36
7.4.3 Interim awards
7.37
7.38
7.4.4 Consent awards
7.39
7.40
7.41
7.42
7.4.5 Default awards
7.43
7.5 Formalities
7.44
7.45
7.46
7.47
7.48
7.49
7.50
7.51
7.52
7.53
7.54
7.55
7.56
7.57
7.6 Reasons and Dissenting Opinions
7.58
7.59
7.60
7.61
7.62
7.63
7.64
7.65
7.66
7.67
7.68
7.69
7.70
7.71
7.7 Interest and Costs
7.7.1 Interest
7.72
7.73
7.74
7.75
7.76
7.77
7.78
7.7.2 Costs
7.79
7.80
7.81
7.82
7.83
7.84
7.8 Rendering the Award
7.85
7.86
7.87
7.88
7.89
7.90
7.91
7.92
7.9 Effects of the Award
7.93
7.9.1 Execution
7.94
7.9.2 Time starts running
7.95
7.96
7.9.3 Termination of arbitration agreement
7.97
Valid awards
7.98
7.99
7.100
Incomplete awards
7.101
Void awards
7.102
Challengeable awards
7.103
7.104
7.9.4 Res judicata
7.105
7.106
7.107
7.108
7.9.4.1 Application of the principles of lis pendens and res judicata in Swedish arbitration law
7.109
7.110
7.111
7.112
7.113
7.114
7.115
7.116
7.117
7.118
7.119
7.120
7.9.4.2 Res judicata and lis pendens in international arbitration
7.121
7.122
7.123
7.124
7.125
7.126
7.127
7.128
7.129
7.130
7.131
7.132
7.133
7.134
7.135
7.136
7.137
7.10 Correction and Interpretation of the Award
7.10.1 General
7.138
7.139
7.140
7.10.2 Correction of arbitral awards
7.141
7.142
7.143
7.144
7.145
7.146
7.10.3 Amendment of arbitral awards
7.147
7.148
7.149
7.10.4 Interpretation of arbitral awards
7.150
7.151
7.152
7.10.5 SCC Rules
7.153
7.154
7.155
7.156
7.157
7.158
8 Setting Aside Arbitral Awards
Preliminary Material
8.1 Invalid and Challengeable Awards
8.1.1 General remarks
8.01
8.02
8.03
8.04
8.05
8.06
8.07
8.08
8.1.2 Principle of in dubio pro validitate
8.09
8.10
8.11
8.12
8.1.3 Burden of proof
8.13
8.14
8.15
8.1.4 Other means of recourse
8.16
8.17
8.18
8.19
8.1.5 Jurisdiction of Swedish courts
8.20
8.21
8.22
8.23
8.24
8.25
8.26
8.2 Invalid Arbitral Awards
8.27
8.2.1 Grounds for invalidity
8.28
8.29
8.2.1.1 Non-arbitrability
8.30
8.31
8.32
8.33
8.2.1.2 Violation of public policy
8.34
8.35
8.36
Violation of procedural public policy
8.37
8.38
8.39
8.40
8.41
Violation of substantive public policy
8.42
8.43
8.44
8.45
8.46
8.47
8.48
8.2.1.3 Formal requirements of the arbitral award
8.49
8.50
8.51
8.2.2 Non-statutory grounds for invalidity
8.52
8.2.2.1 Situations where an ‘award’ may not be characterized as an arbitral award
8.53
8.54
8.2.2.2 The party against whom the award was made was not a party to the arbitration proceedings
8.55
8.56
8.57
8.2.2.3 An award too obscure to enforce
8.58
8.2.3 Invalidity of part of the award
8.59
8.3 Challenge of Arbitral Awards
8.3.1 Grounds for challenging an award
8.60
8.61
8.62
8.63
8.64
8.65
8.66
8.67
8.3.2 No arbitration agreement
8.68
8.69
8.70
8.3.3 Award after the expiration of a time limit for rendering of the award
8.71
8.72
8.73
8.74
8.3.4 Excess of mandate
8.75
Establishing the scope of the arbitrators’ mandate
8.76
8.77
8.78
8.79
Award ultra petita and award infra petita
8.80
8.81
8.82
8.83
8.84
8.85
8.86
8.87
8.88
8.89
8.90
8.91
8.92
8.93
8.94
8.95
Award based on legal rules that have not been relied on by the parties
8.96
8.97
8.98
Procedural instructions to the arbitrators
8.99
8.100
Res judicata
8.101
The arbitrators’ duty freely to evaluate all evidence
8.102
8.103
Mandate and contractual limitations that form part of the merits of the case
8.104
8.105
8.106
8.107
8.108
8.109
8.110
8.111
8.112
8.113
8.114
8.115
8.116
8.117
The SAA requires that an excess of mandate probably influenced the outcome of the dispute
8.118
8.119
8.120
8.121
8.3.5 The arbitration should not have taken place in Sweden
8.122
8.123
8.124
8.3.6 Improper appointment of arbitrators
8.125
8.126
8.3.7 One of the arbitrators should have been disqualified
8.127
8.128
8.129
8.130
8.131
8.3.8 Other procedural irregularities
8.3.8.1 The irregularities to which the general clause applies
8.132
8.133
8.134
8.135
8.136
8.137
8.138
8.139
8.140
8.141
8.142
(a) Violation of due process
8.143
8.144
8.145
8.146
8.147
8.148
8.149
8.150
(b) Mistakes in relation to the position taken by a party
8.151
8.152
8.153
8.154
8.155
8.156
8.157
8.158
8.159
8.160
8.161
(c) Amendment of claims and dismissal of claims
8.162
8.163
8.164
(d) Res judicata
8.165
8.166
8.167
8.168
8.169
8.170
8.171
8.172
8.173
(e) Deviation from mandate or instructions
8.174
8.175
8.176
8.177
8.178
8.179
8.180
8.181
8.182
8.183
8.184
8.185
8.186
(f) Failure to provide reasons
8.187
8.188
(g) Arbitrators not participating in the conduct of the proceedings
8.189
(h) Substantive case management
8.190
8.191
8.192
8.193
8.194
8.195
8.196
8.197
8.198
8.199
8.3.8.2 Probable influence on the outcome of the dispute
8.200
8.201
8.202
8.203
8.204
8.205
8.206
8.3.8.3 The procedural irregularity must not have been caused by the fault of the challenging party
8.207
8.208
8.4 Waiver of Right to Challenge
8.209
8.4.1 Implied waiver
8.210
8.211
8.212
8.213
8.214
8.4.2 Exclusion agreements
8.215
8.216
8.217
8.218
8.219
8.220
8.5 Remission of Arbitral Awards
8.221
8.222
8.223
8.224
8.225
8.226
8.227
8.228
8.229
8.230
8.231
8.232
8.233
8.6 Review of Jurisdictional Awards
8.6.1 Introduction
8.234
8.235
8.236
8.237
8.238
8.6.2 Scope of application
8.239
8.240
8.241
8.6.3 Scope of the review
8.242
8.243
8.244
8.245
8.6.4 Application of section 36 of the SAA in practice
8.246
8.247
8.248
8.249
8.250
8.251
8.252
8.253
8.254
8.255
8.256
8.257
8.258
8.259
8.260
8.261
9 Recognition and Enforcement of Arbitral Awards
Preliminary Material
9.01
9.1 Enforcement of Swedish Awards
9.1.1 Enforcement in Sweden
9.02
9.03
9.04
9.05
9.1.2 Enforcement abroad
9.06
9.2 Enforcement of Foreign Awards
9.07
9.2.1 Nationality of award
9.08
9.2.2 Recognition and enforcement
9.09
9.10
9.2.3 The New York Convention v the Swedish Arbitration Act
9.11
9.12
9.13
9.2.4 Separate, partial, and interim awards
9.14
9.15
9.16
9.17
9.18
9.19
9.20
9.21
9.2.5 Grounds for refusing recognition and enforcement
9.22
9.23
9.24
9.25
9.26
9.27
9.2.5.1 Lack of capacity of the parties and invalidity of arbitration agreement
9.28
9.29
9.30
9.2.5.2 Violation of procedural due process
9.31
9.32
9.33
9.34
9.35
9.36
9.2.5.3 Excess of mandate
9.37
9.38
9.39
9.2.5.4 Improper composition of the arbitral tribunal or improper arbitral procedure
9.40
9.41
9.42
9.43
9.2.5.5 Arbitral award not binding
9.44
9.45
9.46
9.47
9.48
9.49
9.50
9.51
9.52
9.53
9.54
9.55
9.56
9.57
9.2.5.6 Non-arbitrability
9.58
9.2.5.7 Public policy
9.59
9.60
9.61
9.62
9.63
9.64
9.65
9.66
9.67
9.68
9.69
9.70
9.71
9.72
9.73
9.2.6 Waiver of objections against enforcement
9.74
9.75
9.2.7 Procedures for recognition
9.76
9.77
9.78
9.79
9.80
9.81
9.82
9.83
Further Material
Appendix 1 The Swedish Arbitration Act (SFS 1999:116): (updated as per SFS 2018:1954, entry into force 1 March 2019)
The Arbitration Agreement
Section 1
Section 2
Section 3
Section 4
Section 4a
Section 5
Section 6
The Arbitrators
Section 7
Section 8
Section 9
Section 10
Section 11
Section 12
Section 13
Section 14
Section 15
Section 16
Section 17
Section 18
The Proceedings
Section 19
Section 20
Section 21
Section 22
Section 23
Section 23a
Section 24
Section 25
Section 26
The Award
Section 27
Section 27a
Section 28
Section 29
Section 30
Section 31
Section 32
Invalidity of Awards and Setting Aside Awards
Section 33
Section 34
Section 35
Section 36
Costs of Arbitration
Section 37
Section 38
Section 39
Section 40
Section 41
Section 42
Forum and Limitation Periods
Section 43
Section 44
Section 45
Section 45a
International Matters
Section 46
Section 47
Section 48
Section 49
Section 50
Section 51
Recognition and Enforcement of Foreign Awards, etc.
Section 52
Section 53
Section 54
Section 55
Section 56
Section 57
Section 58
Section 59
Section 60
Transitional Rules
Transitional Rules
Appendix 2A Arbitration Rules of the Arbitration Institute of the Stockholm Chamber of Commerce (2017)
Model Arbitration Clause
Arbitration Rules of the Arbitration Institute of the Stockholm Chamber of Commerce
Table of Contents
Arbitration Rules of The Arbitration Institute of The Stockholm Chamber of CommerceArbitration Institute of The Stockholm Chamber of Commerce
Art.1 About the SCC
General Rules
Art.2 General conduct of the participants to the arbitration
Art.3 Confidentiality
Art.4 Time periods
Art.5 Notices
Commencement of Proceedings
Art.6 Request for Arbitration
Art.7 Registration Fee
Art.8 Commencement of arbitration
Art.9 Answer
Art.10 Request for further details
Art.11 Decisions by the Board
Art.12 Dismissal
Art.13 Joinder of additional parties
Art.14 Multiple contracts in a single arbitration
Art.15 Consolidation of arbitrations
Composition of the Arbitral Tribunal
Art.16 Number of arbitrators
Art.17 Appointment of arbitrators
Art.18 Impartiality, independence and availability
Art.19 Challenge to arbitrators
Art.20 Release from appointment
Art.21 Replacement of arbitrators
The Proceedings Before the Arbitral Tribunal
Art.22 Referral to the Arbitral Tribunal
Art.23 Conduct of the arbitration by the Arbitral Tribunal
Art.24 Administrative secretary of the Arbitral Tribunal
Art.25 Seat of arbitration
Art.26 Language
Art.27 Applicable law
Art.28 Case management conference and timetable
Art.29 Written submissions
Art.30 Amendments
Art.31 Evidence
Art.32 Hearings
Art.33 Witnesses
Art.34 Experts appointed by the Arbitral Tribunal
Art.35 Default
Art.36 Waiver
Art.37 Interim measures
Art.38 Security for costs
Art.39 Summary procedure
Art.40 Close of proceedings
Awards and Decisions
Art.41 Awards and decisions
Art.42 Making of awards
Art.43 Time limit for final award
Art.44 Separate award
Art.45 Settlement or other grounds for termination of the arbitration
Art.46 Effect of an award
Art.47 Correction and interpretation of an award
Art.48 Additional award
Costs of the Arbitration
Art.49 Costs of the Arbitration
Art.50 Costs incurred by a party
Art.51 Advance on Costs
Miscellaneous
Art.52 Exclusion of liability
Appendix I Organisation
Art.1 About the SCC
Art.2 Function of the SCC
Art.3 The Board
Art.4 Appointment of the Board
Art.5 Removal of a member of the Board
Art.6 Function of the Board
Art.7 Decisions by the Board
Art.8 The Secretariat
Art.9 Procedures
Appendix II Emergency Arbitrator
Art.1 Emergency Arbitrator
Art.2 Application for the appointment of an Emergency Arbitrator
Art.3 Notice
Art.4 Appointment of the Emergency Arbitrator
Art.5 Seat of the emergency proceedings
Art.6 Referral to the Emergency Arbitrator
Art.7 Conduct of the emergency proceedings
Art.8 Emergency decisions on interim measures
Art.9 Binding effect of emergency decisions
Art.10 Costs of the emergency proceedings
Appendix III Investment Treaty Disputes
Art.1 Scope of application
Art.2 Number of arbitrators
Art.3 Submission by a Third Person
Art.4 Submission by a non-disputing treaty Party
Appendix IV Schedule Of Costs Arbitration Costs
Art.1 Registration Fee
Art.2 Fees of the Arbitral Tribunal
Art.3 Administrative Fee
Art.4 Expenses
Art.5 Pledge
Appendix 2B Rules for Expedited Arbitrations of the Arbitration Institute of the Stockholm Chamber of Commerce (2017)
Rules For Expedited Arbitrations of the Arbitration Institute of the Stockholm Chamber of CommerceAdopted by the Stockholm Chamber of Commerce and In Force as of 1 January 2017
Table of Contents
Rules for Expedited Arbitrations of the Arbitration Institute of the Stockholm Chamber of CommerceArbitration Institute of the Stockholm Chamber of Commerce
Art.1 About the SCC
General Rules
Art.2 General conduct of the participants to the arbitration
Art.3 Confidentiality
Art.4 Time periods
Art.5 Notices
Commencement of Proceedings
Art.6 Request for Arbitration
Art.7 Registration Fee
Art.8 Commencement of arbitration
Art.9 Answer
Art.10 Request for further details
Art.11 Agreement on the application of the Arbitration Rules
Art.12 Decisions by the Board
Art.13 Dismissal
Art.14 Joinder of additional parties
Art.15 Multiple contracts in a single arbitration
Art.16 Consolidation of arbitrations
The Arbitrator
Art.17 Number of Arbitrators
Art.18 Appointment of Arbitrator
Art.19 Impartiality, independence and availability
Art.20 Challenge to Arbitrator
Art.21 Release from appointment
Art.22 Replacement of Arbitrator
The Proceedings Before the Arbitrator
Art.23 Referral to the Arbitrator
Art.24 Conduct of the arbitration
Art.25 Administrative secretary of the Arbitrator
Art.26 Seat of arbitration
Art.27 Language
Art.28 Applicable law
Art.29 Case management conference and timetable
Art.30 Written submissions
Art.31 Amendments
Art.32 Evidence
Art.33 Hearings
Art.34 Witnesses
Art.35 Experts appointed by the Arbitrator
Art.36 Default
Art.37 Waiver
Art.38 Interim measures
Art.39 Security for costs
Art.40 Summary procedure
Art.41 Close of proceedings
Awards and Decisions
Art.42 Making of awards
Art.43 Time limit for final award
Art.44 Separate award
Art.45 Settlement or other grounds for termination of the arbitration
Art.46 Effect of an award
Art.47 Correction and interpretation of an award
Art.48 Additional award
Costs of the Arbitration
Art.49 Costs of the Arbitration
Art.50 Costs incurred by a party
Art.51 Advance on Costs
Miscellaneous
Art.52 Exclusion of liability
Appendix I Organisation
Art.1 About the SCC
Art.2 Function of the SCC
Art.3 The Board
Art.4 Appointment of the Board
Art.5 Removal of a member of the Board
Art.6 Function of the Board
Art.7 Decisions by the Board
Art.8 The Secretariat
Art.9 Procedures
Appendix II Emergency Arbitrator
Art.1 Emergency Arbitrator
Art.2 Application for the appointment of an Emergency Arbitrator
Art.3 Notice
Art.4 Appointment of the Emergency Arbitrator
Art.5 Seat of the emergency proceedings
Art.6 Referral to the Emergency Arbitrator
Art.7 Conduct of the emergency proceedings
Art.8 Emergency decisions on interim measures
Art.9 Binding effect of emergency decisions
Art.10 Costs of the emergency proceedings
Appendix III Schedule of CostsArbitration Costs
Art.1 Registration Fee
Art.2 Fee of the Arbitrator
Art.3 Administrative Fee
Art.4 Expenses
Art.5 Pledge
Appendix 3 SCC Procedures as Appointing Authority under the 2010 Uncitral Arbitration Rules
About the scc as Appointing Authority
Article 1
Appointment of Sole or Presiding Arbitrator
Article 2
Appointment of a Second Arbitrator
Article 3
Decisions on Challenges to Arbitrators
Article 4
Appointment of Substitute Arbitrators
Article 5
Statement of Impartiality and Independence
Article 6
Decisions by the SCC
Article 7
Costs
Appendix 4 UNCITRAL Model Law on International Commercial Arbitration (1985)
Ch.I General Provisions
Art.1 Scope of Application
Art.2 Definitions and Rules of Interpretation
Art.2 A International Origin and General Principles (As Adopted by the Commission at its Thirty-Ninth Session, in 2006)
Art.3 Receipt of Written Communications
Art.4 Waiver of Right to Object
Art.5 Extent of Court Intervention
Art.6 Court or Other Authority for Certain Functions of Arbitration Assistance and Supervision
Ch.II Arbitration Agreement
Art.7 Option I Definition and Form of Arbitration Agreement (As Adopted by the Commission at its Thirty-Ninth Session, in 2006)
Art.7 Definition of Arbitration Agreement (As Adopted by the Commission at its Thirty-Ninth Session, in 2006)
Art.8 Arbitration Agreement and Substantive Claim Before Court
Art.9 Arbitration Agreement and Interim Measures by Court
Ch.III Composition of Arbitral Tribunal
Art.10 Number of Arbitrators
Art.11 Appointment of Arbitrators
Art.12 Grounds for Challenge
Art.13 Challenge Procedure
Art.14 Failure or Impossibility to Act
Art.15 Appointment of Substitute Arbitrator
Ch.IV Jurisdiction of Arbitral Tribunal
Art.16 Competence of Arbitral Tribunal to Rule on its Jurisdiction
Ch.IV A Interim Measures and Preliminary Orders
s.1 Interim measures
Art.17 Power of Arbitral Tribunal to Order Interim Measures
Art.17 A Conditions for Granting Interim Measures
s.2 Preliminary Orders
Art.17 B Applications for Preliminary Orders and Conditions for Granting Preliminary Orders
Art.17 C Specific Regime for Preliminary Orders
s.3 Provisions Applicable to Interim Measures and Preliminary Orders
Art.17 D Modification, Suspension, Termination
Art.17 E Provision of Security
Art.17 F Disclosure
Art.17 G Costs and Damages
s.4 Recognition and Enforcement of Interim Measures
Art.17 H Recognition and Enforcement
Art.17 I Grounds for Refusing Recognition or Enforcement
s.5 Court-ordered Interim Measures
Art.17 J Court-ordered Interim Measures
Ch.V Conduct of Arbitral Proceedings
Art.18 Equal Treatment of Parties
Art.19 Determination of Rules of Procedure
Art.20 Place of Arbitration
Art.21 Commencement of Arbitral Proceedings
Art.22 Language
Art.23 Statements of Claim and Defence
Art.24 Hearings and Written Proceedings
Art.25 Default of a Party
Art.26 Expert Appointed by Arbitral Tribunal
Art.27 Court Assistance in Taking Evidence
Ch.VI Making of Award and Termination of Proceedings
Art.28 Rules Applicable to Substance of Dispute
Art.29 Decision-Making by Panel of Arbitrators
Art.30 Settlement
Art.31 Form and Contents of Award
Art.32 Termination of Proceedings
Art.33 Correction and Interpretation of Award; Additional Award
Ch.VII Recourse Against Award
Art.34 Application for Setting Aside as Exclusive Recourse Against Arbitral Award
Ch.VIII Recognition and Enforcement of Awards
Art.35 Recognition and Enforcement
Art.36 Grounds for Refusing Recognition or Enforcement
Appendix 5 UNCITRAL Arbitration Rules (1976)
Resolution 31/98 Adopted by the General Assembly on 15 December 1976
31/98. Arbitration Rules of the United Nations Commission on International Trade Law
Uncitral Arbitration Rules
s.I Introductory rules
Scope of Application
Article 1
Notice, Calculation of Periods of Time
Article 2
Notice of Arbitration
Article 3
Representation and Assistance
Article 4
s.II Composition of the Arbitral Tribunal
Number of Arbitrators
Article 5
Appointment of Arbitrators (Articles 6 To 8)
Article 6
Article 7
Article 8
Challenge of Arbitrators (Articles 9 To 12)
Article 9
Article 10
Article 11
Article 12
Replacement of an Arbitrator
Article 13
Repetition of Hearings in The Event of the Replacement of an Arbitrator
Article 14
s.III Arbitral proceedings
General Provisions
Article 15
Place of Arbitration
Article 16
Language
Article 17
Statement of Claim
Article 18
Statement of Defence
Article 19
Amendments to the Claim or Defence
Article 20
Pleas as to the Jurisdiction of the Arbitral Tribunal
Article 21
Further Written Statements
Article 22
Periods of Time
Article 23
Evidence and Hearings (Articles 24 and 25)
Article 24
Article 25
Interim Measures of Protection
Article 26
Experts
Article 27
Default
Article 28
Closure of Hearings
Article 29
Waiver of Rules
Article 30
s.IV The award
Decisions
Article 31
Form and Effect of the Award
Article 32
Applicable Law, Amiable Compositeur
Article 33
Settlement or Other Grounds for Termination
Article 34
Interpretation of the Award
Article 35
Correction of the Award
Article 36
Additional Award
Article 37
Costs (Articles 38 To 40)
Article 38
Article 39
Article 40
Deposit of Costs
Article 41
Appendix 6 UNCITRAL Arbitration Rules (2010)
Uncitral United NationsCommission on International Trade LawUNCITRALArbitration Rules
UNCITRALRules on Transparency in Treaty-basedInvestor-State Arbitration
Contents Page
Resolution adopted by the General Assembly on 16 December 2013
UNCITRAL Arbitration Rules(with new article 1, paragraph 4, as revised in 2013)
s.I Introductory rules
Scope of application
Article 1
Notice and calculation of periods of time
Article 2
Notice of Arbitration
Article 3
Response to the Notice of Arbitration
Article 4
Representation and Assistance
Article 5
Designating and Appointing Authorities
Article 6
s.II Composition of the arbitral tribunal
Number of Arbitrators
Article 7
Appointment of Arbitrators (Articles 8 to 10)
Article 8
Article 9
Article 10
Disclosures by and Challenge of Arbitrators (Articles 11 to 13)
Article 11
Article 12
Article 13
Replacement of an Arbitrator
Article 14
Repetition of hearings in the event of the replacement of an arbitrator
Article 15
Exclusion of liability
Article 16
s.III Arbitral proceedings
General provisions
Article 17
Place of Arbitration
Article 18
Language
Article 19
Statement of Claim
Article 20
Statement of Defence
Article 21
Amendments to the claim or defence
Article 22
Pleas as to the Jurisdiction of the Arbitral Tribunal
Article 23
Further Written Statements
Article 24
Periods of time
Article 25
Interim measures
Article 26
Evidence
Article 27
Hearings
Article 28
Experts appointed by the arbitral tribunal
Article 29
Default
Article 30
Closure of hearings
Article 31
Waiver of right to object
Article 32
s.IV The award
Decisions
Article 33
Form and Effect of the Award
Article 34
Applicable law, amiable compositeur
Article 35
Settlement or other grounds for termination
Article 36
Interpretation of the Award
Article 37
Correction of the Award
Article 38
Additional Award
Article 39
Definition of Costs
Article 40
Fees and Expenses of Arbitrators
Article 41
Allocation of costs
Article 42
Deposit of Costs
Article 43
AnnexModel arbitration clause for contracts
Possible waiver statement
Model statements of independence pursuant to article 11 of the Rules
No Circumstances to disclose
Circumstances to disclose
UNCITRAL Rules on Transparency in Treaty-based Investor-State Arbitration
Art.1 Scope of application Applicability of the Rules
Application of the Rules
Discretion and authority of the arbitral tribunal
Applicable instrument in case of conflict
Application in non-UNCITRAL arbitrations
Art.2 Publication of information at the commencement of arbitral proceedings
Art.3 Publication of documents
Art.4 Submission by a third person
Art.5 Submission by a non-disputing Party to the treaty
Art.6 Hearings
Art.7 Exceptions to transparency Confidential or protected information
Integrity of the arbitral process
Art.8 Repository of published information
Appendix 7 Requests to set Aside Arbitral Awards on the Basis of Section 33 and/or Section 34 of the SAA
Appendix 8 Review of Arbitral Awards on Jurisdiction
Appendix 9 Enforcement of Arbitral Awards
Index
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Appendix 2A Arbitration Rules of the Arbitration Institute of the Stockholm Chamber of Commerce (2017)
From:
International Commercial Arbitration in Sweden (2nd Edition)
Kaj Hobér
Content type:
Book content
Product:
International Commercial Arbitration [ICMA]
Published in print:
11 March 2021
ISBN:
9780192896735
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3.238.134.157