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EU Securities and Financial Markets Regulation, 3rd Edition by Moloney, Niamh (23rd October 2014)

I Introduction

From: EU Securities and Financial Markets Regulation (3rd Edition)

Niamh Moloney

International Organisation of Securities Commissions (IOSCO) — Financial Stability Board (FSB) — European Securities and Markets Authority (ESMA) — Securities and Exchange Commission (SEC) — Eurozone — Monetary union — Sovereign debt
This book addresses EU securities and financial markets regulation (hereafter securities and markets regulation). It considers the harmonized rules which govern financial markets in the EU; it is concerned with market-based financial intermediation between suppliers of capital and firms seeking capital, and with the wide range of relationships and related risks which this form of financial intermediation produces. 1 It does not, accordingly, address the specific rules which apply to deposit-taking institutions. 2 The book examines how the EU regulates the major...
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