Jump to Content Jump to Main Navigation
Financial Markets in Hong Kong, 2nd Edition by Arner, Douglas W; Hsu, Berry; Goo, Say H; Johnstone, Syren; Lejot, Paul; Kwok-Sang Tse, Maurice (24th March 2016)

Part III Regulation of Financial Products, 7 Asset Management and Investment Products

Douglas W Arner, Berry FC Hsu, Say H Goo, Syren Johnstone, Paul Lejot, Maurice Kwong-Sang Tse

From: Financial Markets in Hong Kong (2nd Edition)

Douglas W Arner, Berry Hsu, Say H Goo, Syren Johnstone, Paul Lejot, Maurice Kwok-Sang Tse (Consulting Editor)

From: Oxford Legal Research Library (http://olrl.ouplaw.com). (c) Oxford University Press, 2015. All Rights Reserved.date: 22 March 2019

Subject(s):
Bill of exchange — Securities — Financial regulation — Exchange control — Financial system

This chapter presents an overview of the legal and regulatory framework for financial products and asset management in Hong Kong. The chapter discusses the regulatory framework for asset management generally and provides an overview of the legal and regulatory framework for a variety of financial products. Most financial products are largely matters of private contract and therefore governed by the common law framework, with disputes adjudicated by the courts. However, in Hong Kong a variety of statutes address an ever growing range of financial products, including: bills of exchange and cheques (Bills of Exchange Ordinance); company shares (Companies Ordinance and Listing Rules); and security interests (Companies Ordinance, Bankruptcy Ordinance, and other property related ordinances). The chapter also considers opportunities for the asset management industry in Hong Kong.

Users without a subscription are not able to see the full content. Please, subscribe or login to access all content.